CIK: 0001135986
Total reported value
$522.2M
Reporting period: 2014-09-30 · Number of holdings: 503
Legg Mason Investment Counsel & Trust Co., N.A. disclosed 503 holdings in its latest 13F filing for the period ending 2014-09-30, with total reported value of $522.2M and a quarterly turnover rate of 12.3%.
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Legg Mason Investment Counsel & Trust Co., N.A.'s disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 101 equally-sized positions, well below its 503 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.99), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add WHR
+6052.3% $3.6M
Add PWR
+67.0% $2.5M
Trim EBAY
-67.5% -$2.0M
Trim SDRL
-95.1% -$1.7M
Trim AXP
-25.8% -$1.6M
Trim G2554F113
-14.8% -$1.4M
Showing top 200 holdings (of 503 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 2.97% | -0.19% | -1.82% | |
| 2 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 2.22% | — | -2.52% | |
| 3 | VFC | Vf CORP | Stock-Consumer Disc | 1.98% | -0.07% | -9.93% | |
| 4 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 1.88% | +0.23% | +1.32% | |
| 5 | CELG | Celgene CORP | Stock-Other | 1.76% | — | -5.44% | |
| 6 | AXP | American Express Co | Stock-Financials | 1.54% | -0.19% | -5.75% | |
| 7 | AAPL | Apple INC | Stock-Tech | 1.49% | +0.13% | -1.80% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.39% | -0.06% | -4.84% | |
| 9 | UNP | Union Pacific CORP | Stock-Industrials | 1.38% | — | -6.50% | |
| 10 | UTXZ | United Tech CORP | Stock-Other | 1.38% | -0.11% | -1.32% | |
| 11 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.37% | — | -3.86% | |
| 12 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 1.36% | — | -2.98% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.33% | +0.12% | -1.85% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 1.31% | -0.08% | +0.07% | |
| 15 | DHR | Danaher CORP | Stock-Healthcare | 1.27% | -0.06% | -3.47% | |
| 16 | ✓ | Stock-Other | 1.25% | -0.09% | -2.93% | ||
| 17 | NOVEUR | National Oilwell Varco INC | Stock-Other | 1.24% | -0.12% | -3.27% | |
| 18 | ✓ | Stock-Other | 1.24% | -0.24% | -14.82% | ||
| 19 | TJX | Tjx Companies INC | Stock-Consumer Disc | 1.23% | — | -6.39% | |
| 20 | PH | Parker Hannifin CORP | Stock-Industrials | 1.19% | -0.06% | +2.71% | |
| 21 | YUM | Yum! Brands INC | Stock-Consumer Disc | 1.19% | -0.18% | -4.43% | |
| 22 | CVS | Cvs Health CORP | Stock-Healthcare | 1.19% | — | -4.55% | |
| 23 | EMR | Emerson Electric Co | Stock-Industrials | 1.19% | -0.07% | -2.35% | |
| 24 | SLB | Slb LTD | Stock-Energy | 1.19% | -0.16% | -0.18% | |
| 25 | GIS | General Mills INC | Stock-Consumer Staples | 1.19% | -0.06% | -3.18% | |
| 26 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.16% | — | -3.12% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.13% | — | -4.33% | |
| 28 | CCI | Crown Castle Inc. | Stock-Real Estate | 1.13% | — | -4.89% | |
| 29 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.10% | -0.12% | -6.74% | |
| 30 | PWR | Quanta Services INC | Stock-Industrials | 1.09% | +0.48% | +67.00% | |
| 31 | ✓ | Allergan INC | Stock-Other | 1.08% | — | -4.77% | |
| 32 | COP | Conocophillips | Stock-Energy | 1.01% | -0.12% | -2.16% | |
| 33 | PEP | Pepsico INC | Stock-Consumer Staples | 0.99% | — | -3.06% | |
| 34 | BCE | Bce INC | Stock-Comm Services | 0.99% | -0.05% | -1.94% | |
| 35 | QCOM | Qualcomm INC | Stock-Tech | 0.98% | -0.16% | -11.10% | |
| 36 | AXP | American Express Company | Stock-Financials | 0.96% | -0.28% | -25.78% | |
| 37 | ACN | Accenture plc | Stock-Tech | 0.96% | -0.12% | -13.92% | |
| 38 | TRMB | Trimble INC | Stock-Tech | 0.94% | -0.19% | -1.60% | |
| 39 | MMM | 3m Co | Stock-Industrials | 0.94% | — | -0.86% | |
| 40 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.93% | +0.22% | -0.31% | |
| 41 | IVZ | Invesco Ltd. | Stock-Financials | 0.92% | +0.19% | +17.51% | |
| 42 | VMI | