LM
Legg Mason Investment Counsel & Trust Co., N.A. Historical SEC 13F Holdings & Archive (Q3 2014)
Legg Mason Investment Counsel & Trust Co., N.A.CIK: 0001135986
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$522.2M
Reporting period: 2014-09-30 · Number of holdings: 503
Legg Mason Investment Counsel & Trust Co., N.A. disclosed 503 holdings in its latest 13F filing for the period ending 2014-09-30, with total reported value of $522.2M and a quarterly turnover rate of 12.3%.
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Personality snowflake
- Concentration
- 3.95
- Portfolio Stability
- 12.29
- Momentum
- 100
- Sector conviction
- 53.88
- Diversification
- 100
- Sizing Uniformity
- 80.06
Legg Mason Investment Counsel & Trust Co., N.A.'s disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 101 equally-sized positions, well below its 503 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.99), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WHR
+6052.3% $3.6M
Add PWR
+67.0% $2.5M
Trim EBAY
-67.5% -$2.0M
Trim SDRL
-95.1% -$1.7M
Trim AXP
-25.8% -$1.6M
Trim G2554F113
-14.8% -$1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 503 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 2.97% | -0.19% | -1.82% | |
| 2 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 2.22% | — | -2.52% | |
| 3 | VFC | Vf CORP | Stock-Consumer Disc | 1.98% | -0.07% | -9.93% | |
| 4 | DUK | Duke Energy Corporation | Stock-Utilities | 1.88% | +0.23% | +1.32% | |
| 5 | CELG | Celgene CORP | Stock-Other | 1.76% | — | -5.44% | |
| 6 | AXP | American Express Co | Stock-Financials | 1.54% | -0.19% | -5.75% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 1.49% | +0.13% | -1.80% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.39% | -0.06% | -4.84% | |
| 9 | UNP | Union Pacific CORP | Stock-Industrials | 1.38% | — | -6.50% | |
| 10 | UTXZ | United Tech CORP | Stock-Other | 1.38% | -0.11% | -1.32% | |
| 11 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.37% | — | -3.86% | |
| 12 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 1.36% | — | -2.98% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.33% | +0.12% | -1.85% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 1.31% | -0.08% | +0.07% | |
| 15 | DHR | Danaher CORP | Stock-Healthcare | 1.27% | -0.06% | -3.47% | |
| 16 | ✓ | Stock-Other | 1.25% | -0.09% | -2.93% | ||
| 17 | NOVEUR | National Oilwell Varco Inc | Stock-Other | 1.24% | -0.12% | -3.27% | |
| 18 | ✓ | Covidien PLC | Stock-Other | 1.24% | -0.24% | -14.82% | |
| 19 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 1.23% | — | -6.39% | |
| 20 | PH | Parker Hannifin CORP | Stock-Industrials | 1.19% | -0.06% | +2.71% | |
| 21 | YUM | Yum! Brands Inc | Stock-Consumer Disc | 1.19% | -0.18% | -4.43% | |
| 22 | CVS | Cvs Health CORP | Stock-Healthcare | 1.19% | — | -4.55% | |
| 23 | EMR | Emerson Electric Co | Stock-Industrials | 1.19% | -0.07% | -2.35% | |
| 24 | SLB | Slb LTD | Stock-Energy | 1.19% | -0.16% | -0.18% | |
| 25 | GIS | General Mills Inc | Stock-Consumer Staples | 1.19% | -0.06% | -3.18% | |
| 26 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.16% | — | -3.12% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.13% | — | -4.33% | |
| 28 | CCI | Crown Castle Inc. | Stock-Real Estate | 1.13% | — | -4.89% | |
| 29 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.10% | -0.12% | -6.74% | |
