CIK: 0001607239
Total reported value
$2.3B
Reporting period: 2026-03-31 · Number of holdings: 927
Moors & Cabot, Inc. disclosed 927 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.3B and a quarterly turnover rate of 19.5%.
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Moors & Cabot, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 98 equally-sized positions, well below its 927 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add TPL
-0.3% $31.8M
Trim MSFT
-0.7% -$23.6M
Trim NVDA
-3.4% -$10.1M
Trim AAPL
-1.2% -$9.2M
Add XOM
-3.6% $8.5M
Trim GEOS
-66.9% -$7.4M
Showing top 200 holdings (of 927 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 4.65% | -0.39% | -1.24% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 4.13% | -0.44% | -3.44% | |
| 3 | TPL | Texas Pacific Land CORP | Stock-Energy | 3.46% | +1.36% | -0.35% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.19% | -1.01% | -0.70% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.07% | -0.20% | +0.91% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.82% | -0.25% | -4.65% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.58% | -0.19% | -2.30% | |
| 8 | WMT | Walmart INC | Stock-Consumer Staples | 1.40% | +0.13% | -1.11% | |
| 9 | XOM | Exxon Mobil CORP | Stock-Energy | 1.37% | +0.36% | -3.57% | |
| 10 | AVGO | Broadcom INC | Stock-Tech | 1.30% | -0.26% | -7.03% | |
| 11 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.26% | +0.18% | -1.24% | |
| 12 | V | Visa Inc-class A Shares | Stock-Financials | 1.00% | — | +9.08% | |
| 13 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.98% | — | -3.57% | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.93% | -0.13% | +0.31% | |
| 15 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.92% | -0.15% | -0.23% | |
| 16 | RTX | Rtx CORP | Stock-Industrials | 0.90% | — | -3.75% | |
| 17 | CVX | Chevron CORP | Stock-Energy | 0.86% | +0.21% | -2.80% | |
| 18 | IBM | Intl Business Machines CORP | Stock-Tech | 0.80% | -0.20% | -2.41% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.78% | -0.09% | -1.59% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.78% | -0.09% | -5.91% | |
| 21 | ETN | Eaton Corporation plc | Stock-Industrials | 0.74% | +0.10% | +2.41% | |
| 22 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.73% | -0.15% | -17.48% | |
| 23 | NEE | Nextera Energy INC | Stock-Utilities | 0.71% | +0.08% | -1.54% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.71% | — | +4.53% | |
| 25 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.70% | -0.22% | -1.31% | |
| 26 | TSLA | Tesla INC | Stock-Consumer Disc | 0.70% | -0.12% | +2.06% | |
| 27 | PEP | Pepsico INC | Stock-Consumer Staples | 0.68% | — | -2.32% | |
| 28 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.67% | -0.15% | -1.64% | |
| 29 | LB | Landbridge Co Llc-a | Stock-Other | 0.66% | +0.23% | +8.67% | |
| 30 | ABBV | Abbvie INC | Stock-Healthcare | 0.65% | — | +2.13% | |
| 31 | EPD | Enterprise Products Partners | Stock-Energy | 0.65% | +0.09% | -0.23% | |
| 32 | WMB | Williams Cos INC | Stock-Energy | 0.63% | +0.11% | -0.84% | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.61% | — | -1.31% | |
| 34 | WM | Waste Management INC | Stock-Industrials | 0.59% | — | -0.85% | |
| 35 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.58% | — | +2.03% | |
| 36 | HD | Home Depot INC | Stock-Consumer Disc | 0.58% | — | -2.65% | |
| 37 | EMR | Emerson Electric Co | Stock-Industrials | 0.55% | — | +0.05% | |
| 38 | XBIL | F/m US Treasury 6 Month Bill | ETF-Gov Bonds | 0.54% | +0.17% | +45.92% | |
| 39 | PBT | Permian Basin Royalty Trust | Stock-Other | 0.54% | +0.11% | +0.49% | |
