NC
NinePointTwo Capital LLC Historical SEC 13F Holdings & Archive (Q4 2023)
NinePointTwo Capital LLCCIK: 0001824516
Diversified strategyLong-term holder
Total reported value
$251.8M
Reporting period: 2023-12-31 · Number of holdings: 249
NinePointTwo Capital LLC disclosed 249 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $251.8M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 32.66
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 57.61
- Diversification
- 100
- Sizing Uniformity
- 55.95
NinePointTwo Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.082 — mathematically equivalent to about 12 equally-sized positions, well below its 249 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.41), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 249 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 23.61% | — | -34.04% | |
| 2 | EMLC | Vaneck JPM Em Local Curr Bnd | ETF-Other | 10.42% | — | -5.73% | |
| 3 | TIP | Ishares Tips Bond ETF | ETF-Other | 7.17% | — | — | |
| 4 | HYLB | Xtrackers Usd High Yield Cor | ETF-High Yield | 6.19% | — | -7.33% | |
| 5 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 5.07% | — | — | |
| 6 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 3.51% | — | -5.50% | |
| 7 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.28% | — | — | |
| 8 | APO | Apollo Global Management Inc | Stock-Financials | 1.44% | — | — | |
| 9 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 1.30% | — | — | |
| 10 | AAPL | Apple Inc | Stock-Tech | 1.24% | — | — | |
| 11 | HCA | Hca Healthcare Inc | Stock-Healthcare | 1.09% | — | — | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.08% | — | — | |
| 13 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.08% | — | — | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.95% | — | — | |
| 15 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.91% | — | — | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 0.85% | — | — | |
| 17 | MU | Micron Technology Inc | Stock-Tech | 0.75% | — | — | |
| 18 | CHPT | ChargePoint Holdings, Inc. | Stock-Other | 0.64% | — | — | |
| 19 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 0.63% | — | — | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.57% | — | -17.62% | |
| 21 | MA | Mastercard Inc - A | Stock-Financials | 0.41% | — | — | |
| 22 | CSCO | Cisco Systems Inc | Stock-Tech | 0.41% | — | — | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.40% | — | — | |
| 24 | NFLX | Netflix Inc | Stock-Comm Services | 0.36% | — | — | |
| 25 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.34% | — | — | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.32% | — | -22.35% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.31% | — | — | |
| 28 | TGTX | Tg Therapeutics Inc | Stock-Healthcare | 0.27% | — | — | |
| 29 | KDP | Keurig Dr Pepper Inc | Stock-Consumer Staples | 0.26% | — | — | |
| 30 | AVGO | Broadcom Inc | Stock-Tech | 0.26% | — | +37.32% | |
| 31 | TMDX | Transmedics Group Inc | Stock-Healthcare | 0.25% | — | — | |
| 32 | ABBV | Abbvie Inc | Stock-Healthcare | 0.24% | — | — | |
| 33 | RDFN | Redfin CORP | Stock-Other | 0.24% | — | +131.45% | |
| 34 | HPP | Hudson Pacific Properties, Inc. | Stock-Other | 0.24% | — | — | |
| 35 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.22% | — | — | |
| 36 | COIN | Coinbase Global Inc -class A | Stock-Financials | 0.21% | — | — | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.21% | — | — | |
| 38 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.21% | — | — | |
| 39 | DOCN | Digitalocean Holdings Inc | Stock-Tech | 0.20% | — | — | |
| 40 | ZTS | Zoetis Inc | Stock-Healthcare | 0.20% | — | — | |
| 41 | TNDM | Tandem Diabetes Care Inc | Stock-Other | 0.20% | — | — | |
| 42 | ATEC | Alphatec Holdings Inc | Stock-Other | 0.19% | — | — | |
| 43 | ENPH | Enphase Energy Inc | Stock-Tech | 0.19% | — | — | |
| 44 | ACN | Accenture plc | Stock-Tech | 0.19% | — | — | |
| 45 | HRMY | Harmony Biosciences Holdings | Stock-Other | 0.19% | — | — | |
| 46 | U | Unity Software Inc | Stock-Tech | 0.19% | — | — | |
| 47 | ROKU | Roku Inc | Stock-Comm Services | 0.19% | — | — | |
| 48 | WAL | Western Alliance Bancorp | Stock-Financials | 0.19% | — | — | |
| 49 | SMTC | Semtech CORP | Stock-Tech | 0.18% | — | — | |
| 50 | MXL | Maxlinear Inc | Stock-Other | 0.18% | — | — |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
-0.5%
Performance Last 4 Quarters
+18.8%
- Stdev
- +13.6%
- Beta
- +0.89
- Alpha
- -8.8%
- Max Drawdown
- -10.5%
- Annualized Perf
- +8.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.15
- Stutzer
- +0.19
- Treynor
- +0.1
- Sterling
- +0.48
- Calmar
- +0.8
- Information Ratio
- -1.5
- Tracking Error
- +7.4%
- Stdev Down
- +7.8%
- Winning Months %
- +52.8%
- Losing Months %
- +47.2%
- Best 12 Months
- +28.3%
- Worst 12 Months
- -7.7%
- Efficiency Ratio
- +0.24
- Sharpe
- +0.66
- Stdev Sectors
- +9.6%
- Skewness
- +0.1
- Kurtosis
- -0.53
- Upside Potential
- +3.03
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is NinePointTwo Capital LLC and what type of investor is it?
NinePointTwo Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $251.8M, spread across 249 disclosed positions.
What are NinePointTwo Capital LLC's largest equity positions?
Based on the latest 13F filing, NinePointTwo Capital LLC's top holdings by market value are:
1. Schwab U.s. Tips ETF (SCHP) — $59.4M (23.6%)
2. Vaneck JPM Em Local Curr Bnd (EMLC) — $26.2M (10.4%)
3. Ishares Tips Bond ETF (TIP) — $18.1M (7.2%)
4. Xtrackers Usd High Yield Cor (HYLB) — $15.6M (6.2%)
5. Vanguard High Dvd Yield ETF (VYM) — $12.8M (5.1%)
What changes did NinePointTwo Capital LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for NinePointTwo Capital LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does NinePointTwo Capital LLC focus on?
NinePointTwo Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.8%
• Health Care: 19.2%
• Financials: 14.0%
• Consumer Discretionary: 8.9%
• Communication Services: 8.5%
• Industrials: 5.8%
Investment Profile
NinePointTwo Capital LLC returned an annualized 8.4% over the trailing 36 months — underperforming the S&P 500 by 8.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.89 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 33.8% of the portfolio concentrated in Information Technology.
Its concentration score has fallen from 80 to 33 over the past 4 quarters — a shift toward broader diversification.
It has added to its APO position over the past two quarters (+$636.0K, now $3.6M), while trimming SCHP over the same stretch (-$34.1M, still holding $59.4M).
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Developer Access
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