CIK: 0001132668
Total reported value
$258.1M
Reporting period: 2019-09-30 · Number of holdings: 76
NORTHPOINTE CAPITAL LLC disclosed 76 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $258.1M and a quarterly turnover rate of 71.3%.
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Northpointe Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, close to its 76 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.48), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BMY
+384.3% $3.1M
Add INTC
+80.9% $2.1M
Trim DISCAUSD
-59.9% -$3.0M
Trim XOM
-31.4% -$3.1M
Trim OGE
-61.1% -$2.0M
Trim CVX
-21.3% -$2.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.29% | -0.16% | -20.02% | |
| 2 | BAC | Bank Of America CORP | Stock-Financials | 3.22% | — | -5.62% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.16% | -0.10% | -24.52% | |
| 4 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.88% | — | -21.26% | |
| 5 | C | Citigroup INC | Stock-Financials | 2.73% | — | +0.93% | |
| 6 | VZ | Verizon Communications INC | Stock-Comm Services | 2.59% | — | -21.37% | |
| 7 | CVX | Chevron CORP | Stock-Energy | 2.48% | -0.22% | -21.29% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 2.05% | -0.61% | -31.41% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.97% | — | -5.97% | |
| 10 | T | At&t INC | Stock-Comm Services | 1.95% | — | +19.76% | |
| 11 | ABT | Abbott Laboratories | Stock-Healthcare | 1.74% | — | -21.58% | |
| 12 | INTC | Intel CORP | Stock-Tech | 1.70% | +0.98% | +80.91% | |
| 13 | SO | Southern Co/the | Stock-Utilities | 1.63% | +1.63% | NEW | |
| 14 | ALL | Allstate CORP | Stock-Financials | 1.60% | +1.60% | NEW | |
| 15 | BRX | Brixmor Property Group INC | Stock-Real Estate | 1.59% | +1.59% | NEW | |
| 16 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.57% | — | +14.11% | |
| 17 | AIG | American International Group | Stock-Financials | 1.56% | — | +58.36% | |
| 18 | WMT | Walmart INC | Stock-Consumer Staples | 1.52% | — | +32.62% | |
| 19 | PSX | Phillips 66 | Stock-Energy | 1.52% | — | -5.52% | |
| 20 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.52% | — | -27.84% | |
| 21 | DHR | Danaher CORP | Stock-Healthcare | 1.50% | +1.50% | NEW | |
| 22 | S76 | Store Capital CORP | Stock-Other | 1.47% | — | -21.31% | |
| 23 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.46% | +1.24% | +384.34% | |
| 24 | ESS | Essex Property Trust INC | Stock-Real Estate | 1.45% | +1.45% | NEW | |
| 25 | LPLA | Lpl Financial Holdings INC | Stock-Financials | 1.45% | — | -21.29% | |
| 26 | DTE | Dte Energy Company | Stock-Utilities | 1.44% | +1.44% | NEW | |
| 27 | AGCO | Agco CORP | Stock-Industrials | 1.41% | — | -21.25% | |
| 28 | RS | Reliance INC | Stock-Materials | 1.41% | — | -21.25% | |
| 29 | BPOP | Popular INC | Stock-Financials | 1.40% | — | -21.27% | |
| 30 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.37% | — | -33.64% | |
| 31 | XRX | Xerox Holdings CORP | Stock-Industrials | 1.30% | +1.30% | NEW | |
| 32 | VLO | Valero Energy CORP | Stock-Energy | 1.30% | — | -0.47% | |
| 33 | LIN | Linde plc | Stock-Materials | 1.28% | — | -5.43% | |
| 34 | RTN1USD | Raytheon Company | Stock-Other | 1.28% | — | -5.42% | |
| 35 | BAX | Baxter International INC | Stock-Healthcare | 1.25% | — | -21.34% | |
| 36 | URI | United Rentals INC | Stock-Industrials | 1.24% | +1.24% | NEW | |
| 37 | CNP | Centerpoint Energy INC | Stock-Utilities | 1.20% | +1.20% | NEW | |
| 38 | PPC | Pilgrim's Pride CORP | Stock-Consumer Staples | 1.19% | — | +19.64% | |
| 39 | KDP | Keurig Dr Pepper INC | Stock-Consumer Staples | 1.13% | — | +29.57% | |
| 40 | HON | Honeywell International INC | Stock-Industrials | 1.13% | — | -22.09% | |
| 41 | NEM | Newmont CORP | Stock-Materials | 1.12% | +1.12% | NEW | |
| 42 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 1.11% | — | -5.49% | |
| 43 | NEE | Nextera Energy INC | Stock-Utilities | 1.11% | +1.11% | NEW | |
| 44 | BHF | Brighthouse Financial INC | Stock-Financials | 1.10% | — | -28.82% | |
| 45 | CME | Cme Group INC | Stock-Financials | 1.10% | +1.10% | NEW | |
| 46 | UAL | United Airlines Holdings INC | Stock-Industrials | 1.08% | — | -21.26% | |
| 47 | O | Realty Income CORP | Stock-Real Estate | 1.07% | +1.07% | NEW | |
| 48 | SNA | Snap-on INC | Stock-Industrials | 1.05% | — | -21.87% | |
| 49 | MO | Altria Group INC | Stock-Consumer Staples | 1.01% | — | -17.90% | |
| 50 | F | Ford Motor Co | Stock-Consumer Disc | 0.99% | — | +54.05% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-09-30 | 76 | $258.1M | 71 | |
| 2019-06-30 | 89 | $314.9M | 68 | |
| 2019-03-31 | 84 | $317.9M | 95 | |
| 2018-12-31 | 171 | $443.0M | 76 | |
| 2018-09-30 | 168 | $692.6M | 61 | |
| 2018-06-30 | 168 | $754.1M | 61 | |
| 2018-03-31 | 163 | $799.1M | 61 | |
| 2017-12-31 | 165 | $892.5M | 49 | |
| 2017-09-30 | 171 | $936.0M | 42 | |
| 2017-06-30 | 173 | $955.6M | 45 | |
| 2017-03-31 | 173 | $916.9M | 50 | |
