BR
B. Riley Wealth Advisors, Inc. 13F Filings Tracker & Latest Positions (Q3 2026)
B. Riley Wealth Advisors, Inc.CIK: 0001464811
Diversified strategyMomentum followerSector-focused
Total reported value
$2.6B
Reporting period: 2026-09-30 · Number of holdings: 1092
B. Riley Wealth Advisors, Inc. disclosed 1092 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $2.6B and a quarterly turnover rate of 39.9%.
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Personality snowflake
- Concentration
- 4.47
- Portfolio Stability
- 39.89
- Momentum
- 100
- Sector conviction
- 81.05
- Diversification
- 100
- Sizing Uniformity
- 68.12
B. Riley Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 89 equally-sized positions, well below its 1092 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 52% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BIL
+444.5% $38.4M
Add AAPL
+47.7% $47.9M
Add FVAL
+959.8% $19.4M
Add MSFT
+37.8% $28.4M
Trim LLY
-0.7% -$2.1M
Add VGT
+390.5% $12.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1092 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.19% | -0.16% | +14.49% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.36% | +0.92% | +47.72% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.31% | +0.65% | +37.82% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.07% | +0.10% | +39.70% | |
| 5 | VUG | Vanguard Growth ETF | ETF-Other | 1.95% | +0.38% | +60.62% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.93% | -0.45% | +8.66% | |
| 7 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.89% | +0.04% | +8.92% | |
| 8 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.83% | +1.37% | +444.54% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.35% | +0.01% | +34.67% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.19% | -0.02% | +38.88% | |
| 11 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.15% | +0.10% | -6.06% | |
| 12 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.14% | -0.53% | -0.70% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.10% | -0.03% | +30.27% | |
| 14 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 1.09% | +0.10% | +325.14% | |
| 15 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.07% | +0.05% | +48.66% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | -0.14% | +27.79% | |
| 17 | VTV | Vanguard Value ETF | ETF-Other | 0.98% | -0.11% | +25.78% | |
| 18 | APUE | Activepassive US Equity ETF | ETF-Other | 0.95% | -0.31% | +1.96% | |
| 19 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.94% | -0.15% | -0.67% | |
| 20 | AMD | Advanced Micro Devices | Stock-Tech | 0.91% | -0.10% | +8.74% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.87% | -0.02% | +34.01% | |
| 22 | FVAL | Fidelity Value Factor ETF | ETF-Other | 0.83% | +0.73% | +959.75% | |
| 23 | LRCX | Lam Research CORP | Stock-Tech | 0.83% | +0.44% | +266.54% | |
| 24 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.81% | -0.31% | +2.74% | |
| 25 | MU | Micron Technology Inc | Stock-Tech | 0.81% | +0.03% | +53.15% | |
| 26 | XLK | Ss Technology Select Sector | ETF-Tech | 0.80% | -0.21% | +3.03% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.66% | — | +37.25% | |
| 28 | CSM | Proshares Large Cap Core Plu | ETF-Large Cap & Growth | 0.62% | -0.12% | +12.22% | |
| 29 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.61% | +0.45% | +390.52% | |
| 30 | CGBL | Cap Group Core Balanced | ETF-Other | 0.60% | -0.12% | +17.93% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.59% | -0.09% | +15.75% | |
| 32 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.57% | -0.05% | +22.76% | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.54% | +0.04% | +44.70% | |
| 34 | NFLX | Netflix Inc | Stock-Comm Services | 0.51% | +0.12% | +89.53% | |
| 35 | GLD | Spdr Gold Shares | ETF-Commodities | 0.51% | +0.06% | +48.68% | |
| 36 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.48% | -0.06% | +22.54% | |
| 37 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.47% | +0.14% | +99.88% | |
| 38 | APIE | Activepassive Intl Eqty ETF | ETF-Other | 0.43% | -0.09% | +13.71% | |
| 39 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.42% | -0.17% | +14.88% | |
| 40 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.42% | -0.13% | +6.53% | |
| 41 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.42% | +0.37% | +1168.15% | |
| 42 | WMT | Walmart Inc | Stock-Consumer Staples | 0.40% | -0.05% | +36.36% | |
| 43 | ABBV | Abbvie Inc | Stock-Healthcare | 0.40% | -0.04% | +22.06% | |
| 44 | IAU | Ishares Gold Trust | ETF-Commodities | 0.39% | +0.29% | +403.76% | |
| 45 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.38% | -0.09% | +5.24% | |
| 46 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.37% | -0.16% | +3.74% | |
| 47 | FNX | First Trust Mid Cap Core Alp | ETF-Other | 0.37% | +0.33% | +1410.16% | |
| 48 | ✓ | Stock-Other | 0.37% | +0.37% | NEW | ||
| 49 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.37% | -0.12% | +17.20% | |
| 50 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.36% | -0.17% | -0.56% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+8.3%
Performance Last 4 Quarters
+12.2%
- Stdev
- +12%
- Beta
- +0.91
- Alpha
- -2%
- Max Drawdown
- -8.6%
- Annualized Perf
- +19.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.32
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.22
- Calmar
- +2.32
- Information Ratio
- -0.85
- Tracking Error
- +4.6%
- Stdev Down
- +5.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +27.7%
- Worst 12 Months
- +6.4%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.58
- Stdev Sectors
- +12.8%
- Skewness
- -0.02
- Kurtosis
- -0.39
- Upside Potential
- +4.96
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 1092 | $2.6B | 40 | ||
| 2026 Q2 | 914 | $1.9B | 0 | ||
| 2026 Q1 | 898 | $1.6B | 42 | ||
| 2025 Q4 | 1020 | $2.2B | 15 | ||
| 2025 Q3 | 1073 | $2.2B | 100 | ||
| 2025 Q2 | 1037 | $2.1B | 0 | ||
| 2025 Q1 | 1321 | $3.4B | 0 | ||
| 2024 Q4 | 1136 | $3.1B | 0 | ||
| 2024 Q3 | 1263 | $3.6B | 0 | ||
| 2024 Q2 | 1379 | $3.9B | 0 | ||
| 2024 Q1 | 1445 | $3.7B | 0 | ||
| 2023 Q4 | 1386 | $3.7B | 0 | ||
| 2023 Q3 | 1445 | $3.7B | 0 | ||
| 2023 Q2 | 1537 | $4.5B | 0 | ||
| 2023 Q1 | 1514 | $3.8B | 0 | ||
| 2022 Q4 | 1493 | $3.6B | 0 | ||
| 2022 Q3 | 1950 | $3.3B | 0 | ||
| 2022 Q2 | 1796 | $2.4B | 0 | ||
| 2022 Q1 | 1952 | $3.1B | 0 | ||
| 2021 Q4 | 1580 | $3.5B | 0 | ||
| 2021 Q3 | 1568 | $3.1B | 0 | ||
| 2021 Q2 | 1420 | $3.1B | 96 | ||
| 2021 Q1 | 1863 | $2.8B | 54 | ||
| 2020 Q4 | 1544 | $1.9B | 33 | ||
| 2020 Q3 | 1573 | $1.9B | 29 | ||
