Northern Capital Management LLC — Q3 2016 13F Holdings

Name: Northern Capital Management LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000312955

Total reported value

$372.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.16%	-0.46%	+2.40%
2	XWIAX	Western Asset Infl-link Sec	Stock-Other	2.54%	—	+7.40%
3	AAPL	Apple INC	Stock-Tech	2.54%	+0.15%	-15.79%
4	WIW	Western Asst Infl-lnk Opp	Stock-Other	2.54%	—	+8.61%
5	VBR	Vanguard Small-cap Value ETF	ETF-Other	2.20%	—	+5.73%
6	MSFT	Microsoft CORP	Stock-Tech	1.83%	—	+0.13%
7	✓	Calpine CORP	Stock-Other	1.80%	—	+22.22%
8	LBRDA	Liberty Broadband-a	Stock-Other	1.79%	—	-13.22%
9	CVS	Cvs Health CORP	Stock-Healthcare	1.78%	—	+5.92%
10	BAC	Bank Of America CORP	Stock-Financials	1.76%	—	-17.90%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.76%	—	-0.76%
12	QCOM	Qualcomm INC	Stock-Tech	1.72%	-0.05%	-10.27%
13	JNJ	Johnson & Johnson	Stock-Healthcare	1.67%	—	-5.65%
14	C	Citigroup INC	Stock-Financials	1.60%	—	-1.49%
15	✓	Allianz Se Funsponsored Adr 1 Adr Reps 0.1 Ord Shs	Stock-Other	1.53%	—	+5.32%
16	SCHW	Schwab (charles) CORP	Stock-Financials	1.52%	—	+0.16%
17	AN	Autonation INC	Stock-Consumer Disc	1.52%	-0.21%	—
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.48%	-0.31%	+3.75%
19	LEA	Lear CORP	Stock-Consumer Disc	1.44%	—	-1.49%
20	WYNEUR	Wyndham Destinations INC	Stock-Other	1.43%	—	+16.62%
21	LUV	Southwest Airlines Co	Stock-Industrials	1.40%	-0.11%	—
22	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	1.38%	—	-7.93%
23	GS	Goldman Sachs Group INC	Stock-Financials	1.34%	-0.14%	-16.06%
24	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.32%	-0.10%	-0.26%
25	NAD	Nuveen Quality Municipal INC	Stock-Other	1.31%	—	+114.72%
26	✓		Stock-Other	1.29%	—	-23.29%
27	PYPL	Paypal Holdings INC	Stock-Financials	1.28%	—	-2.08%
28	✓	Shire PLC	Stock-Other	1.28%	—	-7.31%
29	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.23%	—	+1.36%
30	VLO	Valero Energy CORP	Stock-Energy	1.23%	—	+8.77%
31	BP	Bp Plc-spons Adr	Stock-Energy	1.23%	—	+5.03%
32	IWS	Ishares Russell Mid-cap Valu	ETF-Other	1.22%	—	-0.75%
33	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.20%	—	+5.33%
34	AIG	American International Group	Stock-Financials	1.19%	-0.37%	-10.08%
35	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.18%	—	-2.56%
36	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	1.14%	—	—
37	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	1.08%	—	-4.30%
38	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.02%	—	+17.08%
39	TMLP	Tortoise MLP ETF	ETF-Other	1.02%	-0.42%	-4.46%
40	2362120D	Sinclair Broadcast Group LLC	Stock-Other	0.99%	—	+43.21%
41	TEL	TE Connectivity plc	Stock-Tech	0.98%	—	-1.00%
42	EBAY	Ebay INC	Stock-Consumer Disc	0.94%	—	-6.70%
43	FMX	Fomento Economico Mex-sp Adr	Stock-Other	0.88%	—	-0.93%
44	✓	Select Income Reit	Stock-Other	0.87%	-0.49%	-9.01%
45	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.87%	—	-6.60%
46	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	0.87%	—	-1.39%
47	AXP	American Express Company	Stock-Financials	0.86%	—	+14.71%
48	PNC	Pnc Financial Services Group	Stock-Financials	0.84%	—	+2.58%
49	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.82%	—	-3.05%
50	GILD	Gilead Sciences INC	Stock-Healthcare	0.82%	—	+251.57%

