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Michael A. Dubis Financial Planning, LLC Historical SEC 13F Holdings & Archive (Q1 2025)
Michael A. Dubis Financial Planning, LLCCIK: 0002052271
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$103.0M
Reporting period: 2025-03-31 · Number of holdings: 45
Michael A. Dubis Financial Planning, LLC disclosed 45 holdings in its latest 13F filing for the period ending 2025-03-31, with total reported value of $103.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 40.7
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 90
- Sizing Uniformity
- 80.87
Michael A. Dubis Financial Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.102 — mathematically equivalent to about 10 equally-sized positions, well below its 45 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 21.13% | — | +1.46% | |
| 2 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 13.94% | — | -0.92% | |
| 3 | VGIT | Vanguard Intermediate-term T | ETF-Other | 12.94% | — | +4.15% | |
| 4 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 11.55% | — | +1.96% | |
| 5 | SPTS | Ss Spdr P St Term Tsy ETF | ETF-Other | 4.79% | — | +0.48% | |
| 6 | DFIC | Dimensional International Co | ETF-Other | 3.48% | — | +5.25% | |
| 7 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 2.73% | — | +0.05% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.12% | — | — | |
| 9 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.00% | — | +1.56% | |
| 10 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.65% | — | +0.02% | |
| 11 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.62% | — | +1.54% | |
| 12 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.52% | — | — | |
| 13 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.33% | — | +1.75% | |
| 14 | DCOR | Dimensional US Core Eq 1 ETF | ETF-Other | 1.28% | — | +6.07% | |
| 15 | VV | Vanguard Large-cap ETF | ETF-Other | 1.23% | — | — | |
| 16 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.12% | — | — | |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.06% | — | -7.61% | |
| 18 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.02% | — | — | |
| 19 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.96% | — | +0.02% | |
| 20 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.93% | — | — | |
| 21 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.90% | — | +5.76% | |
| 22 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.87% | — | +0.18% | |
| 23 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.87% | — | — | |
| 24 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 0.86% | — | -0.92% | |
| 25 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.69% | — | — | |
| 26 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.64% | — | +0.01% | |
| 27 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.62% | — | — | |
| 28 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.57% | — | — | |
| 29 | SUB | Ishares Short-term National | ETF-Other | 0.54% | — | +4.29% | |
| 30 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.51% | — | — | |
| 31 | DFAI | Dimensional International Co | ETF-Other | 0.49% | — | +0.10% | |
| 32 | WFC | Wells Fargo & Co | Stock-Financials | 0.45% | — | — | |
| 33 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.45% | — | +0.17% | |
| 34 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.33% | — | — | |
| 35 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.31% | — | — | |
| 36 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.30% | — | +0.05% | |
| 37 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.28% | — | +11.38% | |
| 38 | MUB | Ishares National Muni Bond E | ETF-Other | 0.28% | — | -20.78% | |
| 39 | MMM | 3m Co | Stock-Industrials | 0.27% | — | — | |
| 40 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.25% | — | — | |
| 41 | USB | US Bancorp | Stock-Financials | 0.24% | — | — | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.23% | — | +0.07% | |
| 43 | AVDE | Avantis International Equity | ETF-Other | 0.22% | — | — | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.21% | — | — | |
| 45 | TGT | Target CORP | Stock-Consumer Disc | 0.20% | — | — |
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+13.3%
- Stdev
- +6.4%
- Beta
- +0.46
- Alpha
- +3.9%
- Max Drawdown
- -3.4%
- Annualized Perf
- +13.1%
- Batting Avg vs S&P
- +55.6%
- Sortino
- +3.78
- Stutzer
- +0.55
- Treynor
- +0.28
- Sterling
- +0.98
- Calmar
- +3.84
- Information Ratio
- -0.87
- Tracking Error
- +7.5%
- Stdev Down
- +3.3%
- Winning Months %
- +83.3%
- Losing Months %
- +16.7%
- Best 12 Months
- +17.4%
- Worst 12 Months
- +12.2%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.96
- Stdev Sectors
- +17.1%
- Skewness
- -0.56
- Kurtosis
- +0.89
- Upside Potential
- +4.93
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Michael A. Dubis Financial Planning, LLC and what type of investor is it?
Michael A. Dubis Financial Planning, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-03-31), the firm manages a tracked equity portfolio valued at approximately $103.0M, spread across 45 disclosed positions.
What are Michael A. Dubis Financial Planning, LLC's largest equity positions?
Based on the latest 13F filing, Michael A. Dubis Financial Planning, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $21.8M (21.1%)
2. Ishares 0-3 Month Treasury B (SGOV) — $14.4M (13.9%)
3. Vanguard Intermediate-term T (VGIT) — $13.3M (12.9%)
4. Vanguard Short-term Treasury (VGSH) — $11.9M (11.6%)
5. Ss Spdr P St Term Tsy ETF (SPTS) — $4.9M (4.8%)
What changes did Michael A. Dubis Financial Planning, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Michael A. Dubis Financial Planning, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Michael A. Dubis Financial Planning, LLC focus on?
Michael A. Dubis Financial Planning, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 51.9%
• Industrials: 21.2%
• Financials: 16.3%
• Energy: 5.7%
• Consumer Discretionary: 5.0%
Investment Profile
Michael A. Dubis Financial Planning, LLC returned an annualized 13.1% over the trailing 18 months — outperforming the S&P 500 by 3.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.46 (less volatile than the market) and a 56% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 51.9% of the portfolio concentrated in Information Technology.
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