NC
Northpointe Capital LLC Historical SEC 13F Holdings & Archive (Q3 2019)
Northpointe Capital LLCCIK: 0001132668
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$258.1M
Reporting period: 2019-09-30 · Number of holdings: 76
NORTHPOINTE CAPITAL LLC disclosed 76 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $258.1M and a quarterly turnover rate of 71.3%.
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Personality snowflake
- Concentration
- 6.44
- Portfolio Stability
- 71.29
- Momentum
- 0
- Sector conviction
- 51.96
- Diversification
- 100
- Sizing Uniformity
- 95.25
Northpointe Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, close to its 76 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.48), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BMY
+384.3% $3.1M
Add INTC
+80.9% $2.1M
Trim DISCAUSD
-59.9% -$3.0M
Trim XOM
-31.4% -$3.1M
Trim OGE
-61.1% -$2.0M
Trim CVX
-21.3% -$2.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.29% | -0.16% | -20.02% | |
| 2 | BAC | Bank Of America CORP | Stock-Financials | 3.22% | — | -5.62% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.16% | -0.10% | -24.52% | |
| 4 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.88% | — | -21.26% | |
| 5 | C | Citigroup Inc | Stock-Financials | 2.73% | — | +0.93% | |
| 6 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.59% | — | -21.37% | |
| 7 | CVX | Chevron CORP | Stock-Energy | 2.48% | -0.22% | -21.29% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 2.05% | -0.61% | -31.41% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.97% | — | -5.97% | |
| 10 | T | At&t Inc | Stock-Comm Services | 1.95% | — | +19.76% | |
| 11 | ABT | Abbott Laboratories | Stock-Healthcare | 1.74% | — | -21.58% | |
| 12 | INTC | Intel CORP | Stock-Tech | 1.70% | +0.98% | +80.91% | |
| 13 | SO | Southern Co/the | Stock-Utilities | 1.63% | +1.63% | NEW | |
| 14 | ALL | Allstate CORP | Stock-Financials | 1.60% | +1.60% | NEW | |
| 15 | BRX | Brixmor Property Group Inc | Stock-Real Estate | 1.59% | +1.59% | NEW | |
| 16 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.57% | — | +14.11% | |
| 17 | AIG | American International Group | Stock-Financials | 1.56% | — | +58.36% | |
| 18 | WMT | Walmart Inc | Stock-Consumer Staples | 1.52% | — | +32.62% | |
| 19 | PSX | Phillips 66 | Stock-Energy | 1.52% | — | -5.52% | |
| 20 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.52% | — | -27.84% | |
| 21 | DHR | Danaher CORP | Stock-Healthcare | 1.50% | +1.50% | NEW | |
| 22 | S76 | Store Capital CORP | Stock-Other | 1.47% | — | -21.31% | |
| 23 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.46% | +1.24% | +384.34% | |
| 24 | ESS | Essex Property Trust Inc | Stock-Real Estate | 1.45% | +1.45% | NEW | |
| 25 | LPLA | Lpl Financial Holdings Inc | Stock-Financials | 1.45% | — | -21.29% | |
| 26 | DTE | Dte Energy Company | Stock-Utilities | 1.44% | +1.44% | NEW | |
| 27 | AGCO | Agco CORP | Stock-Industrials | 1.41% | — | -21.25% | |
| 28 | RS | Reliance Inc | Stock-Materials | 1.41% | — | -21.25% | |
| 29 | BPOP | Popular Inc | Stock-Financials | 1.40% | — | -21.27% | |
| 30 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.37% | — | -33.64% | |
| 31 | XRX | Xerox Holdings CORP | Stock-Industrials | 1.30% | +1.30% | NEW | |
| 32 | VLO | Valero Energy CORP | Stock-Energy | 1.30% | — | -0.47% | |
| 33 | LIN | Linde plc | Stock-Materials | 1.28% | — | -5.43% | |
| 34 | RTN1USD | Raytheon Company | Stock-Other | 1.28% | — | -5.42% | |
