CIK: 0000312955
Total reported value
$372.6M
Reporting period: 2018-12-31 · Number of holdings: 165
NORTHERN CAPITAL MANAGEMENT LLC disclosed 165 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $372.6M and a quarterly turnover rate of 30.8%.
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Northern Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 102 equally-sized positions, close to its 165 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.79), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SLB
-46.3% -$3.6M
Add R6C2
+530.2% $2.5M
Trim SPSB
-39.9% -$3.1M
Add MPC
+346.8% $1.8M
Trim 81618T100
-14.8% -$2.3M
Trim SPIB
-64.6% -$2.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 2.77% | +0.15% | +29.71% | |
| 2 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 2.15% | — | +4.30% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.05% | — | +7.04% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 1.85% | — | +4.97% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.67% | — | +1.09% | |
| 6 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 1.50% | — | -0.24% | |
| 7 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.48% | — | +2.25% | |
| 8 | BAC | Bank Of America CORP | Stock-Financials | 1.47% | — | +25.76% | |
| 9 | C | Citigroup INC | Stock-Financials | 1.46% | — | +24.04% | |
| 10 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.45% | -0.10% | -18.73% | |
| 11 | DD | DuPont de Nemours, Inc. | Stock-Other | 1.41% | — | +31.10% | |
| 12 | QCOM | Qualcomm INC | Stock-Tech | 1.40% | -0.05% | +4.76% | |
| 13 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 1.40% | — | +21.50% | |
| 14 | PKW | Invesco Buyback Achievers Et | ETF-Other | 1.32% | — | +3.97% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.30% | — | +5.74% | |
| 16 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.29% | — | -0.93% | |
| 17 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 1.25% | -0.54% | -39.88% | |
| 18 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 1.25% | — | +6.00% | |
| 19 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 1.21% | — | +1.14% | |
| 20 | LUV | Southwest Airlines Co | Stock-Industrials | 1.19% | -0.11% | +5.32% | |
| 21 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.18% | — | -12.21% | |
| 22 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.17% | +1.17% | NEW | |
| 23 | VIS | Vanguard Industrials ETF | ETF-Other | 1.16% | — | +6.95% | |
| 24 | HCA | Hca Healthcare INC | Stock-Healthcare | 1.10% | -0.10% | -12.44% | |
| 25 | BP | Bp Plc-spons Adr | Stock-Energy | 1.10% | — | +13.95% | |
| 26 | CVS | Cvs Health CORP | Stock-Healthcare | 1.07% | — | -0.23% | |
| 27 | TJX | Tjx Companies INC | Stock-Consumer Disc | 1.06% | -0.12% | +91.86% | |
| 28 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.05% | +1.05% | NEW | |
| 29 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.05% | — | +21.60% | |
| 30 | HD | Home Depot INC | Stock-Consumer Disc | 1.03% | +0.39% | +66.28% | |
| 31 | CSD | Invesco S&p Spin-off ETF | ETF-Other | 1.02% | -0.07% | +3.72% | |
| 32 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.98% | — | +3.42% | |
| 33 | IQV | Iqvia Holdings INC | Stock-Healthcare | 0.97% | -0.19% | -20.55% | |
| 34 | PSCI | Invesco S&p Smallcap Industr | ETF-Other | 0.96% | -0.21% | -7.80% | |
| 35 | QVCAUSD | Qurate Retail Inc-series A | Stock-Other | 0.95% | -0.19% | -18.81% | |
| 36 | FDX | Fedex CORP | Stock-Industrials | 0.95% | — | +40.63% | |
| 37 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.94% | — | -2.26% | |
| 38 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.92% | -0.10% | +3.22% | |
| 39 | PSCF | Invesco S&p Smallcap Financi | ETF-Other | 0.91% | — | -0.81% | |
| 40 | BAYRY | Bayer Ag-sponsored Adr | Stock-Other | 0.91% | -0.14% | -6.91% | |
| 41 | AMT | American Tower CORP | Stock-Real Estate | 0.91% | — | -12.44% | |
| 42 | EBAY | Ebay INC | Stock-Consumer Disc | 0.90% | — | +51.12% | |
| 43 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.89% | — | -13.97% | |
| 44 | CBRE | Cbre Group INC - A | Stock-Real Estate | 0.87% | — | +9.43% | |
| 45 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.85% | -0.46% | -43.91% | |
| 46 | GS | Goldman Sachs Group INC | Stock-Financials | 0.84% | -0.14% | -0.95% | |
| 47 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.84% | -0.43% | -34.10% | |
| 48 | ASHR | Xtrackers Harvest Csi 300 Ch | ETF-Other | 0.84% | — | +1.96% | |
| 49 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.84% | — | +16.93% | |
| 50 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.84% | +0.71% | +530.24% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-12-31 | 165 | $372.6M | 31 | |
| 2018-09-30 | 159 | $435.0M | 16 | |
| 2018-06-30 | 159 | $411.6M | 44 | |
| 2018-03-31 | 159 | $388.1M | 27 | |
| 2017-12-31 | 156 | $387.9M | 30 | |
| 2017-09-30 | 151 | $323.9M | 35 | |
| 2017-06-30 | 149 | $269.0M | 18 | |
| 2017-03-31 | 142 | $251.2M | 25 | |
| 2016-12-31 | 139 | $239.6M | 28 | |