| 30 | PWR | Quanta Services Inc | Stock-Industrials | 1.09% | +0.48% | +67.00% | |
| 31 | ✓ | Allergan Inc | Stock-Other | 1.08% | — | -4.77% | |
| 32 | COP | Conocophillips | Stock-Energy | 1.01% | -0.12% | -2.16% | |
| 33 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.99% | — | -3.06% | |
| 34 | BCE | Bce Inc | Stock-Comm Services | 0.99% | -0.05% | -1.94% | |
| 35 | QCOM | Qualcomm Inc | Stock-Tech | 0.98% | -0.16% | -11.10% | |
| 36 | AXP | American Express Company | Stock-Financials | 0.96% | -0.28% | -25.78% | |
| 37 | ACN | Accenture plc | Stock-Tech | 0.96% | -0.12% | -13.92% | |
| 38 | TRMB | Trimble Inc | Stock-Tech | 0.94% | -0.19% | -1.60% | |
| 39 | MMM | 3m Co | Stock-Industrials | 0.94% | — | -0.86% | |
| 40 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.93% | +0.22% | -0.31% | |
| 41 | IVZ | Invesco Ltd. | Stock-Financials | 0.92% | +0.19% | +17.51% | |
| 42 | VMI | Valmont Industries | Stock-Industrials | 0.91% | -0.13% | -3.34% | |
| 43 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.91% | — | -1.12% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.91% | — | -1.62% | |
| 45 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.90% | — | -4.05% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | — | -3.36% | |
| 47 | ETN | Eaton Corporation plc | Stock-Industrials | 0.88% | -0.17% | -0.87% | |
| 48 | ABBNY | Abb Ltd-spon Adr | Stock-Industrials | 0.88% | — | -0.09% | |
| 49 | SAP | Sap Se-sponsored Adr | Stock-Tech | 0.87% | -0.07% | -3.88% | |
| 50 | PXGBX | Praxair Inc | Stock-Other | 0.86% | -0.07% | -6.93% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Legg Mason Investment Counsel & Trust Co., N.A.'s most significant position changes for 2014-09-30: New buy: Hologic Inc (HOLX 0 12-15-43); New buy: Rayonier Advanced Materials (RYAM); New buy: Plains All American Pipeline, L.P. (PAA); Add: Whirlpool CORP (WHR) — shares +6052.35%; Add: Quanta Services Inc (PWR) — shares +67.00%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WHR | Whirlpool CORP | +0.7% | +6052.35% | Add |
| 2 | PWR | Quanta Services Inc | +0.5% | +67.00% | Add |
| 3 | REGN | Regeneron Pharmaceuticals | +0.2% | +44.06% | Add |
| 4 | TROW | T Rowe Price Group Inc | +0.2% | +72.34% | Add |
| 5 | DUK | Duke Energy Corporation | +0.2% | +1.32% | Add |
| 6 | GILD | Gilead Sciences Inc | +0.2% | -0.31% | Trim |
| 7 | AMT | American Tower CORP | +0.2% | +253.12% | Add |
| 8 | IVZ | Invesco Ltd. | +0.2% | +17.51% | Add |
| 9 | ALXN | Alexion Pharmaceuticals Inc | +0.2% | +99.56% | Add |
| 10 | AAPL | Apple Inc | +0.1% | -1.80% | Trim |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -1.85% | Trim |
| 12 | BCE | Bce Inc | -0.1% | -1.94% | Trim |
| 13 | DHR | Danaher CORP | -0.1% | -3.47% | Trim |
| 14 | WFC | Wells Fargo & Co | -0.1% | -4.84% | Trim |
| 15 | GIS | General Mills Inc | -0.1% | -3.18% | Trim |
| 16 | PH | Parker Hannifin CORP | -0.1% | +2.71% | Add |
| 17 | WMB | Williams Cos Inc | -0.1% | -5.25% | Trim |
| 18 | VFC | Vf CORP | -0.1% | -9.93% | Trim |
| 19 | EMR | Emerson Electric Co | -0.1% | -2.35% | Trim |
| 20 | SAP | Sap Se-sponsored Adr | -0.1% | -3.88% | Trim |
| 21 | PXGBX | Praxair Inc | -0.1% | -6.93% | Trim |
| 22 | ORCL | Oracle CORP | -0.1% | -6.78% | Trim |
| 23 | RYN | Rayonier Inc | -0.1% | -2.38% | Trim |
| 24 | CVX | Chevron CORP | -0.1% | +0.07% | Add |
| 25 | ✓ | -0.1% | -2.93% | Trim | |