| 35 | BAX | Baxter International Inc | Stock-Healthcare | 1.25% | — | -21.34% | |
| 36 | URI | United Rentals Inc | Stock-Industrials | 1.24% | +1.24% | NEW | |
| 37 | CNP | Centerpoint Energy Inc | Stock-Utilities | 1.20% | +1.20% | NEW | |
| 38 | PPC | Pilgrim's Pride CORP | Stock-Consumer Staples | 1.19% | — | +19.64% | |
| 39 | KDP | Keurig Dr Pepper Inc | Stock-Consumer Staples | 1.13% | — | +29.57% | |
| 40 | HON | Honeywell International Inc | Stock-Industrials | 1.13% | — | -22.09% | |
| 41 | NEM | Newmont CORP | Stock-Materials | 1.12% | +1.12% | NEW | |
| 42 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.11% | — | -5.49% | |
| 43 | NEE | Nextera Energy Inc | Stock-Utilities | 1.11% | +1.11% | NEW | |
| 44 | BHF | Brighthouse Financial Inc | Stock-Financials | 1.10% | — | -28.82% | |
| 45 | CME | Cme Group Inc | Stock-Financials | 1.10% | +1.10% | NEW | |
| 46 | UAL | United Airlines Holdings Inc | Stock-Industrials | 1.08% | — | -21.26% | |
| 47 | O | Realty Income CORP | Stock-Real Estate | 1.07% | +1.07% | NEW | |
| 48 | SNA | Snap-on Inc | Stock-Industrials | 1.05% | — | -21.87% | |
| 49 | MO | Altria Group Inc | Stock-Consumer Staples | 1.01% | — | -17.90% | |
| 50 | F | Ford Motor Co | Stock-Consumer Disc | 0.99% | — | +54.05% |
1–50 of 76
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q3 | 76 | $258.1M | 71 | ||
| 2019 Q2 | 89 | $314.9M | 68 | ||
| 2019 Q1 | 84 | $317.9M | 95 | ||
| 2018 Q4 | 171 | $443.0M | 76 | ||
| 2018 Q3 | 168 | $692.6M | 61 | ||
| 2018 Q2 | 168 | $754.1M | 61 | ||
| 2018 Q1 | 163 | $799.1M | 61 | ||
| 2017 Q4 | 165 | $892.5M | 49 | ||
| 2017 Q3 | 171 | $936.0M | 42 | ||
| 2017 Q2 | 173 | $955.6M | 45 | ||
| 2017 Q1 | 173 | $916.9M | 50 | ||
| 2016 Q4 | 179 | $1.0B | 52 | ||
| 2016 Q3 | 185 | $964.7M | 47 | ||
| 2016 Q2 | 189 | $846.3M | 56 | ||
| 2016 Q1 | 234 | $805.4M | 96 | ||
| 2015 Q4 | 177 | $761.3M | 1 | ||
| 2015 Q3 | 178 | $767.2M | 55 | ||
| 2015 Q2 | 190 | $850.2M | 66 | ||
| 2015 Q1 | 232 | $924.1M | 48 | ||
| 2014 Q4 | 236 | $832.4M | 58 | ||
| 2014 Q3 | 243 | $942.2M | 55 | ||
| 2014 Q2 | 242 | $1.0B | 51 | ||
| 2014 Q1 | 233 | $986.0M | 64 | ||
| 2013 Q4 | 238 | $1.1B | 63 | ||
| 2013 Q3 | 228 | $853.5M | 67 | ||
| 2013 Q2 | 231 | $867.1M | 0 |
Holding changes this quarter
Northpointe Capital LLC's most significant position changes for 2019-09-30: Sold out: Metlife Inc (MET); Sold out: Duke Energy CORP (DUK); Sold out: Exelon CORP (EXC); Sold out: Walgreens Boots Alliance Inc (WBA); New buy: Southern Co/the (SO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BMY | Bristol-myers Squibb Co | +1.2% | +384.34% | Add |
| 2 | INTC | Intel CORP | +1% | +80.91% | Add |
| 3 | JPM | Jpmorgan Chase & Co | -0.1% | -24.52% | Trim |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | -20.02% | Trim |
| 5 | CVX | Chevron CORP | -0.2% | -21.29% | Trim |
| 6 | OGE | Oge Energy CORP | -0.5% | -61.13% | Trim |
| 7 | XOM | Exxon Mobil CORP | -0.6% | -31.41% | Trim |
| 8 | DISCAUSD | Discovery Inc - A | -0.8% | -59.86% | Trim |
| 9 | MET | Metlife Inc | — | EXIT | Sold out |
| 10 | DUK | Duke Energy CORP | — | EXIT | Sold out |
| 11 | EXC | Exelon CORP | — | EXIT | Sold out |
| 12 | WBA | Walgreens Boots Alliance Inc | — | EXIT | Sold out |
| 13 | SO | Southern Co/the | — | NEW | New buy |
| 14 | ALL | Allstate CORP | — | NEW | New buy |
| 15 | XRXCHF | Xerox CORP | — | EXIT | Sold out |