| 2016-12-31 | 179 | $1.0B | 52 | |
| 2016-09-30 | 185 | $964.7M | 47 | |
| 2016-06-30 | 189 | $846.3M | 56 | |
| 2016-03-31 | 234 | $805.4M | 96 | |
| 2015-12-31 | 177 | $761.3M | 1 | |
| 2015-09-30 | 178 | $767.2M | 55 | |
| 2015-06-30 | 190 | $850.2M | 66 | |
| 2015-03-31 | 232 | $924.1M | 48 | |
| 2014-12-31 | 236 | $832.4M | 58 | |
| 2014-09-30 | 243 | $942.2M | 55 | |
| 2014-06-30 | 242 | $1.0B | 51 | |
| 2014-03-31 | 233 | $986.0M | 64 | |
| 2013-12-31 | 238 | $1.1B | 63 | |
| 2013-09-30 | 228 | $853.5M | 67 | |
| 2013-06-30 | 231 | $867.1M | 0 |
Northpointe Capital LLC's most significant position changes for 2019-09-30: Sold out: Metlife INC (MET); Sold out: Duke Energy CORP (DUK); Sold out: Exelon CORP (EXC); Sold out: Walgreens Boots Alliance INC (WBA); New buy: Southern Co/the (SO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BMY | Bristol-myers Squibb Co | +1.2% | +384.34% | Add |
| 2 | INTC | Intel CORP | +1% | +80.91% | Add |
| 3 | JPM | Jpmorgan Chase & Co | -0.1% | -24.52% | Trim |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | -20.02% | Trim |
| 5 | CVX | Chevron CORP | -0.2% | -21.29% | Trim |
| 6 | OGE | Oge Energy CORP | -0.5% | -61.13% | Trim |
| 7 | XOM | Exxon Mobil CORP | -0.6% | -31.41% | Trim |
| 8 | DISCAUSD | Discovery INC - A | -0.8% | -59.86% | Trim |
| 9 | MET | Metlife INC | — | EXIT | Sold out |
| 10 | DUK | Duke Energy CORP | — | EXIT | Sold out |
| 11 | EXC | Exelon CORP | — | EXIT | Sold out |
| 12 | WBA | Walgreens Boots Alliance INC | — | EXIT | Sold out |
| 13 | SO | Southern Co/the | — | NEW | New buy |
| 14 | ALL | Allstate CORP | — | NEW | New buy |
| 15 | XRXCHF | Xerox CORP | — | EXIT | Sold out |
| 16 | BRX | Brixmor Property Group INC | — | NEW | New buy |
| 17 | VICI | Vici Properties INC | — | EXIT | Sold out |
| 18 | HST | Host Hotels & Resorts INC | — | EXIT | Sold out |
| 19 | AME | Ametek INC | — | EXIT | Sold out |
| 20 | AEE | Ameren Corporation | — | EXIT | Sold out |
| 21 | DHR | Danaher CORP | — | NEW | New buy |
| 22 | ESS | Essex Property Trust INC | — | NEW | New buy |
| 23 | DTE | Dte Energy Company | — | NEW | New buy |
| 24 | PFE | Pfizer INC | — | EXIT | Sold out |
| 25 | BLKCHF | Blackrock INC | — | EXIT | Sold out |
| 26 | CSCO | Cisco Systems INC | — | EXIT | Sold out |
| 27 | XRX | Xerox Holdings CORP | — | NEW | New buy |
| 28 | MOS | Mosaic Co/the | — | EXIT | Sold out |
| 29 | LNC | Lincoln National CORP | — | EXIT | Sold out |
| 30 | URI | United Rentals INC | — | NEW | New buy |
| 31 | CNP | Centerpoint Energy INC | — | NEW | New buy |
| 32 | ZION | Zions Bancorp NA | — | EXIT | Sold out |
| 33 | HPE | Hewlett Packard Enterprise | — | EXIT | Sold out |
| 34 | MS | Morgan Stanley | — | EXIT | Sold out |
| 35 | NEM | Newmont CORP | — | NEW | New buy |
| 36 | LPTUSD | Liberty Property Trust | — | EXIT | Sold out |
| 37 | NEE | Nextera Energy INC | — | NEW | New buy |
| 38 | CME | Cme Group INC | — | NEW | New buy |
| 39 | O | Realty Income CORP | — | NEW | New buy |
| 40 | PPL | Ppl CORP | — | EXIT | Sold out |
| 41 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 42 | CITUSD | Cit Group INC | — | NEW | New buy |
| 43 | SLM | Slm CORP | — | EXIT | Sold out |
| 44 | WEC | Wec Energy Group INC | — | NEW | New buy |
| 45 | UNM | Unum Group | — | NEW | New buy |
| 46 | BRO | Brown & Brown INC | — | NEW | New buy |
| 47 | H | Hyatt Hotels CORP - Cl A | — | NEW | New buy |
| 48 | DELL | Dell Technologies -c | — | NEW | New buy |
| 49 | HO1 | Hologic INC | — | EXIT | Sold out |
| 50 | ALLY | Ally Financial INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-09-30 | 2019-10-16 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-26 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-17 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-24 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-25 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-25 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-23 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-23 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-03 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-25 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-25 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-28 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-27 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-28 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-27 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-30 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-29 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-26 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-22 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-07 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-06 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-07 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-09 | 13F-HR | View on EDGAR |
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