MS
Mark Sheptoff Financial Planning, LLC 13F Filings Tracker & Latest Positions (Q2 2026)
Mark Sheptoff Financial Planning, LLCCIK: 0001607355
Diversified strategyMomentum followerLong-term holder
Total reported value
$188.4M
Reporting period: 2026-06-30 · Number of holdings: 513
MARK SHEPTOFF FINANCIAL PLANNING, LLC disclosed 513 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $188.4M and a quarterly turnover rate of 14.4%.
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Personality snowflake
- Concentration
- 13.01
- Portfolio Stability
- 14.4
- Momentum
- 100
- Sector conviction
- 59.01
- Diversification
- 100
- Sizing Uniformity
- 60.35
Mark Sheptoff Financial Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 31 equally-sized positions, well below its 513 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.97), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MSFT
+0.0% -$1.8M
Trim CLS
-0.3% -$1.6M
Trim NEE
-0.1% -$1.5M
Trim PLTR
+0.2% -$1.4M
New buy SPY
Add ABBV
-1.9% $865.1K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 513 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 9.09% | -0.90% | +0.03% | |
| 2 | NEE | Nextera Energy Inc | Stock-Utilities | 8.17% | -0.77% | -0.08% | |
| 3 | CLS | Celestica Inc | Stock-Tech | 5.73% | -0.83% | -0.34% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 4.73% | +0.05% | -1.05% | |
| 5 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 4.55% | -0.72% | +0.16% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.39% | +0.47% | -0.90% | |
| 7 | RTX | Rtx CORP | Stock-Industrials | 4.01% | -0.08% | -10.95% | |
| 8 | ABBV | Abbvie Inc | Stock-Healthcare | 2.78% | +0.47% | -1.88% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 2.60% | -0.42% | -1.40% | |
| 10 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 2.56% | +0.09% | -0.37% | |
| 11 | VRTX | Vertex Pharmaceuticals Inc | Stock-Healthcare | 2.45% | +0.31% | -2.63% | |
| 12 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.11% | +0.31% | +8.66% | |
| 13 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.00% | +0.14% | +2.12% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.81% | +0.13% | — | |
| 15 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.56% | +0.32% | -0.46% | |
| 16 | GD | General Dynamics CORP | Stock-Industrials | 1.54% | +0.02% | — | |
| 17 | V | Visa Inc-class A Shares | Stock-Financials | 1.44% | +0.05% | -2.77% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 1.39% | +0.21% | +15.89% | |
| 19 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.32% | +0.26% | +5.46% | |
| 20 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.15% | +0.04% | — | |
| 21 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.14% | — | -0.73% | |
| 22 | IHAK | Ishares Cybersecurity & Tech | ETF-Tech | 1.02% | +0.20% | +0.96% | |
| 23 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.95% | -0.07% | +6.89% | |
| 24 | ABT | Abbott Laboratories | Stock-Healthcare | 0.86% | +0.04% | — | |
| 25 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.81% | -0.06% | — | |
| 26 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.72% | +0.10% | +0.93% | |
