BR
B. Riley Wealth Advisors, Inc. 13F Filings Tracker & Latest Positions (Q2 2026)
B. Riley Wealth Advisors, Inc.CIK: 0001464811
Diversified strategyLong-term holderSector-focused
Total reported value
$1.9B
Reporting period: 2026-06-30 · Number of holdings: 914
B. Riley Wealth Advisors, Inc. disclosed 914 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.9B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 4.26
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 71.02
- Diversification
- 100
- Sizing Uniformity
- 71.98
B. Riley Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 94 equally-sized positions, well below its 914 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 54% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AMD
-75.9% $11.8M
Add MU
+2.0% $10.8M
Add PANW
-0.4% $10.8M
Add XMMO
+957.8% $8.3M
Trim PLTR
-83.7% -$4.0M
Add SMH
+8.0% $9.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 914 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.35% | -0.02% | -94.70% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.44% | -0.12% | -67.69% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.38% | +0.22% | +11.14% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.97% | +0.05% | -57.39% | |
| 5 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.85% | -0.24% | -77.20% | |
| 6 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.67% | +0.25% | -92.57% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.66% | -0.24% | -37.04% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 1.57% | +0.03% | +498.87% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.34% | -0.01% | +0.03% | |
| 10 | APUE | Activepassive US Equity ETF | ETF-Other | 1.26% | +0.20% | +18.76% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.21% | +0.20% | +9.90% | |
| 12 | AVGO | Broadcom Inc | Stock-Tech | 1.16% | +0.06% | -46.37% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.13% | -0.08% | -14.43% | |
| 14 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.12% | +0.42% | +8.02% | |
| 15 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.09% | +0.49% | -0.41% | |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 1.09% | -0.06% | -1.55% | |
| 17 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.05% | -0.44% | -83.72% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.02% | +0.10% | -13.70% | |
| 19 | AMD | Advanced Micro Devices | Stock-Tech | 1.01% | +0.55% | -75.88% | |
| 20 | XLK | Ss Technology Select Sector | ETF-Tech | 1.01% | +0.28% | +12.32% | |
| 21 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.99% | +0.30% | -68.11% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.89% | +0.02% | -35.90% | |
| 23 | MU | Micron Technology Inc | Stock-Tech | 0.78% | +0.55% | +1.97% | |
| 24 | CSM | Proshares Large Cap Core Plu | ETF-Large Cap & Growth | 0.74% | -0.02% | -1.03% | |
| 25 | CGBL | Cap Group Core Balanced | ETF-Other | 0.72% | -0.02% | +2.94% | |
| 26 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | +0.09% | -14.87% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.66% | -0.06% | +3.82% | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.62% | -0.12% | -16.15% | |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.59% | -0.01% | +0.44% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.55% | -0.02% | -1.62% | |
| 31 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.54% | +0.11% | +1.67% | |
| 32 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.53% | +0.12% | +26.08% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.53% | +0.28% | -5.56% | |
| 34 | APIE | Activepassive Intl Eqty ETF | ETF-Other | 0.52% | +0.06% | +19.61% | |
| 35 | GEV | GE Vernova Inc | Stock-Industrials | 0.52% | — | -12.88% | |
| 36 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.51% | -0.08% | -60.78% | |
| 37 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.50% | -0.01% | +6.21% | |
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.50% | +0.01% | +3.63% | |
| 39 | IBM | Intl Business Machines CORP | Stock-Tech | 0.50% | +0.02% | -76.30% | |
| 40 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.49% | +0.04% | +1.83% | |
| 41 | ETN | Eaton Corporation plc | Stock-Industrials | 0.49% | +0.01% | +0.84% | |
| 42 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 0.48% | +0.44% | +957.77% | |
| 43 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.47% | -0.01% | -7.34% | |
| 44 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.46% | -0.10% | -2.91% | |
| 45 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.46% | — | +15.73% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.45% | -0.26% | -91.13% | |
| 47 | WMT | Walmart Inc | Stock-Consumer Staples | 0.45% | -0.06% | -36.58% | |
| 48 | ABBV | Abbvie Inc | Stock-Healthcare | 0.44% | +0.02% | -36.32% | |
| 49 | COF | Capital One Financial CORP | Stock-Financials | 0.42% | +0.01% | +7.12% | |
| 50 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.42% | +0.05% | +32.17% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+19.2%
- Stdev
- +15.1%
- Beta
- +0.74
- Alpha
- -8.4%
- Max Drawdown
- -19.5%
- Annualized Perf
- +5.5%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +0.65
- Stutzer
- +0.12
- Treynor
- +0.09
- Sterling
- +0.25
- Calmar
- +0.28
- Information Ratio
- -1.12
- Tracking Error
- +12.2%
- Stdev Down
- +9.8%
- Winning Months %
- +52.8%
- Losing Months %
- +47.2%
- Best 12 Months
- +28%
- Worst 12 Months
- -14.4%
- Efficiency Ratio
- +0.13
- Sharpe
- +0.43
- Stdev Sectors
- +11.5%
- Skewness
- -0.26
- Kurtosis
- -0.15
- Upside Potential
- +2.54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 914 | $1.9B | 0 | ||
| 2026 Q1 | 898 | $1.6B | 42 | ||
| 2025 Q4 | 1020 | $2.2B | 15 | ||
| 2025 Q3 | 1073 | $2.2B | 100 | ||
| 2025 Q2 | 1037 | $2.1B | 0 | ||
| 2025 Q1 | 1321 | $3.4B | 0 | ||
| 2024 Q4 | 1136 | $3.1B | 0 | ||
| 2024 Q3 | 1263 | $3.6B | 0 | ||
| 2024 Q2 | 1379 | $3.9B | 0 | ||
| 2024 Q1 | 1445 | $3.7B | 0 | ||
| 2023 Q4 | 1386 | $3.7B | 0 | ||
| 2023 Q3 | 1445 | $3.7B | 0 | ||
| 2023 Q2 | 1537 | $4.5B | 0 | ||
| 2023 Q1 | 1514 | $3.8B | 0 | ||
| 2022 Q4 | 1493 | $3.6B | 0 | ||
| 2022 Q3 | 1950 | $3.3B | 0 | ||
| 2022 Q2 | 1796 | $2.4B | 0 | ||
| 2022 Q1 | 1952 | $3.1B | 0 | ||
| 2021 Q4 | 1580 | $3.5B | 0 | ||
| 2021 Q3 | 1568 | $3.1B | 0 | ||
| 2021 Q2 | 1420 | $3.1B | 96 | ||
| 2021 Q1 | 1863 | $2.8B | 54 | ||
| 2020 Q4 | 1544 | $1.9B | 33 | ||
| 2020 Q3 | 1573 | $1.9B | 29 | ||
