FA
Financial Architects, LLC Quarterly 13F Portfolio Update (Q3 2026)
Financial Architects, LLCCIK: 0002008540
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$195.6M
Reporting period: 2026-09-30 · Number of holdings: 29
Financial Architects, LLC disclosed 29 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $195.6M and a quarterly turnover rate of 25.9%.
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Personality snowflake
- Concentration
- 40.55
- Portfolio Stability
- 25.95
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 58
- Sizing Uniformity
- 85.83
Financial Architects, LLC's disclosed holdings carry a Herfindahl concentration index of 0.101 — mathematically equivalent to about 10 equally-sized positions, well below its 29 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.42), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy LTPZ
Sold out DFSV
Sold out VGIT
New buy TIP
Add BNDX
+11.5% $1.3M
Add DISV
+1.5% $937.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 20.03% | +0.11% | -0.51% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 14.42% | +0.73% | -2.30% | |
| 3 | BND | Vanguard Total Bond Market | ETF-Other | 9.74% | +0.04% | -1.43% | |
| 4 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 9.15% | +1.20% | +11.51% | |
| 5 | GSSC | Goldman Sachs Activebeta US | ETF-Commodities | 7.57% | -0.20% | -2.72% | |
| 6 | LTPZ | Pimco 15+ Yr US Tips Indx | ETF-Other | 6.06% | +6.06% | NEW | |
| 7 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 5.69% | +0.29% | -0.69% | |
| 8 | DISV | Dimensional International Sm | ETF-Other | 5.55% | +0.79% | +1.46% | |
| 9 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 5.26% | -0.27% | -3.68% | |
| 10 | EUSA | Ishares Msci USA Equal Weigh | ETF-Other | 4.84% | +0.33% | +3.31% | |
| 11 | VXUS | Vanguard Total Intl Stock | ETF-Other | 3.18% | +0.25% | +2.60% | |
| 12 | TIP | Ishares Tips Bond ETF | ETF-Other | 1.71% | +1.71% | NEW | |
| 13 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.37% | -0.08% | -12.09% | |
| 14 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.87% | -0.09% | -9.15% | |
| 15 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 0.68% | -0.02% | -0.74% | |
| 16 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.66% | -0.01% | -2.17% | |
| 17 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.64% | +0.64% | NEW | |
| 18 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 0.51% | -0.32% | -41.08% | |
| 19 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.40% | -0.02% | -3.34% | |
| 20 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.36% | +0.01% | — | |
| 21 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.20% | +0.03% | -0.56% | |
| 22 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.18% | +0.01% | -2.25% | |
| 23 | AAPL | Apple Inc | Stock-Tech | 0.18% | +0.01% | -14.40% | |
| 24 | AVES | Avantis Emerging Markets Val | ETF-Emerging Markets | 0.16% | +0.01% | — | |
| 25 | HD | Home Depot Inc | Stock-Consumer Disc | 0.15% | -0.03% | -3.30% | |
| 26 | LCTU | Ishares U.s. Carbon Transiti | ETF-Other | 0.12% | +0.12% | NEW | |
| 27 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 0.11% | +0.11% | NEW | |
| 28 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.11% | +0.11% | NEW | |
| 29 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.11% | +0.11% | NEW |
Portfolio Performance
Performance for Q4 2026
+0.1%
Performance Last 4 Quarters
+9.2%
- Stdev
- +7.9%
- Beta
- +0.59
- Alpha
- +0.5%
- Max Drawdown
- -3.9%
- Annualized Perf
- +11.4%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.56
- Stutzer
- +0.4
- Treynor
- +0.19
- Sterling
- +0.82
- Calmar
- +2.93
- Information Ratio
- -1.12
- Tracking Error
- +6.2%
- Stdev Down
- +4.3%
- Winning Months %
- +71.9%
- Losing Months %
- +28.1%
- Best 12 Months
- +20.4%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.4
- Stdev Sectors
- +4.3%
- Skewness
- -0.37
- Kurtosis
- -0.42
- Upside Potential
- +4.15
