LI
Lokken Investment Group LLC Historical SEC 13F Holdings & Archive (Q3 2025)
Lokken Investment Group LLCCIK: 0001842840
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$291.2M
Reporting period: 2025-09-30 · Number of holdings: 148
Lokken Investment Group LLC disclosed 148 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $291.2M and a quarterly turnover rate of 26.4%.
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Personality snowflake
- Concentration
- 8.94
- Portfolio Stability
- 26.45
- Momentum
- 100
- Sector conviction
- 64.84
- Diversification
- 100
- Sizing Uniformity
- 84.76
Lokken Investment Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 148 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VTV
-10.3% -$513.5K
Trim LLY
-24.5% -$1.5M
Trim COWZ
-62.7% -$1.6M
Add BRK-B
+93.8% $2.3M
Add AVGO
+3.0% $1.8M
Trim LMT
-67.9% -$987.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 6.24% | -1.64% | -10.26% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 6.07% | -0.06% | -5.71% | |
| 3 | GLD | Spdr Gold Shares | ETF-Commodities | 4.02% | -0.21% | -4.29% | |
| 4 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 3.52% | +0.14% | +5.08% | |
| 5 | VB | Vanguard Small-cap ETF | ETF-Other | 3.25% | -0.10% | +2.04% | |
| 6 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.25% | +0.06% | +9.97% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.14% | -0.21% | +1.80% | |
| 8 | FEOE | First Eagle Overseas Eq ETF | ETF-Other | 3.09% | +3.09% | NEW | |
| 9 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.00% | -0.05% | +4.65% | |
| 10 | CLOI | Vaneck Clo ETF | ETF-Other | 2.66% | -0.43% | +2.30% | |
| 11 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.55% | -0.13% | +1.36% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.28% | +0.25% | -2.05% | |
| 13 | GQI | Natixis Gateway Quality Inc | ETF-Other | 2.23% | -0.25% | +1.49% | |
| 14 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 2.02% | — | -1.23% | |
| 15 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.90% | -0.18% | +12.40% | |
| 16 | AIRR | First Trust Rba American Ind | ETF-Other | 1.79% | +0.29% | -0.66% | |
| 17 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.76% | -0.25% | +2.42% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.66% | +0.59% | +93.78% | |
| 19 | FTCS | First Trust Capital Strength | ETF-Other | 1.57% | — | +2.53% | |
| 20 | CMDT | Pimco Commodity Active Strat | ETF-Commodities | 1.44% | -0.14% | +3.65% | |
| 21 | AVGO | Broadcom Inc | Stock-Tech | 1.20% | +0.49% | +3.04% | |
| 22 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.17% | -0.03% | +0.00% | |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.15% | -0.01% | +8.31% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.07% | -0.89% | -24.52% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.98% | — | +3.67% | |
| 26 | FMTM | Mrktdsk Foc US Mmntm ETF | ETF-Other | 0.91% | +0.91% | NEW | |
| 27 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 0.91% | — | -0.93% | |
| 28 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.90% | -0.02% | +2.59% | |
| 29 | WMT | Walmart Inc | Stock-Consumer Staples | 0.84% | -0.03% | -3.14% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.79% | +0.07% | -0.29% | |
| 31 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.76% | +0.10% | +7.58% | |
| 32 | ARKK | Ark Innovation ETF | ETF-Other | 0.76% | +0.76% | NEW | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.74% | +0.28% | +7.15% | |
| 34 | SMHX | Vaneck Fables Smicndctr ETF | ETF-Other | 0.74% | +0.05% | +2.33% | |
| 35 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.72% | +0.03% | -2.17% | |
| 36 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.70% | +0.18% | +114.74% | |
| 37 | CSCO | Cisco Systems Inc | Stock-Tech | 0.70% | — | -2.38% | |
| 38 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.67% | — | +10.77% | |
