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View all 11 holding institutions

Across its top 11 institutional holders, PFX's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 7/100, avg. turnover score 32/100).

Notable Holders

PFX ranks #9853 out of 37503 tracked stocks by institutional interest, inside the more closely watched half of our coverage.

11 institutions disclose a position in PFX, but none treat it as a major bet — even Adalta Capital Management LLC, its most concentrated holder, allocates just 3.3% of its own portfolio to it.

Legal & General Group Plc has added to its PFX position for two straight quarters, increasing it by $65.8K to reach $655.3K today.

Company Fundamentals

PFX closed its latest fiscal year with net income of $4.2M, and currently trades at a P/E of 22.3.

Profitable — net income of $4.2M in the latest fiscal year
Net income declined year over year, from $18.6M to $4.2M
Operating cash flow was negative, using $67.3M in cash

Price Chart

PFX Quarterly 13F Institutional Trade Shifts

Recent Activity

+$42.9K

Total Buy Value

$2.7M

Total Sell Value

New buy1

Trim3

Add1

Sold out7

Net Buyers

Net Sellers

Top Movers

PFX

Q2 2026

Top 5 Institutional Movers

22nw, LP

-$1.7M

Sold out

Raymond James Financial

-$935.0K

Sold out

Adalta Capital Management

+$652.9K

Add

American Financial Group

+$225.1K

Add

Morgan Stanley

+$171.2K

Add

Data by AlphaSMO • Not financial advice.

Smart Money Convergence

PFX does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.

13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

Recent PFX Insider Buying & Selling Activity (Form 4)

Congress Trading (STOCK Act)

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

Filings (14d)

Data as of 2026-08-05

2026-08-05

PhenixFIN Corp (ticker: PFX) put out a press release on August 5, 2026, announcing its financial results for the quarter ended June 30, 2026, and attached that release as an exhibit to this 8-K. To be honest, this excerpt only tells us the announcement happened — no actual revenue, earnings, or balance-sheet figures are included here.

View Full Filing (SEC EDGAR)

View all Form 8-K filings

CUSIP

71742W103

FAQ

Who are the top institutional investors holding PHENIXFIN CORP (PFX)?

Major stakeholders currently include Adalta Capital Management LLC ($7.5M), American Financial Group Inc ($2.7M), Morgan Stanley ($2.3M). Based on the latest 13F filings, there are a total of 11 tracked investment funds and institutions maintaining positions in PFX.

What is the overall institutional sentiment toward PFX recently?

Institutional sentiment appears Bullish (Net Buying). During the most recent reporting quarter, the stock experienced a net inflow of $6.5K, driven by 2 managers accumulating shares while 10 reduced their exposure.

Which institutions have been selling or reducing their PFX positions?

In the latest period, 3 funds trimmed their holdings, and 7 managers completely exited their positions. The aggregate reported sell value was $2.7M.

Are there any notable investors adding PFX to their portfolios?

Yes, buying activity remains notable. 1 institutions opened new positions in {ticker}, and 1 existing holders added to their shares. The total reported buy value for the quarter amounted to $42.9K.

Note: Data on this page is curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, dedicated to providing accurate insider trading and institutional portfolio reports. Please credit the source when reposting.

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Developer Access

Access PFX's institutional ownership data programmatically:

REST API

curl https://alphasmo.com/api/v1/market/stock/PFX

CLI

npx alphasmo stocks get PFX

Full API & MCP documentation →