| 16 | BRX | Brixmor Property Group Inc | — | NEW | New buy |
| 17 | VICI | Vici Properties Inc | — | EXIT | Sold out |
| 18 | HST | Host Hotels & Resorts Inc | — | EXIT | Sold out |
| 19 | AME | Ametek Inc | — | EXIT | Sold out |
| 20 | AEE | Ameren Corporation | — | EXIT | Sold out |
| 21 | DHR | Danaher CORP | — | NEW | New buy |
| 22 | ESS | Essex Property Trust Inc | — | NEW | New buy |
| 23 | DTE | Dte Energy Company | — | NEW | New buy |
| 24 | PFE | Pfizer Inc | — | EXIT | Sold out |
| 25 | BLKCHF | Blackrock Inc | — | EXIT | Sold out |
| 26 | CSCO | Cisco Systems Inc | — | EXIT | Sold out |
| 27 | XRX | Xerox Holdings CORP | — | NEW | New buy |
| 28 | MOS | Mosaic Co/the | — | EXIT | Sold out |
| 29 | LNC | Lincoln National CORP | — | EXIT | Sold out |
| 30 | URI | United Rentals Inc | — | NEW | New buy |
| 31 | CNP | Centerpoint Energy Inc | — | NEW | New buy |
| 32 | ZION | Zions Bancorp NA | — | EXIT | Sold out |
| 33 | HPE | Hewlett Packard Enterprise | — | EXIT | Sold out |
| 34 | MS | Morgan Stanley | — | EXIT | Sold out |
| 35 | NEM | Newmont CORP | — | NEW | New buy |
| 36 | LPTUSD | Liberty Property Trust | — | EXIT | Sold out |
| 37 | NEE | Nextera Energy Inc | — | NEW | New buy |
| 38 | CME | Cme Group Inc | — | NEW | New buy |
| 39 | O | Realty Income CORP | — | NEW | New buy |
| 40 | PPL | Ppl CORP | — | EXIT | Sold out |
| 41 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 42 | CITUSD | Cit Group Inc | — | NEW | New buy |
| 43 | SLM | Slm CORP | — | EXIT | Sold out |
| 44 | WEC | Wec Energy Group Inc | — | NEW | New buy |
| 45 | UNM | Unum Group | — | NEW | New buy |
| 46 | BRO | Brown & Brown Inc | — | NEW | New buy |
| 47 | H | Hyatt Hotels CORP - Cl A | — | NEW | New buy |
| 48 | DELL | Dell Technologies -c | — | NEW | New buy |
| 49 | HO1 | Hologic Inc | — | EXIT | Sold out |
| 50 | ALLY | Ally Financial Inc | — | NEW | New buy |
Filing History
FAQ
What is Northpointe Capital LLC and what type of investor is it?
Northpointe Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $258.1M, spread across 76 disclosed positions.
What are Northpointe Capital LLC's largest equity positions?
Based on the latest 13F filing, Northpointe Capital LLC's top holdings by market value are:
1. Berkshire Hathaway Inc-cl B (BRK-B) — $8.5M (3.3%)
2. Bank Of America CORP (BAC) — $8.3M (3.2%)
3. Jpmorgan Chase & Co (JPM) — $8.2M (3.2%)
4. Procter & Gamble Co/the (PG) — $7.4M (2.9%)
5. Citigroup Inc (C) — $7.0M (2.7%)
What changes did Northpointe Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Northpointe Capital LLC made 50 notable position adjustments: 20 new positions were initiated, 2 existing holdings were added to, 6 positions were partially reduced, and 22 were completely exited. The largest of these moves: Sold out: Metlife Inc (MET); Sold out: Duke Energy CORP (DUK); Sold out: Exelon CORP (EXC); Sold out: Walgreens Boots Alliance Inc (WBA); New buy: Southern Co/the (SO)
What sectors does Northpointe Capital LLC focus on?
Northpointe Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 28.6%
• Health Care: 20.3%
• Communication Services: 13.5%
• Energy: 12.2%
• Consumer Staples: 8.8%
• Information Technology: 6.6%
Investment Profile
Northpointe Capital LLC's portfolio is broadly diversified and fast-trading.
It has added to its WMT position over the past two quarters (+$2.4M, now $3.9M), while trimming XOM over the same stretch (-$6.1M, still holding $5.3M).
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