| 27 | PWR | Quanta Services Inc | Stock-Industrials | 0.69% | -0.05% | — | |
| 28 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.68% | +0.01% | -1.81% | |
| 29 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.68% | -0.04% | -0.90% | |
| 30 | AEP | American Electric Power | Stock-Utilities | 0.64% | -0.03% | -4.86% | |
| 31 | HD | Home Depot Inc | Stock-Consumer Disc | 0.63% | +0.06% | -1.17% | |
| 32 | TXN | Texas Instruments Inc | Stock-Tech | 0.59% | +0.03% | — | |
| 33 | AWK | American Water Works Co Inc | Stock-Utilities | 0.57% | +0.03% | — | |
| 34 | HIG | Hartford Insurance Group Inc | Stock-Financials | 0.54% | -0.01% | -0.13% | |
| 35 | KNSA | Kiniksa Pharmaceuticals International, plc | Stock-Other | 0.54% | +0.04% | -3.03% | |
| 36 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.54% | — | -1.07% | |
| 37 | KTOS | Kratos Defense & Security | Stock-Industrials | 0.52% | -0.08% | +2.09% | |
| 38 | TTC | Toro Co | Stock-Industrials | 0.52% | +0.02% | — | |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.48% | +0.48% | NEW | |
| 40 | FAS | Dirx Dly Finacial B3x Etf-ui | ETF-Other | 0.47% | +0.05% | — | |
| 41 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.45% | +0.08% | — | |
| 42 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.44% | — | — | |
| 43 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.43% | +0.06% | -0.21% | |
| 44 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.43% | +0.04% | — | |
| 45 | XLI | Ss Industrial Select Sector | ETF-Other | 0.42% | — | -5.47% | |
| 46 | CRH | CRH plc | Stock-Materials | 0.42% | +0.41% | +5880.00% | |
| 47 | XLV | Ss Health Care Select Sector | ETF-Other | 0.41% | +0.01% | -4.86% | |
| 48 | ATRO | Astronics CORP | Stock-Other | 0.39% | +0.04% | +3.39% | |
| 49 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.37% | +0.16% | +19.47% | |
| 50 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.37% | +0.01% | -1.72% |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+7%
Performance Last 4 Quarters
+18.5%
- Stdev
- +11%
- Beta
- +0.73
- Alpha
- +0.7%
- Max Drawdown
- -7%
- Annualized Perf
- +15.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.62
- Stutzer
- +0.4
- Treynor
- +0.21
- Sterling
- +1.01
- Calmar
- +2.23
- Information Ratio
- -0.71
- Tracking Error
- +6.7%
- Stdev Down
- +5.8%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +25.5%
- Worst 12 Months
- +8.9%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.38
- Stdev Sectors
- +9.8%
- Skewness
- -0.35
- Kurtosis
- -0.9
- Upside Potential
- +4.37
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 513 | $188.4M | 14 | ||
| 2026 Q1 | 510 | $188.9M | 29 | ||
| 2025 Q4 | 507 | $209.8M | 13 | ||
| 2025 Q3 | 481 | $208.9M | 35 | ||
| 2025 Q2 | 512 | $187.6M | 0 | ||
| 2025 Q1 | 445 | $181.4M | 100 | ||
| 2024 Q4 | 431 | $186.4M | 0 | ||
| 2024 Q3 | 428 | $188.2M | 0 | ||
| 2024 Q2 | 429 | $178.9M | 0 | ||
| 2024 Q1 | 402 | $180.3M | 0 | ||
| 2023 Q4 | 396 | $166.0M | 0 | ||
| 2023 Q3 | 383 | $155.8M | 0 | ||
| 2023 Q2 | 392 | $175.3M | 0 | ||
| 2023 Q1 | 385 | $172.2M | 0 | ||
| 2022 Q4 | 394 | $170.5M | 0 | ||
| 2022 Q3 | 379 | $164.2M | 0 | ||
| 2022 Q2 | 391 | $174.0M | 0 | ||
| 2022 Q1 | 436 | $198.7M | 0 | ||