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Financial Architects, LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US Small Cap Val (DFSV); New buy: Pimco 15+ Yr US Tips Indx (LTPZ); Sold out: Vanguard Intermediate-term T (VGIT); New buy: Ishares Tips Bond ETF (TIP); New buy: Ishares Core U.s. Aggregate (AGG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LTPZ | Pimco 15+ Yr US Tips Indx | +6.1% | NEW | New buy |
| 2 | TIP | Ishares Tips Bond ETF | +1.7% | NEW | New buy |
| 3 | BNDX | Vanguard Total Intl Bond ETF | +1.2% | +11.51% | Add |
| 4 | DISV | Dimensional International Sm | +0.8% | +1.46% | Add |
| 5 | VTI | Vanguard Total Stock Mkt ETF | +0.7% | -2.30% | Trim |
| 6 | AGG | Ishares Core U.s. Aggregate | +0.6% | NEW | New buy |
| 7 | EUSA | Ishares Msci USA Equal Weigh | +0.3% | +3.31% | Add |
| 8 | DFEV | Dimensional Emrg Mrkt Val | +0.3% | -0.69% | Trim |
| 9 | VXUS | Vanguard Total Intl Stock | +0.3% | +2.60% | Add |
| 10 | LCTU | Ishares U.s. Carbon Transiti | +0.1% | NEW | New buy |
| 11 | SCHP | Schwab U.s. Tips ETF | +0.1% | -0.51% | Trim |
| 12 | VBIL | Vanguard 0-3m T-bill ETF | +0.1% | NEW | New buy |
| 13 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | NEW | New buy |
| 14 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | NEW | New buy |
| 15 | BND | Vanguard Total Bond Market | 0% | -1.43% | Trim |
| 16 | AVDV | Avantis Intl S/c Value ETF | 0% | -0.56% | Trim |
| 17 | RSP | Invesco S&p 500 Equal Weight | 0% | — | Unchanged |
| 18 | IXUS | Ishares Core Intl Stock ETF | 0% | -2.25% | Trim |
| 19 | AAPL | Apple Inc | 0% | -14.40% | Trim |
| 20 | AVES | Avantis Emerging Markets Val | 0% | — | Unchanged |
| 21 | AVUV | Avantis US Small Cap Value | 0% | -2.17% | Trim |
| 22 | FNDA | Schwab Fndmntl US Sm Co ETF | 0% | -0.74% | Trim |
| 23 | SPMO | Invesco S&p 500 Momentum ETF | 0% | -3.34% | Trim |
| 24 | HD | Home Depot Inc | 0% | -3.30% | Trim |
| 25 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -12.09% | Trim |
| 26 | VTEB | Vanguard Tax-exempt Bond ETF | -0.1% | -9.15% | Trim |
| 27 | GSSC | Goldman Sachs Activebeta US | -0.2% | -2.72% | Trim |
| 28 | MTUM | Ishares Msci USA Momentum Fa | -0.3% | -3.68% | Trim |
| 29 | IAGG | Ishares Intl Aggregate Bond | -0.3% | -41.08% | Trim |
| 30 | VGIT | Vanguard Intermediate-term T | -5.7% | EXIT | Sold out |
| 31 | DFSV | Dimensional US Small Cap Val | -6% | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Financial Architects, LLC and what type of investor is it?
Financial Architects, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $195.6M, spread across 29 disclosed positions.
What are Financial Architects, LLC's largest equity positions?
Based on the latest 13F filing, Financial Architects, LLC's top holdings by market value are:
1. Schwab U.s. Tips ETF (SCHP) — $39.2M (20.0%)
2. Vanguard Total Stock Mkt ETF (VTI) — $28.2M (14.4%)
3. Vanguard Total Bond Market (BND) — $19.1M (9.7%)
4. Vanguard Total Intl Bond ETF (BNDX) — $17.9M (9.2%)
5. Goldman Sachs Activebeta US (GSSC) — $14.8M (7.6%)
What changes did Financial Architects, LLC make in its most recent portfolio filing?
In the latest reported quarter, Financial Architects, LLC made 29 notable position adjustments: 7 new positions were initiated, 4 existing holdings were added to, 16 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Dimensional US Small Cap Val (DFSV); New buy: Pimco 15+ Yr US Tips Indx (LTPZ); Sold out: Vanguard Intermediate-term T (VGIT); New buy: Ishares Tips Bond ETF (TIP); New buy: Ishares Core U.s. Aggregate (AGG)
What sectors does Financial Architects, LLC focus on?
Financial Architects, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.3%
• Consumer Discretionary: 45.7%
Investment Profile
Financial Architects, LLC returned an annualized 11.4% over the trailing 32 months — outperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.59 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is moderately concentrated and moderately active, with 54.3% of the portfolio concentrated in Information Technology.
It has added to its BNDX position over the past two quarters (+$1.8M, now $17.9M), while trimming AAPL over the same stretch (-$34.3K, still holding $346.3K).
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Developer Access
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