| 2016-09-30 | 136 | $222.3M | 33 | |
| 2016-06-30 | 134 | $224.0M | 18 | |
| 2016-03-31 | 142 | $224.4M | 23 | |
| 2015-12-31 | 146 | $228.7M | 22 | |
| 2015-09-30 | 149 | $230.2M | 42 | |
| 2015-06-30 | 135 | $215.1M | 28 | |
| 2015-03-31 | 137 | $208.4M | 43 | |
| 2014-12-31 | 140 | $202.6M | 31 | |
| 2014-09-30 | 135 | $197.8M | 28 | |
| 2014-06-30 | 149 | $201.7M | 39 | |
| 2014-03-31 | 148 | $200.7M | 22 | |
| 2013-12-31 | 140 | $191.3M | 22 | |
| 2013-09-30 | 130 | $171.1M | 46 | |
| 2013-06-30 | 121 | $160.5M | 0 |
Northern Capital Management LLC's most significant position changes for 2018-12-31: New buy: Amazon.com INC (AMZN); New buy: Bristol-myers Squibb Co (BMY); Sold out: Zimmer Biomet Holdings INC (ZBH); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Vaneck Intermediate Muni ETF (ITM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | R6C2 | Royal Dutch Shell-spon Adr-b | +0.7% | +530.24% | Add |
| 2 | MPC | Marathon Petroleum CORP | +0.5% | +346.83% | Add |
| 3 | HD | Home Depot INC | +0.4% | +66.28% | Add |
| 4 | DLS | Wisdomtree Intl S/c Dvd Fund | +0.3% | +168.23% | Add |
| 5 | AAPL | Apple INC | +0.2% | +29.71% | Add |
| 6 | VBR | Vanguard Small-cap Value ETF | — | +4.30% | Add |
| 7 | QCOM | Qualcomm INC | -0.1% | +4.76% | Add |
| 8 | CSD | Invesco S&p Spin-off ETF | -0.1% | +3.72% | Add |
| 9 | FLOT | Ishares Floating Rate Bond E | -0.1% | -18.73% | Trim |
| 10 | HCA | Hca Healthcare INC | -0.1% | -12.44% | Trim |
| 11 | XBI | Ss Spdr S&p Biotech ETF | -0.1% | +3.22% | Add |
| 12 | LUV | Southwest Airlines Co | -0.1% | +5.32% | Add |
| 13 | TJX | Tjx Companies INC | -0.1% | +91.86% | Add |
| 14 | BAYRY | Bayer Ag-sponsored Adr | -0.1% | -6.91% | Trim |
| 15 | GS | Goldman Sachs Group INC | -0.1% | -0.95% | Trim |
| 16 | LEN | Lennar Corp-a | -0.2% | -18.58% | Trim |
| 17 | SOXL | Direxion Daily Semiconductor Bull 3X Shares | -0.2% | -23.65% | Trim |
| 18 | VDE | Vanguard Energy ETF | -0.2% | -27.82% | Trim |
| 19 | IQV | Iqvia Holdings INC | -0.2% | -20.55% | Trim |
| 20 | QVCAUSD | Qurate Retail Inc-series A | -0.2% | -18.81% | Trim |
| 21 | MOO | Vaneck Agribusiness ETF | -0.2% | -28.57% | Trim |
| 22 | ORCL | Oracle CORP | -0.2% | -45.51% | Trim |
| 23 | PSCI | Invesco S&p Smallcap Industr | -0.2% | -7.80% | Trim |
| 24 | AN | Autonation INC | -0.2% | -27.00% | Trim |
| 25 | NOC | Northrop Grumman CORP | -0.3% | -55.23% | Trim |
| 26 | ✓ | -0.3% | -9.79% | Trim | |
| 27 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.3% | -45.01% | Trim |
| 28 | IBM | Intl Business Machines CORP | -0.3% | -51.99% | Trim |
| 29 | AAL | American Airlines Group INC | -0.3% | -20.51% | Trim |
| 30 | GLD | Spdr Gold Shares | -0.4% | -73.37% | Trim |
| 31 | AIG | American International Group | -0.4% | -47.90% | Trim |
| 32 | TMLP | Tortoise MLP ETF | -0.4% | -40.63% | Trim |
| 33 | NXPI | NXP Semiconductors N.V. | -0.4% | -34.10% | Trim |
| 34 | VCSH | Vanguard S/t CORP Bond ETF | -0.5% | -43.91% | Trim |
| 35 | VGM | Invesco Trust For Investmen | -0.5% | -75.83% | Trim |
| 36 | SPIB | Ss Spdr P Int C CORP ETF | -0.5% | -64.62% | Trim |
| 37 | ✓ | Select Income Reit | -0.5% | -14.84% | Trim |
| 38 | SPSB | Ss Spdr P St C CORP ETF | -0.5% | -39.88% | Trim |
| 39 | SLB | Slb LTD | -0.8% | -46.32% | Trim |
| 40 | AMZN | Amazon.com INC | — | NEW | New buy |
| 41 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 42 | ZBH | Zimmer Biomet Holdings INC | — | EXIT | Sold out |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 44 | ITM | Vaneck Intermediate Muni ETF | — | NEW | New buy |
| 45 | PANW | Palo Alto Networks INC | — | NEW | New buy |
| 46 | ICE | Intercontinental Exchange In | — | EXIT | Sold out |
| 47 | FITB | Fifth Third Bancorp | — | NEW | New buy |
| 48 | ILPT | Industrial Logistics Propert | — | NEW | New buy |
| 49 | SMHC | VanEck China Semiconductor ETF | — | EXIT | Sold out |
| 50 | PFE | Pfizer INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-12-31 | 2019-02-01 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-08 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-02 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-30 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-27 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-09 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-21 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-27 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-03 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-27 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-06 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-04 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-06 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-08 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-06 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-28 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-18 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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