| 39 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.66% | — | -0.67% | |
| 40 | BLK | Blackrock Inc | Stock-Financials | 0.66% | +0.04% | +0.67% | |
| 41 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.66% | — | +1.49% | |
| 42 | NEE | Nextera Energy Inc | Stock-Utilities | 0.63% | — | -0.16% | |
| 43 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.62% | +0.23% | +7.72% | |
| 44 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.62% | — | -2.83% | |
| 45 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.58% | +0.04% | +14.16% | |
| 46 | ABT | Abbott Laboratories | Stock-Healthcare | 0.57% | — | +1.11% | |
| 47 | SYK | Stryker CORP | Stock-Healthcare | 0.56% | — | +4.55% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | — | -3.34% | |
| 49 | STRL | Sterling Infrastructure Inc | Stock-Industrials | 0.53% | +0.30% | -3.89% | |
| 50 | XLV | Ss Health Care Select Sector | ETF-Other | 0.53% | — | +4.16% |
1–50 of 148
Portfolio Performance
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+18.1%
- Stdev
- +9.6%
- Beta
- +0.67
- Alpha
- +1.5%
- Max Drawdown
- -5.6%
- Annualized Perf
- +15.6%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.86
- Stutzer
- +0.44
- Treynor
- +0.22
- Sterling
- +1.06
- Calmar
- +2.77
- Information Ratio
- -0.85
- Tracking Error
- +5.9%
- Stdev Down
- +5.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +25.9%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.56
- Stdev Sectors
- +10.7%
- Skewness
- -0.55
- Kurtosis
- -0.43
- Upside Potential
- +4.4
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q3 | 148 | $291.2M | 26 | ||
| 2025 Q2 | 138 | $259.6M | 0 | ||
| 2025 Q1 | 132 | $237.1M | 100 | ||
| 2024 Q4 | 139 | $231.5M | 0 | ||
| 2024 Q3 | 157 | $239.8M | 0 | ||
| 2024 Q2 | 151 | $212.6M | 0 | ||
| 2024 Q1 | 141 | $200.7M | 0 | ||
| 2023 Q4 | 137 | $176.8M | 0 | ||
| 2023 Q3 | 135 | $152.5M | 0 | ||
| 2023 Q2 | 130 | $153.4M | 0 | ||
| 2023 Q1 | 128 | $131.7M | 0 | ||
| 2022 Q4 | 122 | $126.7M | 0 | ||
| 2022 Q3 | 114 | $116.0M | 0 | ||
| 2022 Q2 | 122 | $123.4M | 0 | ||
| 2022 Q1 | 125 | $126.0M | 0 | ||
| 2021 Q4 | 135 | $140.2M | 0 | ||
| 2021 Q3 | 121 | $126.1M | 0 | ||
| 2021 Q2 | 115 | $123.1M | 96 | ||
| 2021 Q1 | 109 | $113.3M | 17 | ||
| 2020 Q4 | 104 | $109.5M | 17 |
Holding changes this quarter
Lokken Investment Group LLC's most significant position changes for 2025-09-30: New buy: First Eagle Overseas Eq ETF (FEOE); New buy: Mrktdsk Foc US Mmntm ETF (FMTM); New buy: Ark Innovation ETF (ARKK); New buy: Comcast Corp-class A (CMCSA); New buy: Ishares US Treasury Bond ETF (GOVT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | +0.6% | +93.78% | Add |
| 2 | AVGO | Broadcom Inc | +0.5% | +3.04% | Add |
| 3 | STRL | Sterling Infrastructure Inc | +0.3% | -3.89% | Trim |
| 4 | AIRR | First Trust Rba American Ind | +0.3% | -0.66% | Add |
| 5 | NVDA | Nvidia CORP | +0.3% | +7.15% | Add |
| 6 | MSFT | Microsoft CORP | +0.3% | -2.05% | Add |
| 7 | VEU | Vanguard Ftse All-world Ex-u | +0.2% | +7.72% | Add |
| 8 | CWI | State Street Spdr Msci Acwi | +0.2% | -2.93% | Add |
| 9 | UNH | Unitedhealth Group Inc | +0.2% | +114.74% | Add |
| 10 | MGMT | Ballast Small/mid Cap ETF | +0.1% | +5.08% | Add |
| 11 | ORCL | Oracle CORP | +0.1% | +35.75% | Add |
| 12 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +27.70% | Add |
| 13 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +7.58% | Add |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.29% | Add |
| 15 | FBND | Fidelity Total Bond ETF | +0.1% | +9.97% | Add |
| 16 | VTEB | Vanguard Tax-exempt Bond ETF | +0.1% | +12.14% | Add |
| 17 | SMHX | Vaneck Fables Smicndctr ETF | +0.1% | +2.33% | Trim |
| 18 | BLK | Blackrock Inc | 0% | +0.67% | Add |
| 19 | BSV | Vanguard Short-term Bond ETF | 0% | +14.16% | Add |
| 20 | QQQ | Invesco Qqq Trust Series 1 | 0% | -2.17% | Trim |