| 2021 Q4 | 468 | $209.5M | 0 | ||
| 2021 Q3 | 398 | $181.7M | 0 | ||
| 2021 Q2 | 420 | $186.6M | 100 | ||
| 2021 Q1 | 379 | $174.2M | 13 | ||
| 2020 Q4 | 360 | $175.8M | 17 | ||
| 2020 Q3 | 332 | $162.5M | 20 | ||
| 2020 Q2 | 364 | $154.2M | 24 | ||
| 2020 Q1 | 352 | $132.3M | 25 | ||
| 2019 Q4 | 370 | $158.8M | 16 | ||
| 2019 Q3 | 365 | $148.3M | 18 | ||
| 2019 Q2 | 360 | $146.5M | 15 | ||
| 2019 Q1 | 361 | $138.8M | 20 | ||
| 2018 Q4 | 335 | $120.4M | 23 | ||
| 2018 Q3 | 367 | $145.8M | 14 | ||
| 2018 Q2 | 369 | $135.2M | 24 | ||
| 2018 Q1 | 386 | $144.1M | 14 | ||
| 2017 Q4 | 378 | $153.8M | 12 | ||
| 2017 Q3 | 378 | $148.9M | 19 | ||
| 2017 Q2 | 374 | $145.6M | 17 | ||
| 2017 Q1 | 376 | $140.2M | 15 | ||
| 2016 Q4 | 366 | $134.7M | 17 | ||
| 2016 Q3 | 359 | $134.5M | 13 | ||
| 2016 Q2 | 356 | $133.8M | 23 | ||
| 2016 Q1 | 365 | $123.0M | 19 | ||
| 2015 Q4 | 392 | $123.4M | 20 | ||
| 2015 Q3 | 405 | $114.1M | 25 | ||
| 2015 Q2 | 404 | $123.7M | 16 | ||
| 2015 Q1 | 342 | $119.9M | 18 | ||
| 2014 Q4 | 343 | $113.1M | 26 | ||
| 2014 Q3 | 351 | $113.1M | 22 | ||
| 2014 Q2 | 357 | $117.0M | 13 | ||
| 2014 Q1 | 369 | $113.0M | — |
Holding changes this quarter
Mark Sheptoff Financial Planning, LLC's most significant position changes for 2026-06-30: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Honeywell International Inc (HON); New buy: Electro Optic Systems Holdings; New buy: ; New buy: .
Showing top 200 changes by size (of 553 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | NEW | New buy |
| 2 | ABBV | Abbvie Inc | +0.5% | -1.88% | Trim |
| 3 | JNJ | Johnson & Johnson | +0.5% | -0.90% | Trim |
| 4 | CRH | CRH plc | +0.4% | +5880.00% | Add |
| 5 | CIBR | First Trust Nasdaq Cybersecu | +0.3% | -0.46% | Trim |
| 6 | TSLA | Tesla Inc | +0.3% | +8.66% | Add |
| 7 | VRTX | Vertex Pharmaceuticals Inc | +0.3% | -2.63% | Trim |
| 8 | BAI | Ishrs Ai In And Tech Act ETF | +0.3% | +5.46% | Add |
| 9 | NVDA | Nvidia CORP | +0.2% | +15.89% | Add |
| 10 | ✓ | Electro Optic Systems Holdings | +0.2% | NEW | New buy |
| 11 | IHAK | Ishares Cybersecurity & Tech | +0.2% | +0.96% | Add |
| 12 | HPE | Hewlett Packard Enterprise | +0.2% | +19.47% | Add |
| 13 | ✓ | +0.2% | NEW | New buy | |
| 14 | ✓ | +0.2% | NEW | New buy | |
| 15 | MU | Micron Technology Inc | +0.1% | — | Unchanged |
| 16 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +2.12% | Add |
| 17 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | — | Unchanged |
| 18 | HNGE | Hinge Health Inc-a | +0.1% | -5.43% | Trim |
| 19 | UNH | Unitedhealth Group Inc | +0.1% | +0.93% | Add |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | VEEV | Veeva Systems Inc-class A | +0.1% | -0.37% | Trim |
| 22 | LLY | Eli Lilly & Co | +0.1% | — | Unchanged |
| 23 | ATROB | Astronics Corp-cl B | +0.1% | NEW | New buy |
| 24 | VMD | Viemed Healthcare Inc | +0.1% | NEW | New buy |
| 25 | NSRGY | Nestle Sa-spons Adr | +0.1% | +35.26% | Add |
| 26 | HD | Home Depot Inc | +0.1% | -1.17% | Trim |
| 27 | SJM | Jm Smucker Co/the | +0.1% | -0.21% | Trim |
| 28 | DRNZ | Rex Drone ETF | +0.1% | NEW | New buy |
| 29 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +21.10% | Add |