| 26 | TTEK | Tetra Tech Inc | -0.1% | -42.51% | Trim |
| 27 | DNOW | Dnow Inc | -0.1% | -63.99% | Trim |
| 28 | UTXZ | United Tech CORP | -0.1% | -1.32% | Trim |
| 29 | BWA | Borgwarner Inc | -0.1% | +3.73% | Add |
| 30 | NEE | Nextera Energy Inc | -0.1% | -5.77% | Trim |
| 31 | MCD | Mcdonald's CORP | -0.1% | -6.74% | Trim |
| 32 | ACN | Accenture plc | -0.1% | -13.92% | Trim |
| 33 | NOVEUR | National Oilwell Varco Inc | -0.1% | -3.27% | Trim |
| 34 | COP | Conocophillips | -0.1% | -2.16% | Trim |
| 35 | VMI | Valmont Industries | -0.1% | -3.34% | Trim |
| 36 | ALV | Autoliv Inc | -0.1% | -1.37% | Trim |
| 37 | SLB | Slb LTD | -0.2% | -0.18% | Trim |
| 38 | QCOM | Qualcomm Inc | -0.2% | -11.10% | Trim |
| 39 | ETN | Eaton Corporation plc | -0.2% | -0.87% | Trim |
| 40 | YUM | Yum! Brands Inc | -0.2% | -4.43% | Trim |
| 41 | XOM | Exxon Mobil CORP | -0.2% | -1.82% | Trim |
| 42 | AXP | American Express Co | -0.2% | -5.75% | Trim |
| 43 | TRMB | Trimble Inc | -0.2% | -1.60% | Trim |
| 44 | ✓ | Covidien PLC | -0.2% | -14.82% | Trim |
| 45 | AXP | American Express Company | -0.3% | -25.78% | Trim |
| 46 | SDRL | Seadrill Limited | -0.3% | -95.10% | Trim |
| 47 | EBAY | Ebay Inc | -0.4% | -67.46% | Trim |
| 48 | HOLX 0 12-15-43Bond | Hologic Inc | — | NEW | New buy |
| 49 | RYAM | Rayonier Advanced Materials | — | NEW | New buy |
| 50 | PAA | Plains All American Pipeline, L.P. | — | NEW | New buy |
Filing History
FAQ
What is Legg Mason Investment Counsel & Trust Co., N.A. and what type of investor is it?
Legg Mason Investment Counsel & Trust Co., N.A. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-09-30), the firm manages a tracked equity portfolio valued at approximately $522.2M, spread across 503 disclosed positions.
What are Legg Mason Investment Counsel & Trust Co., N.A.'s largest equity positions?
Based on the latest 13F filing, Legg Mason Investment Counsel & Trust Co., N.A.'s top holdings by market value are:
1. Exxon Mobil CORP (XOM) — $15.5M (3.0%)
2. Novo-nordisk A/s-spons Adr (NVO) — $11.6M (2.2%)
3. Vf CORP (VFC) — $10.4M (2.0%)
4. Duke Energy Corporation (DUK) — $9.8M (1.9%)
5. Celgene CORP (CELG) — $9.2M (1.8%)
What changes did Legg Mason Investment Counsel & Trust Co., N.A. make in its most recent portfolio filing?
In the latest reported quarter, Legg Mason Investment Counsel & Trust Co., N.A. made 50 notable position adjustments: 3 new positions were initiated, 11 existing holdings were added to, 36 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Hologic Inc (HOLX 0 12-15-43); New buy: Rayonier Advanced Materials (RYAM); New buy: Plains All American Pipeline, L.P. (PAA); Add: Whirlpool CORP (WHR) — shares +6052.35%; Add: Quanta Services Inc (PWR) — shares +67.00%
What sectors does Legg Mason Investment Counsel & Trust Co., N.A. focus on?
Legg Mason Investment Counsel & Trust Co., N.A. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 29.8%
• Financials: 18.7%
• Energy: 14.9%
• Information Technology: 14.0%
• Consumer Staples: 7.1%
• Industrials: 6.7%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Legg Mason Investment Counsel & Trust Co., N.A.'s portfolio is broadly diversified and long-term-holding.
It has added to its WHR position over the past two quarters (+$3.6M, now $3.6M), while trimming AXP over the same stretch (-$2.8M, still holding $5.0M).
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