| 2020 Q2 | 1344 | $1.5B | 35 | ||
| 2020 Q1 | 1245 | $1.2B | 46 | ||
| 2019 Q4 | 1315 | $1.2B | 27 | ||
| 2019 Q3 | 1304 | $1.0B | 27 | ||
| 2019 Q2 | 1323 | $912.6M | 26 | ||
| 2019 Q1 | 1296 | $800.7M | 28 | ||
| 2018 Q4 | 1132 | $702.7M | 30 | ||
| 2018 Q3 | 1227 | $840.1M | 20 | ||
| 2018 Q2 | 1207 | $756.8M | 30 | ||
| 2018 Q1 | 1212 | $714.3M | 29 | ||
| 2017 Q4 | 1170 | $740.1M | 36 | ||
| 2017 Q3 | 1061 | $601.9M | 36 | ||
| 2017 Q2 | 1072 | $551.4M | 20 | ||
| 2017 Q1 | 1012 | $501.4M | 24 | ||
| 2016 Q4 | 1025 | $492.0M | 36 | ||
| 2016 Q3 | 1101 | $509.8M | 20 | ||
| 2016 Q2 | 1064 | $499.5M | 28 | ||
| 2016 Q1 | 762 | $432.4M | 34 | ||
| 2015 Q4 | 859 | $493.9M | 41 | ||
| 2015 Q3 | 983 | $416.3M | 30 | ||
| 2015 Q2 | 1394 | $402.5M | 50 | ||
| 2015 Q1 | 588 | $410.3M | 100 | ||
| 2014 Q4 | 4526 | $4.7B | 100 | ||
| 2014 Q3 | 675 | $384.3M | 65 | ||
| 2014 Q2 | 2876 | $425.9M | 66 | ||
| 2014 Q1 | 758 | $330.8M | 35 | ||
| 2013 Q4 | 676 | $313.1M | 38 | ||
| 2013 Q3 | 667 | $292.5M | 41 | ||
| 2013 Q2 | 691 | $294.6M | 0 |
Holding changes this quarter
B. Riley Wealth Advisors, Inc.'s most significant position changes for 2026-09-30: New buy: ; New buy: Fidelity Momentum Factor ETF (FDMO); New buy: First Trust North American E (EMLP); New buy: Wisdmtree Emerg Mkt Ex-st Ow (XSOE); Sold out: Exxon Mobil CORP (XOM).
Showing top 200 changes by size (of 1046 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +1.4% | +444.54% | Add |
| 2 | AAPL | Apple Inc | +0.9% | +47.72% | Add |
| 3 | FVAL | Fidelity Value Factor ETF | +0.7% | +959.75% | Add |
| 4 | MSFT | Microsoft CORP | +0.7% | +37.82% | Add |
| 5 | VGT | Vanguard Info Tech ETF | +0.5% | +390.52% | Add |
| 6 | LRCX | Lam Research CORP | +0.4% | +266.54% | Add |
| 7 | VUG | Vanguard Growth ETF | +0.4% | +60.62% | Add |
| 8 | VIG | Vanguard Dividend Apprec ETF | +0.4% | +1168.15% | Add |
| 9 | ✓ | +0.4% | NEW | New buy | |
| 10 | FDMO | Fidelity Momentum Factor ETF | +0.3% | NEW | New buy |
| 11 | FNX | First Trust Mid Cap Core Alp | +0.3% | +1410.16% | Add |
| 12 | EMLP | First Trust North American E | +0.3% | NEW | New buy |
| 13 | IAU | Ishares Gold Trust | +0.3% | +403.76% | Add |
| 14 | ASML | ASML Holding N.V. | +0.3% | +619.32% | Add |
| 15 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | +0.3% | NEW | New buy |
| 16 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.2% | +831.41% | Add |
| 17 | FBT | First Trust Nyse Arca Biotec | +0.2% | +642.67% | Add |
| 18 | QSPT | Ft Vest Nasdaq-100 Buffer Et | +0.2% | NEW | New buy |
| 19 | QMMY | Ft Ndq100 Mod Buff ETF - May | +0.2% | NEW | New buy |
| 20 | SKYY | First Trust Cloud Computing | +0.2% | +985.59% | Add |
| 21 | TBIL | F/m US Treasury 3 Month Bill | +0.2% | +814.36% | Add |
| 22 | JHSC | John Hancock Multi Small Cap | +0.2% | NEW | New buy |
| 23 | AX | Axos Financial Inc | +0.2% | NEW | New buy |
| 24 | JPST | Jpmorgan Ultra-short Income | +0.1% | +99.88% | Add |
| 25 | SOXX | Ishares Semiconductor ETF | +0.1% | +1211.75% | Add |
| 26 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | NEW | New buy |
| 27 | GARP | Ishares Msci USA Quality Gar | +0.1% | NEW | New buy |
| 28 | XLE | Ss Energy Select Sector | +0.1% | +224.03% | Add |
| 29 | ✓ | +0.1% | +500.75% | Add | |
| 30 | NFLX | Netflix Inc | +0.1% | +89.53% | Add |
