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Lumina Fund Management LLC Historical SEC 13F Holdings & Archive (Q4 2023)
Lumina Fund Management LLCCIK: 0001511847
Concentrated strategyLong-term holderQuality / disciplined sizing
Total reported value
$163.7M
Reporting period: 2023-12-31 · Number of holdings: 3
Lumina Fund Management LLC disclosed 3 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $163.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 6
- Sizing Uniformity
- 84.37
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 93.42% | — | -41.57% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.64% | — | -5.25% | |
| 3 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.93% | — | — |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+20.9%
- Stdev
- +13.4%
- Beta
- +1.03
- Alpha
- -0.6%
- Max Drawdown
- -7.6%
- Annualized Perf
- +21%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.24
- Stutzer
- +0.45
- Treynor
- +0.19
- Sterling
- +1.33
- Calmar
- +2.76
- Information Ratio
- +0.11
- Tracking Error
- +0.8%
- Stdev Down
- +6.2%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +38.3%
- Worst 12 Months
- +8.2%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.5
- Stdev Sectors
- —
- Skewness
- +0.15
- Kurtosis
- -0.12
- Upside Potential
- +4.84
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q4 | 3 | $163.7M | 0 | ||
| 2023 Q3 | 57 | $293.7M | 0 | ||
| 2023 Q2 | 72 | $233.8M | 0 | ||
| 2023 Q1 | 75 | $212.4M | 0 | ||
| 2022 Q4 | 76 | $263.9M | 0 | ||
| 2022 Q3 | 77 | $263.7M | 0 | ||
| 2022 Q2 | 74 | $264.8M | 0 | ||
| 2022 Q1 | 64 | $315.5M | 0 | ||
| 2021 Q4 | 42 | $323.7M | 0 | ||
| 2021 Q3 | 46 | $278.5M | 0 | ||
| 2021 Q2 | 40 | $217.5M | 100 | ||
| 2021 Q1 | 32 | $264.3M | 11 | ||
| 2020 Q4 | 30 | $241.3M | 42 | ||
| 2020 Q3 | 31 | $165.5M | 13 | ||
| 2020 Q2 | 29 | $171.4M | 41 | ||
| 2020 Q1 | 37 | $176.3M | 58 | ||
| 2019 Q4 | 31 | $207.0M | 21 | ||
| 2019 Q3 | 42 | $201.7M | 9 | ||
| 2019 Q2 | 39 | $198.7M | 18 | ||
| 2019 Q1 | 36 | $172.6M | 17 | ||
| 2018 Q4 | 32 | $149.2M | 39 | ||
| 2018 Q3 | 33 | $208.2M | 100 | ||
| 2018 Q2 | 43 | $1.0B | 35 | ||
| 2018 Q1 | 44 | $1.1B | 6 | ||
| 2017 Q4 | 46 | $1.1B | 14 | ||
| 2017 Q3 | 45 | $975.0M | 47 | ||
| 2017 Q2 | 52 | $1.5B | 64 | ||
| 2017 Q1 | 47 | $802.4M | 29 | ||
| 2016 Q4 | 44 | $946.7M | 13 | ||
| 2016 Q3 | 54 | $931.3M | 39 | ||
| 2016 Q2 | 45 | $1.3B | 50 | ||
| 2016 Q1 | 34 | $840.3M | 40 | ||
| 2015 Q4 | 35 | $1.2B | 17 | ||
| 2015 Q3 | 40 | $1.3B | 30 | ||
| 2015 Q2 | 34 | $1.6B | 60 | ||
| 2015 Q1 | 25 | $905.5M | 33 | ||
| 2014 Q4 | 40 | $1.2B | 21 | ||
| 2014 Q3 | 45 | $1.1B | 74 | ||
| 2014 Q2 | 41 | $2.1B | 98 | ||
| 2014 Q1 | 48 | $856.8M | 33 | ||
| 2013 Q4 | 45 | $969.3M | 40 | ||
| 2013 Q3 | 42 | $1.2B | 40 | ||
| 2013 Q2 | 37 | $1.5B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Lumina Fund Management LLC and what type of investor is it?
Lumina Fund Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $163.7M, spread across 3 disclosed positions.
What are Lumina Fund Management LLC's largest equity positions?
Based on the latest 13F filing, Lumina Fund Management LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $152.9M (93.4%)
2. Invesco Qqq Trust Series 1 (QQQ) — $9.2M (5.6%)
3. Vanguard High Dvd Yield ETF (VYM) — $1.5M (0.9%)
What changes did Lumina Fund Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Lumina Fund Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Lumina Fund Management LLC focus on?
Sector breakdown data is not yet available for Lumina Fund Management LLC. Check back after the next 13F processing cycle.
Investment Profile
Lumina Fund Management LLC returned an annualized 21.0% over the trailing 36 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.03 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding.
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Developer Access
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