| 30 | FLEX | Flex Ltd. | +0.1% | — | Unchanged |
| 31 | V | Visa Inc-class A Shares | +0.1% | -2.77% | Trim |
| 32 | TVTX | Travere Therapeutics Inc | +0.1% | NEW | New buy |
| 33 | HEI | Heico CORP | +0.1% | — | Unchanged |
| 34 | FAS | Dirx Dly Finacial B3x Etf-ui | +0.1% | — | Unchanged |
| 35 | AAPL | Apple Inc | +0.1% | -1.05% | Trim |
| 36 | ATRO | Astronics CORP | 0% | +3.39% | Add |
| 37 | KNSA | Kiniksa Pharmaceuticals International, plc | 0% | -3.03% | Trim |
| 38 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 39 | INDV | Indivior Pharmaceuticals Inc | 0% | NEW | New buy |
| 40 | SDZNY | Sandoz Group Ag-adr | 0% | NEW | New buy |
| 41 | COO | Cooper Cos Inc/the | 0% | — | Unchanged |
| 42 | RGTI | Rigetti Computing Inc | 0% | +951.01% | Add |
| 43 | ABT | Abbott Laboratories | 0% | — | Unchanged |
| 44 | NVS | Novartis Ag-sponsored Adr | 0% | — | Unchanged |
| 45 | CRDO | Credo Technology Group Holding Ltd | 0% | +7.69% | Add |
| 46 | TXN | Texas Instruments Inc | 0% | — | Unchanged |
| 47 | CSCO | Cisco Systems Inc | 0% | — | Unchanged |
| 48 | TRV | Travelers Cos Inc/the | 0% | — | Unchanged |
| 49 | CVS | Cvs Health CORP | 0% | — | Unchanged |
| 50 | AWK | American Water Works Co Inc | 0% | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Mark Sheptoff Financial Planning, LLC and what type of investor is it?
Mark Sheptoff Financial Planning, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $188.4M, spread across 513 disclosed positions.
What are Mark Sheptoff Financial Planning, LLC's largest equity positions?
Based on the latest 13F filing, Mark Sheptoff Financial Planning, LLC's top holdings by market value are:
1. Microsoft CORP (MSFT) — $17.1M (9.1%)
2. Nextera Energy Inc (NEE) — $15.4M (8.2%)
3. Celestica Inc (CLS) — $10.8M (5.7%)
4. Apple Inc (AAPL) — $8.9M (4.7%)
5. Palantir Technologies Inc-a (PLTR) — $8.6M (4.5%)
What changes did Mark Sheptoff Financial Planning, LLC make in its most recent portfolio filing?
In the latest reported quarter, Mark Sheptoff Financial Planning, LLC made 139 notable position adjustments: 33 new positions were initiated, 29 existing holdings were added to, 55 positions were partially reduced, and 22 were completely exited. The largest of these moves: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Honeywell International Inc (HON); New buy: Electro Optic Systems Holdings; New buy: ; New buy:
What sectors does Mark Sheptoff Financial Planning, LLC focus on?
Mark Sheptoff Financial Planning, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.3%
• Health Care: 19.3%
• Utilities: 12.8%
• Industrials: 11.3%
• Consumer Staples: 8.3%
• Consumer Discretionary: 5.5%
Investment Profile
Mark Sheptoff Financial Planning, LLC returned an annualized 15.6% over the trailing 36 months — outperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 34.3% of the portfolio concentrated in Information Technology.
It has added to its BAI position over the past two quarters (+$968.4K, now $2.5M), while trimming MSFT over the same stretch (-$6.2M, still holding $17.1M).
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Developer Access
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