| 31 | AGG | Ishares Core U.s. Aggregate | +0.1% | +340.38% | Add |
| 32 | EEM | Ishares Msci Emerging Market | +0.1% | +441.45% | Add |
| 33 | C | Citigroup Inc | +0.1% | +118.85% | Add |
| 34 | PULS | Pgim Ultra Short Bond ETF | +0.1% | +259.00% | Add |
| 35 | DDTO | Innovator Edd 10 Buff Oct | +0.1% | NEW | New buy |
| 36 | AMZN | Amazon.com Inc | +0.1% | +39.70% | Add |
| 37 | PLTR | Palantir Technologies Inc-a | +0.1% | -6.06% | Trim |
| 38 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +325.14% | Add |
| 39 | NLY | Annaly Capital Management In | +0.1% | +866.07% | Add |
| 40 | ✓ | +0.1% | NEW | New buy | |
| 41 | ✓ | +0.1% | NEW | New buy | |
| 42 | JGRO | Jpmorgan Active Growth ETF | +0.1% | NEW | New buy |
| 43 | RSPT | Invesco S&p 500 Equal Weight | +0.1% | +353.70% | Add |
| 44 | DBO | Invesco Db Oil Fund | +0.1% | +672.76% | Add |
| 45 | BTC | Grayscale Bitcoin Mini ETF | +0.1% | NEW | New buy |
| 46 | CLS | Celestica Inc | +0.1% | NEW | New buy |
| 47 | ✓ | +0.1% | +331.67% | Add | |
| 48 | JPUS | Jpmorgan Div Ret US Eq ETF | +0.1% | NEW | New buy |
| 49 | DBA | Invesco Db Agriculture Fund | +0.1% | NEW | New buy |
| 50 | ACWX | Ishares Msci Acwi Ex US ETF | +0.1% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is B. Riley Wealth Advisors, Inc. and what type of investor is it?
B. Riley Wealth Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $2.6B, spread across 1092 disclosed positions.
What are B. Riley Wealth Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, B. Riley Wealth Advisors, Inc.'s top holdings by market value are:
1. Nvidia CORP (NVDA) — $159.0M (6.2%)
2. Apple Inc (AAPL) — $112.0M (4.4%)
3. Microsoft CORP (MSFT) — $59.3M (2.3%)
4. Amazon.com Inc (AMZN) — $53.2M (2.1%)
5. Vanguard Growth ETF (VUG) — $50.0M (1.9%)
What changes did B. Riley Wealth Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, B. Riley Wealth Advisors, Inc. made 200 notable position adjustments: 59 new positions were initiated, 113 existing holdings were added to, 23 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: ; New buy: Fidelity Momentum Factor ETF (FDMO); New buy: First Trust North American E (EMLP); New buy: Wisdmtree Emerg Mkt Ex-st Ow (XSOE); Sold out: Exxon Mobil CORP (XOM)
What sectors does B. Riley Wealth Advisors, Inc. focus on?
B. Riley Wealth Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.1%
• Communication Services: 9.9%
• Financials: 9.6%
• Health Care: 8.6%
• Consumer Discretionary: 7.4%
• Industrials: 6.7%
Investment Profile
B. Riley Wealth Advisors, Inc. returned an annualized 19.9% over the trailing 36 months — underperforming the S&P 500 by 2.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.91 (roughly in line with the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 48.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 40 over the past 4 quarters — a shift toward longer holding periods.
It has added to its NVDA position over the past two quarters (+$58.4M, now $159.0M), while trimming OIH over the same stretch (-$3.0M, still holding $5.1M).
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Developer Access
Access B. Riley Wealth Advisors, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/b-riley-wealth-advisors-incCLI
npx alphasmo institutions get b-riley-wealth-advisors-inc