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Mid Atlantic Financial Management Inc/adv Historical SEC 13F Holdings & Archive (Q3 2021)
Mid Atlantic Financial Management Inc/advCIK: 0000746504
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$1.5B
Reporting period: 2021-09-30 · Number of holdings: 913
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV disclosed 913 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $1.5B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 3.55
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 55.25
- Diversification
- 100
- Sizing Uniformity
- 73.46
Mid Atlantic Financial Management Inc/adv's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 113 equally-sized positions, well below its 913 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.65), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 913 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 3.65% | — | -12.90% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.30% | — | -0.11% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.64% | — | +0.78% | |
| 4 | VTV | Vanguard Value ETF | ETF-Other | 2.52% | — | +5.20% | |
| 5 | QEFA | Stsr Spd Msc Eaf Stgfs-us In | ETF-Other | 2.40% | — | +1.44% | |
| 6 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 2.07% | — | +2.03% | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.96% | — | +4.35% | |
| 8 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.90% | — | -2.68% | |
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.83% | — | -1.94% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.83% | — | +2.06% | |
| 11 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.67% | — | +5.16% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.53% | — | +0.44% | |
| 13 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.23% | — | +3.78% | |
| 14 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.21% | — | +1.79% | |
| 15 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.97% | — | +7.25% | |
| 16 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.95% | — | -0.06% | |
| 17 | VUG | Vanguard Growth ETF | ETF-Other | 0.77% | — | +2.14% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.75% | — | +21.42% | |
| 19 | PZA | Invesco National Amt-free Mu | ETF-Other | 0.74% | — | +2.11% | |
| 20 | ABOT | Abacus Fcf Innovation Leader | ETF-Other | 0.71% | — | -4.43% | |
| 21 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.60% | — | +10.42% | |
| 22 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.60% | — | +9.52% | |
| 23 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 0.59% | — | +7.42% | |
| 24 | ABXB | Abacus Flexible Bond Leaders | ETF-Other | 0.59% | — | +0.45% | |
| 25 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.58% | — | -7.03% | |
| 26 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.57% | — | +1.24% | |
| 27 | HYLB | Xtrackers Usd High Yield Cor | ETF-High Yield | 0.57% | — | +5.10% | |
| 28 | RODM | Hartford Multifact Dev Mrkt | ETF-Other | 0.54% | — | +10.07% | |
| 29 | ABFL | Abacus Fcf Leaders ETF | ETF-Other | 0.53% | — | -5.49% | |
| 30 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.52% | — | -21.99% | |
| 31 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.52% | — | +0.77% | |
| 32 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.50% | — | +1.19% | |
| 33 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.50% | — | +6.94% | |
| 34 | VB | Vanguard Small-cap ETF | ETF-Other | 0.49% | — | +0.62% | |
| 35 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 0.47% | — | -5.93% | |
| 36 | NVDA | Nvidia CORP | Stock-Tech | 0.47% | — | +345.69% | |
| 37 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.47% | — | -0.42% | |
| 38 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.45% | — | -1.97% | |
| 39 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.45% | — | +100.55% | |
| 40 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.45% | — | +4.81% | |
| 41 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.44% | — | +9.49% | |
| 42 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.43% | — | -2.10% | |
| 43 | MBB | Ishares Mbs ETF | ETF-Other | 0.42% | — | -0.85% | |
| 44 | PFE | Pfizer Inc | Stock-Healthcare | 0.42% | — | +2.81% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.42% | — | -0.64% | |
| 46 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 0.42% | — | -0.81% | |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.41% | — | -2.25% | |
| 48 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.41% | — | +2.72% | |
| 49 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.41% | — | +1.85% | |
| 50 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.41% | — | -0.17% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Mid Atlantic Financial Management Inc/adv and what type of investor is it?
Mid Atlantic Financial Management Inc/adv is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $1.5B, spread across 913 disclosed positions.
What are Mid Atlantic Financial Management Inc/adv's largest equity positions?
Based on the latest 13F filing, Mid Atlantic Financial Management Inc/adv's top holdings by market value are:
1. Apple Inc (AAPL) — $54.5M (3.6%)
2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $49.4M (3.3%)
3. Vanguard S&p 500 ETF (VOO) — $39.4M (2.6%)
4. Vanguard Value ETF (VTV) — $37.7M (2.5%)
5. Stsr Spd Msc Eaf Stgfs-us In (QEFA) — $35.9M (2.4%)
What changes did Mid Atlantic Financial Management Inc/adv make in its most recent portfolio filing?
No notable portfolio changes were recorded for Mid Atlantic Financial Management Inc/adv in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Mid Atlantic Financial Management Inc/adv focus on?
Mid Atlantic Financial Management Inc/adv is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.4%
• Consumer Discretionary: 16.9%
• Health Care: 13.9%
• Communication Services: 11.4%
• Financials: 10.2%
• Consumer Staples: 6.8%
Investment Profile
Mid Atlantic Financial Management Inc/adv's portfolio is broadly diversified and long-term-holding, with 32.4% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 28 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its QEFA position over the past two quarters (+$16.2M, now $35.9M), while trimming IJR over the same stretch (-$10.3M, still holding $27.3M).
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