| 2020 Q2 | 1344 | $1.5B | 35 | ||
| 2020 Q1 | 1245 | $1.2B | 46 | ||
| 2019 Q4 | 1315 | $1.2B | 27 | ||
| 2019 Q3 | 1304 | $1.0B | 27 | ||
| 2019 Q2 | 1323 | $912.6M | 26 | ||
| 2019 Q1 | 1296 | $800.7M | 28 | ||
| 2018 Q4 | 1132 | $702.7M | 30 | ||
| 2018 Q3 | 1227 | $840.1M | 20 | ||
| 2018 Q2 | 1207 | $756.8M | 30 | ||
| 2018 Q1 | 1212 | $714.3M | 29 | ||
| 2017 Q4 | 1170 | $740.1M | 36 | ||
| 2017 Q3 | 1061 | $601.9M | 36 | ||
| 2017 Q2 | 1072 | $551.4M | 20 | ||
| 2017 Q1 | 1012 | $501.4M | 24 | ||
| 2016 Q4 | 1025 | $492.0M | 36 | ||
| 2016 Q3 | 1101 | $509.8M | 20 | ||
| 2016 Q2 | 1064 | $499.5M | 28 | ||
| 2016 Q1 | 762 | $432.4M | 34 | ||
| 2015 Q4 | 859 | $493.9M | 41 | ||
| 2015 Q3 | 983 | $416.3M | 30 | ||
| 2015 Q2 | 1394 | $402.5M | 50 | ||
| 2015 Q1 | 588 | $410.3M | 100 | ||
| 2014 Q4 | 4526 | $4.7B | 100 | ||
| 2014 Q3 | 675 | $384.3M | 65 | ||
| 2014 Q2 | 2876 | $425.9M | 66 | ||
| 2014 Q1 | 758 | $330.8M | 35 | ||
| 2013 Q4 | 676 | $313.1M | 38 | ||
| 2013 Q3 | 667 | $292.5M | 41 | ||
| 2013 Q2 | 691 | $294.6M | 0 |
Holding changes this quarter
B. Riley Wealth Advisors, Inc.'s most significant position changes for 2026-06-30: Sold out: Dutch Bros Inc-class A (BROS); New buy: Goldman Sachs Core Bond ETF (GBND); New buy: ; Sold out: Honeywell International Inc (HON); Sold out: United States Brent Oil Fund (BNO).
Showing top 200 changes by size (of 907 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMD | Advanced Micro Devices | +0.6% | -75.88% | Trim |
| 2 | MU | Micron Technology Inc | +0.6% | +1.97% | Add |
| 3 | PANW | Palo Alto Networks Inc | +0.5% | -0.41% | Trim |
| 4 | XMMO | Invesco S&p Midcap Momentum | +0.4% | +957.77% | Add |
| 5 | SMH | Vaneck Semiconductor ETF | +0.4% | +8.02% | Add |
| 6 | CRWD | Crowdstrike Holdings Inc - A | +0.3% | -68.11% | Trim |
| 7 | INTC | Intel CORP | +0.3% | +93.89% | Add |
| 8 | XLK | Ss Technology Select Sector | +0.3% | +12.32% | Add |
| 9 | STX | Seagate Technology Holdings plc | +0.3% | -5.56% | Trim |
| 10 | LLY | Eli Lilly & Co | +0.3% | -92.57% | Trim |
| 11 | IVV | Ishares Core S&p 500 ETF | +0.2% | +11.14% | Add |
| 12 | APUE | Activepassive US Equity ETF | +0.2% | +18.76% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | +0.2% | +9.90% | Add |
| 14 | GBND | Goldman Sachs Core Bond ETF | +0.2% | NEW | New buy |
| 15 | LRCX | Lam Research CORP | +0.2% | -2.26% | Trim |
| 16 | ✓ | +0.2% | NEW | New buy | |
| 17 | MRVL | Marvell Technology Inc | +0.1% | -21.95% | Trim |
| 18 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.1% | +605.08% | Add |
| 19 | ICVT | Ishares Convertible Bond ETF | +0.1% | +26.08% | Add |
| 20 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +142.14% | Add |
| 21 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +1.67% | Add |
| 22 | AMAT | Applied Materials Inc | +0.1% | -4.01% | Trim |
| 23 | SNDK | Sandisk CORP | +0.1% | -92.59% | Trim |
| 24 | GOOG | Alphabet Inc-cl C | +0.1% | -13.70% | Trim |
| 25 | JNJ | Johnson & Johnson | +0.1% | -14.87% | Trim |
| 26 | CAT | Caterpillar Inc | +0.1% | +1.24% | Add |
| 27 | ✓ | +0.1% | NEW | New buy | |
| 28 | BUG | Global X Cybersecurity ETF | +0.1% | NEW | New buy |
| 29 | NFLX | Netflix Inc | +0.1% | -3.22% | Trim |
