LF
Lighthouse Financial Advisors, Inc. Historical SEC 13F Holdings & Archive (Q1 2021)
Lighthouse Financial Advisors, Inc.CIK: 0001623210
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$330.2M
Reporting period: 2021-03-31 · Number of holdings: 108
Lighthouse Financial Advisors, Inc. disclosed 108 holdings in its latest 13F filing for the period ending 2021-03-31, with total reported value of $330.2M and a quarterly turnover rate of 24.0%.
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Personality snowflake
- Concentration
- 18.95
- Portfolio Stability
- 23.97
- Momentum
- 100
- Sector conviction
- 49.99
- Diversification
- 100
- Sizing Uniformity
- 79.61
Lighthouse Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SHW
+183.4% $11.6M
Add QQQ
+37.7% $8.0M
Trim PTLC
-79.2% -$3.0M
Trim T
-90.3% -$2.1M
Trim SCHX
+2.8% $3.5M
Trim IWP
-3.6% -$263.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 13.61% | -0.43% | +2.80% | |
| 2 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 11.19% | +0.03% | +2.80% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 8.47% | +1.70% | +37.66% | |
| 4 | SHW | Sherwin-williams Co/the | Stock-Materials | 5.40% | +3.28% | +183.44% | |
| 5 | ARKK | Ark Innovation ETF | ETF-Other | 3.04% | -0.25% | +7.39% | |
| 6 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.97% | -0.15% | -0.21% | |
| 7 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.85% | -0.31% | -3.56% | |
| 8 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.77% | +0.01% | +10.85% | |
| 9 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.55% | -0.04% | -2.43% | |
| 10 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.51% | -0.03% | -0.17% | |
| 11 | ITW | Illinois Tool Works | Stock-Industrials | 1.40% | -0.02% | +1.33% | |
| 12 | SHOP | Shopify Inc - Class A | Stock-Tech | 1.23% | -0.05% | +10.04% | |
| 13 | NUE | Nucor CORP | Stock-Materials | 1.16% | +0.26% | -3.62% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.14% | — | +11.79% | |
| 15 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.06% | — | +1.46% | |
| 16 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.06% | — | -14.16% | |
| 17 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.06% | +0.01% | +9.18% | |
| 18 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.99% | — | -5.76% | |
| 19 | PNR | Pentair plc | Stock-Industrials | 0.97% | -0.02% | -6.70% | |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.96% | — | -5.70% | |
| 21 | CTAS | Cintas CORP | Stock-Industrials | 0.91% | -0.19% | -4.83% | |
| 22 | MMM | 3m Co | Stock-Industrials | 0.91% | — | -1.87% | |
| 23 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.89% | — | +11.44% | |
| 24 | ZS | Zscaler Inc | Stock-Tech | 0.89% | — | +9.20% | |
| 25 | SPGI | S&p Global Inc | Stock-Financials | 0.88% | — | -3.36% | |
| 26 | CRM | Salesforce Inc | Stock-Tech | 0.87% | — | +12.74% | |
| 27 | ABBV | Abbvie Inc | Stock-Healthcare | 0.86% | — | -7.87% | |
| 28 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.86% | — | +12.99% | |
| 29 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.86% | — | -1.11% | |
| 30 | PPG | Ppg Industries Inc | Stock-Materials | 0.86% | — | -3.12% | |
| 31 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.86% | -0.21% | -3.41% | |
| 32 | ABT | Abbott Laboratories | Stock-Healthcare | 0.86% | — | -14.10% | |
| 33 | ADP | Automatic Data Processing | Stock-Tech | 0.86% | — | -1.33% | |
| 34 | V | Visa Inc-class A Shares | Stock-Financials | 0.86% | -0.01% | +13.82% | |
| 35 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.84% | +0.02% | +11.83% | |
| 36 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 0.82% | — | +12.89% | |
| 37 | MDT | Medtronic plc | Stock-Healthcare | 0.81% | — | -2.55% | |
| 38 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.81% | +0.04% | -1.40% | |
| 39 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.80% | +0.08% | +27.90% | |
| 40 | GD | General Dynamics CORP | Stock-Industrials | 0.80% | +0.07% | -0.46% | |
| 41 | CLX | Clorox Company | Stock-Consumer Staples | 0.79% | -0.21% | -8.02% | |
| 42 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.77% | — | -3.88% | |
| 43 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.77% | +0.77% | NEW | |
| 44 | ECL | Ecolab Inc | Stock-Materials | 0.77% | — | -2.91% | |
| 45 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 0.76% | +0.76% | NEW | |
| 46 | ROP | Roper Technologies Inc | Stock-Tech | 0.76% | — | -2.82% | |
| 47 | BF-B | Brown-forman Corp-class B | Stock-Other | 0.75% | -0.24% | -2.29% | |
| 48 | AMCR | Amcor plc | Stock-Consumer Disc | 0.72% | +0.72% | NEW | |
| 49 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.72% | — | -1.06% | |
| 50 | TGT | Target CORP | Stock-Consumer Disc | 0.71% | +0.71% | NEW |
1–50 of 108
