MC
Mallini Complete Financial Planning LLC Quarterly 13F Portfolio Update (Q3 2026)
Mallini Complete Financial Planning LLCCIK: 0002049540
Momentum followerLong-term holderConcentrated strategy
Total reported value
$142.7M
Reporting period: 2026-09-30 · Number of holdings: 72
Mallini Complete Financial Planning LLC disclosed 72 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $142.7M and a quarterly turnover rate of 10.8%.
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Personality snowflake
- Concentration
- 68.41
- Portfolio Stability
- 10.76
- Momentum
- 100
- Sector conviction
- 64.61
- Diversification
- 100
- Sizing Uniformity
- 66.13
Mallini Complete Financial Planning LLC's disclosed holdings carry a Herfindahl concentration index of 0.171 — mathematically equivalent to about 6 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out VTEB
Trim VTI
-3.6% -$1.2M
Add VCRM
+29.5% $2.1M
New buy CRD-A
New buy SPYM
Trim VCRB
+3.8% -$294.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 32.83% | -1.45% | -3.62% | |
| 2 | VCRB | Vanguard Core Bond ETF | ETF-Other | 19.84% | -0.56% | +3.83% | |
| 3 | VXUS | Vanguard Total Intl Stock | ETF-Other | 11.88% | -0.16% | +1.03% | |
| 4 | VCRM | Vanguard Core Tax-ex Bond | ETF-Other | 8.56% | +1.38% | +29.51% | |
| 5 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 2.76% | +0.01% | -0.45% | |
| 6 | EAGG | Ishares Esg Aware US Aggrega | ETF-Other | 2.11% | -0.08% | +2.93% | |
| 7 | USAC | USA Compression Partners LP | Stock-Other | 1.60% | -0.20% | -3.63% | |
| 8 | CRD-A | Crawford & Company -cl A | Stock-Other | 1.14% | +1.14% | NEW | |
| 9 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.02% | — | +0.05% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 0.89% | +0.31% | +36.88% | |
| 11 | VSGX | Vanguard Esg Intl Stock ETF | ETF-Other | 0.88% | -0.02% | +0.30% | |
| 12 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.72% | +0.72% | NEW | |
| 13 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.69% | +0.33% | +99.50% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.64% | +0.36% | +138.00% | |
| 15 | ✓ | Stock-Other | 0.60% | +0.40% | +161.34% | ||
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.55% | +0.03% | +3.81% | |
| 17 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.54% | -0.01% | +0.63% | |
| 18 | ET | Energy Transfer LP | Stock-Energy | 0.52% | +0.02% | +1.64% | |
| 19 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.49% | -0.05% | +0.05% | |
| 20 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.49% | -0.04% | — | |
| 21 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.48% | -0.01% | — | |
| 22 | ARCC | Ares Capital CORP | Stock-Financials | 0.48% | -0.05% | -9.70% | |
| 23 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.43% | — | — | |
| 24 | CRF | Cornerstone Total Return | Stock-Other | 0.38% | -0.06% | +2.35% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.37% | +0.37% | NEW | |
| 26 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.37% | -0.01% | — | |
| 27 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 0.35% | -0.03% | — | |
| 28 | GOF | Guggenheim Strategic Opport | Stock-Other | 0.33% | -0.10% | -0.53% | |
| 29 | RY | Royal Bank Of Canada | Stock-Financials | 0.31% | -0.02% | — | |
| 30 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.30% | -0.02% | -3.76% | |
| 31 | VTV | Vanguard Value ETF | ETF-Other | 0.28% | +0.28% | NEW | |
| 32 | LGLV | Spdr US Lc Low Vol Idx | ETF-Other | 0.28% | -0.02% | +0.04% | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.27% | +0.08% | +28.22% | |
| 34 | AB | Alliancebernstein Holding LP | Stock-Other | 0.27% | +0.01% | +6.01% | |
| 35 | FLMI | Franklin Dynamic Municipal B | ETF-Other | 0.26% | -0.02% | +1.06% | |
| 36 | AVDE | Avantis International Equity | ETF-Other | 0.25% | -0.01% | — | |
| 37 | PFN | Pimco Income Strategy Fd Ii | Stock-Other | 0.25% | -0.04% | -0.02% | |
| 38 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.23% | — | +0.15% | |