| 30 | UNH | Unitedhealth Group Inc | +0.1% | -54.11% | Trim |
| 31 | DELL | Dell Technologies -c | +0.1% | -60.74% | Trim |
| 32 | ✓ | +0.1% | NEW | New buy | |
| 33 | ILF | Ishares Latin America 40 ETF | +0.1% | NEW | New buy |
| 34 | VXF | Vanguard Extended Market ETF | +0.1% | +89.98% | Add |
| 35 | VGT | Vanguard Info Tech ETF | +0.1% | +1137.67% | Add |
| 36 | WDC | Western Digital CORP | +0.1% | -90.08% | Trim |
| 37 | CORO | Ish Intl Ctry Rot Act ETF | +0.1% | NEW | New buy |
| 38 | OILK | Pros K-1 Free Cr Oil Etf-usd | +0.1% | NEW | New buy |
| 39 | AVGO | Broadcom Inc | +0.1% | -46.37% | Trim |
| 40 | APIE | Activepassive Intl Eqty ETF | +0.1% | +19.61% | Add |
| 41 | IWF | Ishares Russell 1000 Growth | +0.1% | +396.52% | Add |
| 42 | GLW | Corning Inc | +0.1% | -82.54% | Trim |
| 43 | GSLC | Goldman Activebeta US Lc ETF | +0.1% | NEW | New buy |
| 44 | ARM | Arm Holdings Plc-adr | +0.1% | +8.06% | Add |
| 45 | IALT | Ishrs Sys Alt Act ETF | +0.1% | NEW | New buy |
| 46 | EEMA | Ishares Msci Emerg Mrkt Asia | +0.1% | NEW | New buy |
| 47 | GEM | Goldman Sachs Activebeta Em | +0.1% | NEW | New buy |
| 48 | JPIE | Jpmorgan Income ETF | +0.1% | NEW | New buy |
| 49 | AMZN | Amazon.com Inc | +0.1% | -57.39% | Trim |
| 50 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +32.17% | Add |
1–50 of 200
Filing History
FAQ
What is B. Riley Wealth Advisors, Inc. and what type of investor is it?
B. Riley Wealth Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $1.9B, spread across 914 disclosed positions.
What are B. Riley Wealth Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, B. Riley Wealth Advisors, Inc.'s top holdings by market value are:
1. Nvidia CORP (NVDA) — $118.5M (6.3%)
2. Apple Inc (AAPL) — $64.2M (3.4%)
3. Ishares Core S&p 500 ETF (IVV) — $44.4M (2.4%)
4. Amazon.com Inc (AMZN) — $36.7M (2.0%)
5. Meta Platforms Inc-class A (META) — $34.6M (1.9%)
What changes did B. Riley Wealth Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, B. Riley Wealth Advisors, Inc. made 199 notable position adjustments: 29 new positions were initiated, 77 existing holdings were added to, 74 positions were partially reduced, and 19 were completely exited. The largest of these moves: Sold out: Dutch Bros Inc-class A (BROS); New buy: Goldman Sachs Core Bond ETF (GBND); New buy: ; Sold out: Honeywell International Inc (HON); Sold out: United States Brent Oil Fund (BNO)
What sectors does B. Riley Wealth Advisors, Inc. focus on?
B. Riley Wealth Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.9%
• Financials: 10.0%
• Health Care: 9.7%
• Communication Services: 9.2%
• Industrials: 8.2%
• Consumer Discretionary: 7.9%
Investment Profile
B. Riley Wealth Advisors, Inc. returned an annualized 5.5% over the trailing 36 months — underperforming the S&P 500 by 8.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 43.9% of the portfolio concentrated in Information Technology.
It has added to its SMH position over the past two quarters (+$14.0M, now $20.9M), while trimming BIL over the same stretch (-$28.8M, still holding $8.6M).
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Developer Access
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