1–50 of 136

Holding changes this quarter

Position changes disclosed by Northern Capital Management LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NAD	Nuveen Quality Municipal INC	+0.7%	+114.72%	Add
2	GILD	Gilead Sciences INC	+0.6%	+251.57%	Add
3	SCHW	Schwab (charles) CORP	+0.3%	+0.16%	Add
4	2362120D	Sinclair Broadcast Group LLC	+0.3%	+43.21%	Add
5	XBI	Ss Spdr S&p Biotech ETF	+0.3%	-0.26%	Trim
6	QCOM	Qualcomm INC	+0.2%	-10.27%	Trim
7	WIW	Western Asst Infl-lnk Opp	+0.2%	+8.61%	Add
8	EBAY	Ebay INC	+0.2%	-6.70%	Trim
9	VBR	Vanguard Small-cap Value ETF	+0.2%	+5.73%	Add
10	LEA	Lear CORP	+0.2%	-1.49%	Trim
11	MSFT	Microsoft CORP	+0.2%	+0.13%	Add
12	BKNG	Booking Hldgs INC	+0.2%	+1.36%	Add
13	HD	Home Depot INC	+0.2%	+56.24%	Add
14	✓	Government Pptys Income Tr	-0.2%	-20.04%	Trim
15	COF	Capital One Financial CORP	-0.3%	-37.36%	Trim
16	✓		-0.4%	-23.29%	Trim
17	CF	Cf Industries Holdings INC	-0.4%	-66.06%	Trim
18	PNR	Pentair plc	-0.6%	-60.17%	Trim
19	✓		—	EXIT	Sold out
20	✓	St Jude Med INC	—	EXIT	Sold out
21	NSRGY	Nestle Sa-spons Adr	—	EXIT	Sold out
22	AN	Autonation INC	—	NEW	New buy
23	LUV	Southwest Airlines Co	—	NEW	New buy
24	GM	General Motors Co	—	EXIT	Sold out
25	USA	Liberty Interactive CORP	—	EXIT	Sold out
26	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	NEW	New buy
27	NWSA	News CORP - Class A	—	EXIT	Sold out
28	✓	Nuveen Select Quality Mun Fd	—	EXIT	Sold out
29	REFI	Chicago Atlantic Real Estate Finance, Inc.	—	EXIT	Sold out
30	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
31	SH1USD	Proshares Short S&p500	—	NEW	New buy
32	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
33	M	Macy's INC	—	EXIT	Sold out
34	BAYRY	Bayer Ag-sponsored Adr	—	NEW	New buy
35	DELL	Dell Technologies Inc.	—	NEW	New buy
36	ELV	Elevance Health INC	—	NEW	New buy
37	UNH	Unitedhealth Group INC	—	EXIT	Sold out
38	BFH	Bread Financial Holdings INC	—	NEW	New buy
39	BMY	Bristol-myers Squibb Co	—	NEW	New buy
40	✓	Ariad Pharmaceuticals INC	—	EXIT	Sold out
41	RVTY	Revvity INC	—	NEW	New buy
42	SYF	Synchrony Financial	—	EXIT	Sold out
43	TWXCHF	Time Warner INC	—	NEW	New buy
44	BKR	Baker Hughes Company	—	NEW	New buy
45	✓		—	NEW	New buy
46	SWKS	Skyworks Solutions INC	—	NEW	New buy
47	FDX	Fedex CORP	—	NEW	New buy
48	DISCAUSD	Discovery INC - A	—	NEW	New buy
49	HEDJ	Wisdomtree Europe Hedged Equ	—	EXIT	Sold out
50	VOE	Vanguard Mid-cap Value ETF	—	EXIT	Sold out