CIK: 0001464811
Total reported value
$1.6B
Reporting period: 2026-03-31 · Number of holdings: 898
B. Riley Wealth Advisors, Inc. disclosed 898 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.6B and a quarterly turnover rate of 42.0%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "B"
B. Riley Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 95 equally-sized positions, well below its 898 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BIL
-76.3% -$28.6M
Trim AAPL
+97.3% -$40.8M
Trim MSFT
+20.7% -$23.3M
Trim AMZN
+63.0% -$20.5M
Trim VUG
-33.2% -$17.9M
Trim VIG
-90.7% -$8.4M
Showing top 200 holdings (of 898 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.37% | -0.16% | +1410.34% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.56% | -0.92% | +97.33% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.16% | +0.25% | -11.18% | |
| 4 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.09% | -0.04% | +286.07% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.92% | -0.42% | +62.95% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.90% | -0.56% | +20.70% | |
| 7 | VUG | Vanguard Growth ETF | ETF-Other | 1.54% | -0.41% | -33.25% | |
| 8 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.49% | +0.04% | +486.17% | |
| 9 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.42% | +0.01% | +1100.25% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.35% | +0.07% | -17.47% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.21% | -0.09% | -25.60% | |
| 12 | VTV | Vanguard Value ETF | ETF-Other | 1.15% | +0.12% | -19.47% | |
| 13 | AVGO | Broadcom INC | Stock-Tech | 1.10% | -0.02% | +55.39% | |
| 14 | APUE | Activepassive US Equity ETF | ETF-Other | 1.06% | — | -4.19% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | -0.05% | -20.96% | |
| 16 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.92% | -0.18% | -17.40% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.87% | -0.08% | +22.79% | |
| 18 | CSM | Proshares Large Cap Core Plu | ETF-Large Cap & Growth | 0.76% | — | -6.04% | |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.74% | — | -1.88% | |
| 20 | CGBL | Cap Group Core Balanced | ETF-Other | 0.74% | — | -10.17% | |
| 21 | XLK | Ss Technology Select Sector | ETF-Tech | 0.73% | — | +19.38% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | -0.05% | -27.83% | |
| 23 | GLD | Spdr Gold Shares | ETF-Commodities | 0.71% | -0.04% | +529.49% | |
| 24 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.70% | +0.38% | +60.54% | |
| 25 | CRWD | Crowdstrike Holdings INC - A | Stock-Tech | 0.69% | — | +172.86% | |
| 26 | PANW | Palo Alto Networks INC | Stock-Tech | 0.60% | +0.01% | -11.52% | |
| 27 | TSLA | Tesla INC | Stock-Consumer Disc | 0.60% | -0.31% | -39.17% | |
| 28 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.59% | — | +132.51% | |
| 29 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.59% | — | +46.45% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.57% | — | -13.20% | |
| 31 | UBER | Uber Technologies INC | Stock-Industrials | 0.57% | -0.07% | +35.09% | |
| 32 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.56% | -1.17% | -76.30% | |
| 33 | GEV | GE Vernova INC | Stock-Industrials | 0.52% | — | +0.54% | |
| 34 | WMT | Walmart INC | Stock-Consumer Staples | 0.51% | — | +22.89% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.51% | — | +65.90% | |
| 36 | OIH | Vaneck Oil Services ETF | ETF-Other | 0.51% | +0.28% | +15.29% | |
| 37 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.51% | — | +2.30% | |
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.49% | — | -13.30% | |
| 39 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.48% | — | -5.08% | |
| 40 | ETN | Eaton Corporation plc | Stock-Industrials | 0.48% | — | -27.46% | |
| 41 | IBM | Intl Business Machines CORP | Stock-Tech | 0.48% | -0.04% | +266.20% | |
| 42 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.46% | — | +23.53% | |
| 43 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.46% | — | -11.96% | |
| 44 | APIE | Activepassive Intl Eqty ETF | ETF-Other | 0.46% | — | -5.12% | |
| 45 | AMD | Advanced Micro Devices | Stock-Tech | 0.46% | — | +268.81% | |