| 40 | PNC | Pnc Financial Services Group | Stock-Financials | 0.52% | +0.20% | +64.94% | |
| 41 | URI | United Rentals INC | Stock-Industrials | 0.51% | — | -0.24% | |
| 42 | CAT | Caterpillar INC | Stock-Industrials | 0.51% | +0.10% | +1.44% | |
| 43 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.49% | — | -1.93% | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.47% | — | +6.26% | |
| 45 | SOFI | Sofi Technologies INC | Stock-Financials | 0.47% | -0.27% | +4.26% | |
| 46 | BLK | Blackrock INC | Stock-Financials | 0.41% | — | +2.31% | |
| 47 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.41% | — | +7.04% | |
| 48 | MU | Micron Technology INC | Stock-Tech | 0.40% | — | -10.64% | |
| 49 | AMD | Advanced Micro Devices | Stock-Tech | 0.39% | — | +9.53% | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.38% | — | -7.12% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+20.2%
Based on 71% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 927 | $2.3B | 20 | |
| 2025-12-31 | 923 | $2.3B | 13 | |
| 2025-09-30 | 905 | $2.3B | 27 | |
| 2025-06-30 | 882 | $2.2B | 0 | |
| 2025-03-31 | 874 | $2.0B | 100 | |
| 2024-12-31 | 885 | $2.1B | 0 | |
| 2024-09-30 | 873 | $2.0B | 0 | |
| 2024-06-30 | 858 | $1.9B | 0 | |
| 2024-03-31 | 911 | $1.8B | 0 | |
| 2023-12-31 | 849 | $1.6B | 0 | |
| 2023-09-30 | 827 | $1.5B | 0 | |
| 2023-06-30 | 844 | $1.5B | 0 | |
| 2023-03-31 | 876 | $1.5B | 0 | |
| 2022-12-31 | 849 | $1.4B | 0 | |
| 2022-09-30 | 821 | $1.3B | 0 | |
| 2022-06-30 | 811 | $1.4B | 0 | |
| 2022-03-31 | 903 | $1.6B | 0 | |
| 2021-12-31 | 899 | $1.6B | 0 | |
| 2021-09-30 | 885 | $1.6B | 0 | |
| 2021-06-30 | 837 | $1.4B | 100 | |
| 2021-03-31 | 775 | $1.3B | 22 | |
| 2020-12-31 | 736 | $1.2B | 18 | |
| 2020-09-30 | 707 | $1.1B | 21 | |
| 2020-06-30 | 670 | $938.9M | 37 | |
| 2020-03-31 | 591 | $688.2M | 45 | |
| 2019-12-31 | 619 | $996.1M | 19 | |
| 2019-09-30 | 670 | $907.7M | 22 | |
| 2019-06-30 | 554 | $789.1M | 18 | |
| 2019-03-31 | 529 | $735.3M | 20 | |
| 2018-12-31 | 503 | $636.8M | 29 | |
| 2018-09-30 | 583 | $818.9M | 20 | |
| 2018-06-30 | 560 | $742.3M | 18 | |
| 2018-03-31 | 578 | $756.6M | 17 | |
| 2017-12-31 | 567 | $754.9M | 18 | |
| 2017-09-30 | 539 | $691.4M | 24 | |
| 2017-06-30 | 512 | $601.8M | 17 | |
| 2017-03-31 | 519 | $592.7M | 20 | |
| 2016-12-31 | 537 | $607.5M | 19 | |
| 2016-09-30 | 549 | $598.2M | 16 | |
| 2016-06-30 | 517 | $569.2M | 23 | |
| 2016-03-31 | 520 | $554.1M | 20 | |
| 2015-12-31 | 516 | $546.2M | 18 | |
| 2015-09-30 | 506 | $541.3M | 24 | |
| 2015-06-30 | 525 | $615.0M | 16 | |
| 2015-03-31 | 515 | $599.5M | 17 | |
| 2014-12-31 | 509 | $590.1M | 19 | |
| 2014-09-30 | 539 | $587.9M | 15 | |
| 2014-06-30 | 536 | $593.2M | 44 | |
| 2014-03-31 | 382 | $395.3M | — |
Moors & Cabot, Inc.'s most significant position changes for 2026-03-31: Sold out: Qiagen N.V. (QGEN); New buy: Qiagen N.V. (QGEN); New buy: Sandisk CORP (SNDK); New buy: Mgp Ingredients INC (MGPI); Trim: Texas Pacific Land CORP (TPL) — shares -0.35%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TPL | Texas Pacific Land CORP | +1.4% | -0.35% | Trim |
| 2 | XOM | Exxon Mobil CORP | +0.4% | -3.57% | Trim |
| 3 | ANET | Arista Networks INC | +0.3% | +644.77% | Add |
| 4 | LB | Landbridge Co Llc-a | +0.2% | +8.67% | Add |
| 5 | CVX | Chevron CORP | +0.2% | -2.80% | Trim |
| 6 | PNC | Pnc Financial Services Group | +0.2% | +64.94% | Add |
| 7 | WBI | Waterbridge Infrastruc-cl A | +0.2% | +126.91% | Add |
| 8 | JNJ | Johnson & Johnson | +0.2% | -1.24% | Trim |
| 9 | XBIL | F/m US Treasury 6 Month Bill | +0.2% | +45.92% | Add |
| 10 | WMT | Walmart INC | +0.1% | -1.11% | Trim |