| 21 | QDPL | Pacer Met US Lrg Cap Dvd 400 | — | -0.93% | Add |
| 22 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | +8.31% | Add |
| 23 | JIRE | Jpmorgan Int Res Enh Eqty | 0% | +2.59% | Add |
| 24 | SCHB | Schwab US Broad Market ETF | 0% | +0.00% | Add |
| 25 | WMT | Walmart Inc | 0% | -3.14% | Add |
| 26 | PYLD | Pimco Multisector Bond Actv | -0.1% | +4.65% | Add |
| 27 | VUG | Vanguard Growth ETF | -0.1% | -5.71% | Trim |
| 28 | VB | Vanguard Small-cap ETF | -0.1% | +2.04% | Add |
| 29 | VO | Vanguard Mid-cap ETF | -0.1% | +1.36% | Add |
| 30 | CMDT | Pimco Commodity Active Strat | -0.1% | +3.65% | Add |
| 31 | JPST | Jpmorgan Ultra-short Income | -0.2% | +12.40% | Add |
| 32 | GLD | Spdr Gold Shares | -0.2% | -4.29% | Trim |
| 33 | AAPL | Apple Inc | -0.2% | +1.80% | Add |
| 34 | GQI | Natixis Gateway Quality Inc | -0.3% | +1.49% | Add |
| 35 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | +2.42% | Trim |
| 36 | XLF | Ss Financial Select Sector | -0.3% | -11.49% | Trim |
| 37 | CLOI | Vaneck Clo ETF | -0.4% | +2.30% | Add |
| 38 | IWV | Ishares Russell 3000 ETF | -0.5% | -2.31% | Trim |
| 39 | LMT | Lockheed Martin CORP | -0.5% | -67.90% | Trim |
| 40 | COWZ | Pacer US Cash Cows 100 ETF | -0.8% | -62.71% | Trim |
| 41 | LLY | Eli Lilly & Co | -0.9% | -24.52% | Trim |
| 42 | VTV | Vanguard Value ETF | -1.6% | -10.26% | Trim |
| 43 | FEOE | First Eagle Overseas Eq ETF | — | NEW | New buy |
| 44 | FMTM | Mrktdsk Foc US Mmntm ETF | — | NEW | New buy |
| 45 | ARKK | Ark Innovation ETF | — | NEW | New buy |
| 46 | CMCSA | Comcast Corp-class A | — | NEW | New buy |
| 47 | GOVT | Ishares US Treasury Bond ETF | — | NEW | New buy |
| 48 | VTHR | Vanguard Russell 3000 | — | NEW | New buy |
| 49 | SUB | Ishares Short-term National | — | NEW | New buy |
| 50 | VIGI | Vanguard Int Div App Indx Fd | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Lokken Investment Group LLC and what type of investor is it?
Lokken Investment Group LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $291.2M, spread across 148 disclosed positions.
What are Lokken Investment Group LLC's largest equity positions?
Based on the latest 13F filing, Lokken Investment Group LLC's top holdings by market value are:
1. Vanguard Value ETF (VTV) — $18.2M (6.2%)
2. Vanguard Growth ETF (VUG) — $17.7M (6.1%)
3. Spdr Gold Shares (GLD) — $11.7M (4.0%)
4. Ballast Small/mid Cap ETF (MGMT) — $10.3M (3.5%)
5. Vanguard Small-cap ETF (VB) — $9.5M (3.3%)
What changes did Lokken Investment Group LLC make in its most recent portfolio filing?
In the latest reported quarter, Lokken Investment Group LLC made 50 notable position adjustments: 7 new positions were initiated, 30 existing holdings were added to, 12 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: First Eagle Overseas Eq ETF (FEOE); New buy: Mrktdsk Foc US Mmntm ETF (FMTM); New buy: Ark Innovation ETF (ARKK); New buy: Comcast Corp-class A (CMCSA); New buy: Ishares US Treasury Bond ETF (GOVT)
What sectors does Lokken Investment Group LLC focus on?
Lokken Investment Group LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.4%
• Health Care: 15.6%
• Financials: 11.1%
• Consumer Staples: 8.6%
• Energy: 8.1%
• Industrials: 6.6%
Investment Profile
Lokken Investment Group LLC returned an annualized 15.6% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.67 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 39.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 26 over the past 4 quarters — a shift toward more active trading.
It has added to its VUG position over the past two quarters (+$3.1M, now $17.7M), while trimming LLY over the same stretch (-$1.5M, still holding $3.1M).
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Developer Access
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REST API
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