| 46 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 0.46% | — | -15.90% | |
| 47 | GS | Goldman Sachs Group INC | Stock-Financials | 0.45% | — | +5.73% | |
| 48 | HL | Hecla Mining Co | Stock-Materials | 0.44% | — | +1.37% | |
| 49 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.43% | — | -13.33% | |
| 50 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.43% | — | +5.95% |
Performance for Q3 2026
+0.4%
Performance Last 4 Quarters
+14.6%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 898 | $1.6B | 42 | |
| 2025-12-31 | 1020 | $2.2B | 15 | |
| 2025-09-30 | 1073 | $2.2B | 100 | |
| 2025-06-30 | 1037 | $2.1B | 0 | |
| 2024-12-31 | 1136 | $3.1B | 0 | |
| 2024-09-30 | 1263 | $3.6B | 0 | |
| 2024-06-30 | 1379 | $3.9B | 0 | |
| 2024-03-31 | 1445 | $3.7B | 0 | |
| 2023-12-31 | 1386 | $3.7B | 0 | |
| 2023-09-30 | 1445 | $3.7B | 0 | |
| 2023-06-30 | 1537 | $4.5B | 0 | |
| 2023-03-31 | 1514 | $3.8B | 0 | |
| 2022-12-31 | 1493 | $3.6B | 0 | |
| 2022-09-30 | 1950 | $3.3B | 0 | |
| 2022-06-30 | 1796 | $2.4B | 0 | |
| 2022-03-31 | 1952 | $3.1B | 0 | |
| 2021-12-31 | 1580 | $3.5B | 0 | |
| 2021-09-30 | 1568 | $3.1B | 0 | |
| 2021-06-30 | 1420 | $3.1B | 96 | |
| 2021-03-31 | 1863 | $2.8B | 54 | |
| 2020-12-31 | 1544 | $1.9B | 33 | |
| 2020-09-30 | 1573 | $1.9B | 29 | |
| 2020-06-30 | 1344 | $1.5B | 35 | |
| 2020-03-31 | 1245 | $1.2B | 46 | |
| 2019-12-31 | 1315 | $1.2B | 27 | |
| 2019-09-30 | 1304 | $1.0B | 27 | |
| 2019-06-30 | 1323 | $912.6M | 26 | |
| 2019-03-31 | 1296 | $800.7M | 28 | |
| 2018-12-31 | 1132 | $702.7M | 30 | |
| 2018-09-30 | 1227 | $840.1M | 20 | |
| 2018-06-30 | 1207 | $756.8M | 30 | |
| 2018-03-31 | 1212 | $714.3M | 29 | |
| 2017-12-31 | 1170 | $740.1M | 36 | |
| 2017-09-30 | 1061 | $601.9M | 36 | |
| 2017-06-30 | 1072 | $551.4M | 20 | |
| 2017-03-31 | 1012 | $501.4M | 24 | |
| 2016-12-31 | 1025 | $492.0M | 36 | |
| 2016-09-30 | 1101 | $509.8M | 20 | |
| 2016-06-30 | 1064 | $499.5M | 28 | |
| 2016-03-31 | 762 | $432.4M | 34 | |
| 2015-12-31 | 859 | $493.9M | 41 | |
| 2015-09-30 | 983 | $416.3M | 30 | |
| 2015-06-30 | 1394 | $402.5M | 50 | |
| 2015-03-31 | 588 | $410.3M | 100 | |
| 2014-12-31 | 4526 | $4.7B | 100 | |
| 2014-09-30 | 675 | $384.3M | 65 | |
| 2014-06-30 | 2876 | $425.9M | 66 | |
| 2014-03-31 | 758 | $330.8M | 35 | |
| 2013-12-31 | 676 | $313.1M | 38 | |
| 2013-09-30 | 667 | $292.5M | 41 | |
| 2013-06-30 | 691 | $294.6M | 0 |
B. Riley Wealth Advisors, Inc.'s most significant position changes for 2026-03-31: Sold out: First Trust North American E (EMLP); New buy: Ishares Msci World ETF (URTH); New buy: Fidelity Enh Lrg Cap Gwth (FELG); Sold out: Innovator Edd 10 Buff Oct (DDTO); Sold out: Ft Vest Nasdaq-100 Buffer Et (QSPT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | +0.4% | +60.54% | Add |
| 2 | BPRE | Bluerock Private Real Estate | +0.3% | +672.50% | Add |
| 3 | OIH | Vaneck Oil Services ETF | +0.3% | +15.29% | Add |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.3% | -11.18% | Trim |
| 5 | VTV | Vanguard Value ETF | +0.1% | -19.47% | Trim |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -17.47% | Trim |
| 7 | PLTR | Palantir Technologies Inc-a | 0% | +486.17% | Add |
| 8 | LLY | Eli Lilly & Co | 0% | +1100.25% | Add |
| 9 | PANW | Palo Alto Networks INC | 0% | -11.52% | Trim |
| 10 | AVGO | Broadcom INC | 0% | +55.39% | Add |
| 11 | META | Meta Platforms Inc-class A | 0% | +286.07% | Add |
| 12 | GLD | Spdr Gold Shares | 0% | +529.49% | Add |
| 13 | IBM | Intl Business Machines CORP | 0% | +266.20% | Add |
| 14 | GOOGL | Alphabet Inc-cl A | -0.1% | -20.96% | Trim |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -27.83% | Trim |
| 16 | JPST | Jpmorgan Ultra-short Income | -0.1% | -36.72% | Trim |
| 17 | UBER | Uber Technologies INC | -0.1% | +35.09% | Add |
| 18 | JPM | Jpmorgan Chase & Co | -0.1% | +22.79% | Add |
| 19 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | -25.60% | Trim |
| 20 | AGG | Ishares Core U.s. Aggregate | -0.1% | -48.37% | Trim |
| 21 | MOAT | Vaneck Morningstar Wide Moat | -0.1% | -87.89% | Trim |
| 22 | OEF | Ishares S&p 100 ETF | -0.2% | -70.65% | Trim |
| 23 | SKYY | First Trust Cloud Computing | -0.2% | -89.74% | Trim |