| 39 | VV | Vanguard Large-cap ETF | ETF-Other | 0.23% | — | — | |
| 40 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.22% | +0.01% | — | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.22% | — | +18.17% | |
| 42 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.21% | +0.21% | NEW | |
| 43 | MEAR | Ishrs Short Mat Muni Act ETF | ETF-Other | 0.21% | -0.01% | — | |
| 44 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.20% | +0.02% | +13.58% | |
| 45 | EPD | Enterprise Products Partners | Stock-Energy | 0.20% | -0.01% | +0.42% | |
| 46 | XEVVX | Eaton Vance LTD Durat Inc | Stock-Other | 0.20% | -0.03% | -2.89% | |
| 47 | FLC | Flaherty & Crumrine Ttl Rtrn | Stock-Other | 0.19% | -0.04% | -10.48% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.18% | +0.01% | +5.64% | |
| 49 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.18% | -0.02% | — | |
| 50 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.17% | -0.02% | +0.09% |
1–50 of 72
Portfolio Performance
Performance for Q4 2026
+0.8%
Performance Last 4 Quarters
+8.1%
- Stdev
- +7.3%
- Beta
- +0.5
- Alpha
- +1.9%
- Max Drawdown
- -4.1%
- Annualized Perf
- +11.5%
- Batting Avg vs S&P
- +45%
- Sortino
- +3
- Stutzer
- +0.45
- Treynor
- +0.22
- Sterling
- +0.81
- Calmar
- +2.8
- Information Ratio
- -0.99
- Tracking Error
- +7.3%
- Stdev Down
- +3.7%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +19.3%
- Worst 12 Months
- +8.1%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.53
- Stdev Sectors
- +10.2%
- Skewness
- -0.1
- Kurtosis
- +1.07
- Upside Potential
- +4.32
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Mallini Complete Financial Planning LLC's most significant position changes for 2026-09-30: Sold out: Vanguard Tax-exempt Bond ETF (VTEB); New buy: Crawford & Company -cl A (CRD-A); New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); New buy: Microsoft CORP (MSFT); New buy: Vanguard Value ETF (VTV).
1–50 of 76
Filing History
FAQ
What is Mallini Complete Financial Planning LLC and what type of investor is it?
Mallini Complete Financial Planning LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $142.7M, spread across 72 disclosed positions.
What are Mallini Complete Financial Planning LLC's largest equity positions?
Based on the latest 13F filing, Mallini Complete Financial Planning LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $46.8M (32.8%)
2. Vanguard Core Bond ETF (VCRB) — $28.3M (19.8%)
3. Vanguard Total Intl Stock (VXUS) — $17.0M (11.9%)
4. Vanguard Core Tax-ex Bond (VCRM) — $12.2M (8.6%)
5. Vanguard Esg US Stock ETF (ESGV) — $3.9M (2.8%)
What changes did Mallini Complete Financial Planning LLC make in its most recent portfolio filing?
In the latest reported quarter, Mallini Complete Financial Planning LLC made 61 notable position adjustments: 6 new positions were initiated, 33 existing holdings were added to, 18 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: Vanguard Tax-exempt Bond ETF (VTEB); New buy: Crawford & Company -cl A (CRD-A); New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); New buy: Microsoft CORP (MSFT); New buy: Vanguard Value ETF (VTV)
What sectors does Mallini Complete Financial Planning LLC focus on?
Mallini Complete Financial Planning LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.8%
• Financials: 20.1%
• Energy: 18.5%
• Consumer Discretionary: 16.3%
• Health Care: 7.4%
• Utilities: 3.1%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Mallini Complete Financial Planning LLC returned an annualized 11.5% over the trailing 20 months — outperforming the S&P 500 by 1.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.50 (less volatile than the market) and a 45% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 32.8% of the portfolio concentrated in Information Technology.
It has added to its VXUS position over the past two quarters (+$1.5M, now $17.0M), while trimming USAC over the same stretch (-$273.0K, still holding $2.3M).
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