| 11 | PBT | Permian Basin Royalty Trust | +0.1% | +0.49% | Add |
| 12 | WMB | Williams Cos INC | +0.1% | -0.84% | Trim |
| 13 | CAT | Caterpillar INC | +0.1% | +1.44% | Add |
| 14 | GLW | Corning INC | +0.1% | +2.62% | Add |
| 15 | ETN | Eaton Corporation plc | +0.1% | +2.41% | Add |
| 16 | HE | Hawaiian Electric Inds | +0.1% | +14.91% | Add |
| 17 | EPD | Enterprise Products Partners | +0.1% | -0.23% | Trim |
| 18 | COP | Conocophillips | +0.1% | +5.23% | Add |
| 19 | NEE | Nextera Energy INC | +0.1% | -1.54% | Trim |
| 20 | BX | Blackstone INC | -0.1% | +3.33% | Add |
| 21 | QCOM | Qualcomm INC | -0.1% | -12.32% | Trim |
| 22 | NOW | Servicenow INC | -0.1% | +7.78% | Add |
| 23 | WPM | Wheaton Precious Metals CORP | -0.1% | -68.12% | Trim |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -5.91% | Trim |
| 25 | GOOG | Alphabet Inc-cl C | -0.1% | -1.59% | Trim |
| 26 | FNF | Fidelity National Financial | -0.1% | -77.99% | Trim |
| 27 | TSLA | Tesla INC | -0.1% | +2.06% | Add |
| 28 | CRM | Salesforce INC | -0.1% | +2.70% | Add |
| 29 | META | Meta Platforms Inc-class A | -0.1% | +0.31% | Add |
| 30 | ORCL | Oracle CORP | -0.1% | -11.11% | Trim |
| 31 | LLY | Eli Lilly & Co | -0.2% | -0.23% | Trim |
| 32 | PLTR | Palantir Technologies Inc-a | -0.2% | -1.64% | Trim |
| 33 | PG | Procter & Gamble Co/the | -0.2% | -17.48% | Trim |
| 34 | IEF | Ishares 7-10 Year Treasury B | -0.2% | -83.09% | Trim |
| 35 | CVS | Cvs Health CORP | -0.2% | -47.08% | Trim |
| 36 | JPM | Jpmorgan Chase & Co | -0.2% | -2.30% | Trim |
| 37 | AMZN | Amazon.com INC | -0.2% | +0.91% | Add |
| 38 | IBM | Intl Business Machines CORP | -0.2% | -2.41% | Trim |
| 39 | GBTC | Grayscale Bitcoin Trust ETF | -0.2% | -1.31% | Trim |
| 40 | GOOGL | Alphabet Inc-cl A | -0.3% | -4.65% | Trim |
| 41 | AVGO | Broadcom INC | -0.3% | -7.03% | Trim |
| 42 | SOFI | Sofi Technologies INC | -0.3% | +4.26% | Add |
| 43 | GEOS | Geospace Technologies CORP | -0.3% | -66.91% | Trim |
| 44 | AAPL | Apple INC | -0.4% | -1.24% | Trim |
| 45 | NVDA | Nvidia CORP | -0.4% | -3.44% | Trim |
| 46 | MSFT | Microsoft CORP | -1% | -0.70% | Trim |
| 47 | QGEN | Qiagen N.V. | — | EXIT | Sold out |
| 48 | QGEN | Qiagen N.V. | — | NEW | New buy |
| 49 | SNDK | Sandisk CORP | — | NEW | New buy |
| 50 | MGPI | Mgp Ingredients INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-06 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-07 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-08 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-08 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-05 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | Amendment | View on EDGAR |
| 2022-12-31 | 2023-02-07 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-12-08 | Amendment | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-10 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-28 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-22 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-18 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | Amendment | View on EDGAR |
| 2019-03-31 | 2019-05-01 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-18 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-16 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-15 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-13 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-08 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-10 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-17 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-11 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-08 | 13F-HR | View on EDGAR |
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