| 24 | NVDA | Nvidia CORP | -0.2% | +1410.34% | Add |
| 25 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.2% | -84.02% | Trim |
| 26 | XLC | Ss Comm Select Sector Spdr | -0.2% | -68.01% | Trim |
| 27 | GOOG | Alphabet Inc-cl C | -0.2% | -17.40% | Trim |
| 28 | NFLX | Netflix INC | -0.2% | -10.61% | Trim |
| 29 | ASML | ASML Holding N.V. | -0.2% | -88.21% | Trim |
| 30 | IAU | Ishares Gold Trust | -0.2% | -73.72% | Trim |
| 31 | TSLA | Tesla INC | -0.3% | -39.17% | Trim |
| 32 | LRCX | Lam Research CORP | -0.4% | -75.70% | Trim |
| 33 | VGT | Vanguard Info Tech ETF | -0.4% | -84.11% | Trim |
| 34 | FNX | First Trust Mid Cap Core Alp | -0.4% | -92.81% | Trim |
| 35 | VIG | Vanguard Dividend Apprec ETF | -0.4% | -90.74% | Trim |
| 36 | VUG | Vanguard Growth ETF | -0.4% | -33.25% | Trim |
| 37 | AMZN | Amazon.com INC | -0.4% | +62.95% | Add |
| 38 | MSFT | Microsoft CORP | -0.6% | +20.70% | Add |
| 39 | AAPL | Apple INC | -0.9% | +97.33% | Add |
| 40 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -1.2% | -76.30% | Trim |
| 41 | EMLP | First Trust North American E | — | EXIT | Sold out |
| 42 | URTH | Ishares Msci World ETF | — | NEW | New buy |
| 43 | FELG | Fidelity Enh Lrg Cap Gwth | — | NEW | New buy |
| 44 | DDTO | Innovator Edd 10 Buff Oct | — | EXIT | Sold out |
| 45 | QSPT | Ft Vest Nasdaq-100 Buffer Et | — | EXIT | Sold out |
| 46 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | — | EXIT | Sold out |
| 47 | JHSC | John Hancock Multi Small Cap | — | EXIT | Sold out |
| 48 | AX | Axos Financial INC | — | EXIT | Sold out |
| 49 | AKRE | Akre Focus ETF | — | EXIT | Sold out |
| 50 | FBCG | Fidelity Blue Chip Grow ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-31 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-19 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-25 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-12-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-19 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-03-15 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-12-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-27 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-17 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-03-15 | Amendment | View on EDGAR |
| 2022-12-31 | 2023-02-21 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-22 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-02 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-28 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-16 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-10 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-04 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-31 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-06 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-05 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-08 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-10-05 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-15 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-15 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-17 | Amendment | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-18 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-20 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-02 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-21 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-21 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-22 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001536186
Total reported value
$1.6B
2,102 stks
2026-03-31
AUM within 0.2% of this institution
CIK 0001568887
Total reported value
$1.6B
28 stks
2019-09-30
Stale — no recent filing
AUM within 0.2% of this institution
CIK 0001424381
Total reported value
$1.6B
69 stks
2026-03-31
AUM within 0.2% of this institution
Institutions with overlapping top holdings
CIK 0000354204
Total reported value
$481.4B
13,635 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP
CIK 0000894300
Total reported value
$416.9M
45 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP
CIK 0001068855
Total reported value
$33.9B
911 stks
2026-03-31
4 of the top 5 holdings overlap, including Ishares Core S&p 500 ETF