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Lighthouse Financial Advisors, Inc.'s most significant position changes for 2021-03-31: New buy: Alphabet Inc-cl C (GOOG); New buy: Stanley Black & Decker Inc (SWK); Sold out: Sysco CORP (SYY); Sold out: Leggett & Platt Inc (LEG); New buy: Amcor plc (AMCR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SHW | Sherwin-williams Co/the | +3.3% | +183.44% | Add |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +1.7% | +37.66% | Add |
| 3 | NUE | Nucor CORP | +0.3% | -3.62% | Trim |
| 4 | BETZ | Roundhill Sports Bet & Igam | +0.1% | +30.16% | Add |
| 5 | SOXX | Ishares Semiconductor ETF | +0.1% | +33.16% | Add |
| 6 | ARCC | Ares Capital CORP | +0.1% | +23.07% | Add |
| 7 | IGV | Ishares Expanded Tech-softwa | +0.1% | +27.90% | Add |
| 8 | CODI | Compass Diversified Holdings | +0.1% | +36.10% | Add |
| 9 | GD | General Dynamics CORP | +0.1% | -0.46% | Trim |
| 10 | ESPO | Vaneck Videogaming Esports | +0.1% | +37.55% | Add |
| 11 | APYX | Apyx Medical CORP | +0.1% | -5.79% | Trim |
| 12 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | +37.58% | Add |
| 13 | ARKG | Ark Genomic Revolution ETF | +0.1% | +34.00% | Add |
| 14 | CINF | Cincinnati Financial CORP | 0% | -1.40% | Trim |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | 0% | +24.04% | Add |
| 16 | SCHM | Schwab US Mid Cap ETF | 0% | +2.80% | Add |
| 17 | VBK | Vanguard Small-cap Grwth ETF | 0% | +11.83% | Add |
| 18 | SCHG | Schwab US Large-cap Growth | 0% | +10.85% | Add |
| 19 | PYPL | Paypal Holdings Inc | 0% | +9.18% | Add |
| 20 | VOT | Vanguard Mid-cap Growth ETF | — | +11.44% | Add |
| 21 | EFG | Ishares Msci Eafe Growth ETF | — | +12.99% | Add |
| 22 | V | Visa Inc-class A Shares | 0% | +13.82% | Add |
| 23 | ITW | Illinois Tool Works | 0% | +1.33% | Add |
| 24 | PNR | Pentair plc | 0% | -6.70% | Trim |
| 25 | SPYV | Ss Spdr P S&p 500 Value ETF | 0% | -0.17% | Trim |
| 26 | SCHA | Schwab US Small-cap ETF | 0% | -2.43% | Trim |
| 27 | SHOP | Shopify Inc - Class A | -0.1% | +10.04% | Add |
| 28 | SCHF | Schwab Intl Equity ETF | -0.2% | -0.21% | Trim |
| 29 | CTAS | Cintas CORP | -0.2% | -4.83% | Trim |
| 30 | CLX | Clorox Company | -0.2% | -8.02% | Trim |
| 31 | MKC | Mccormick & Co-non Vtg Shrs | -0.2% | -3.41% | Trim |
| 32 | BF-B | Brown-forman Corp-class B | -0.2% | -2.29% | Trim |
| 33 | ARKK | Ark Innovation ETF | -0.3% | +7.39% | Add |
| 34 | IWP | Ishares Russell Mid-cap Grow | -0.3% | -3.56% | Trim |
| 35 | SCHX | Schwab US Large-cap ETF | -0.4% | +2.80% | Add |
| 36 | T | At&t Inc | -0.7% | -90.34% | Trim |
| 37 | PTLC | Pacer Trendpilot US Large Ca | -1.1% | -79.24% | Trim |
| 38 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 39 | SWK | Stanley Black & Decker Inc | — | NEW | New buy |
| 40 | SYY | Sysco CORP | — | EXIT | Sold out |
| 41 | LEG | Leggett & Platt Inc | — | EXIT | Sold out |
| 42 | AMCR | Amcor plc | — | NEW | New buy |
| 43 | TGT | Target CORP | — | NEW | New buy |
| 44 | PFF | Ishares Preferred & Income S | — | NEW | New buy |
| 45 | GOOGL | Alphabet Inc-cl A | — | EXIT | Sold out |
| 46 | MELI | Mercadolibre Inc | — | NEW | New buy |
| 47 | LMT | Lockheed Martin CORP | — | EXIT | Sold out |
| 48 | IEMG | Ishares Core Msci Emerging | — | EXIT | Sold out |
| 49 | MA | Mastercard Inc - A | — | EXIT | Sold out |
| 50 | NOC | Northrop Grumman CORP | — | EXIT | Sold out |
Filing History
FAQ
What is Lighthouse Financial Advisors, Inc. and what type of investor is it?
Lighthouse Financial Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-03-31), the firm manages a tracked equity portfolio valued at approximately $330.2M, spread across 108 disclosed positions.
What are Lighthouse Financial Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Lighthouse Financial Advisors, Inc.'s top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $44.9M (13.6%)
2. Schwab US Mid Cap ETF (SCHM) — $36.9M (11.2%)
3. Invesco Qqq Trust Series 1 (QQQ) — $28.0M (8.5%)
4. Sherwin-williams Co/the (SHW) — $17.8M (5.4%)
5. Ark Innovation ETF (ARKK) — $10.0M (3.0%)
What changes did Lighthouse Financial Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Lighthouse Financial Advisors, Inc. made 50 notable position adjustments: 6 new positions were initiated, 22 existing holdings were added to, 15 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Alphabet Inc-cl C (GOOG); New buy: Stanley Black & Decker Inc (SWK); Sold out: Sysco CORP (SYY); Sold out: Leggett & Platt Inc (LEG); New buy: Amcor plc (AMCR)
What sectors does Lighthouse Financial Advisors, Inc. focus on?
Lighthouse Financial Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Materials: 24.5%
• Consumer Discretionary: 20.1%
• Health Care: 15.1%
• Information Technology: 12.7%
• Financials: 12.7%
• Consumer Staples: 9.8%
Investment Profile
Lighthouse Financial Advisors, Inc.'s portfolio is broadly diversified and moderately active.
Its turnover score has fallen from 40 to 24 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SHW position over the past two quarters (+$11.9M, now $17.8M), while trimming CLX over the same stretch (-$449.0K, still holding $2.6M).
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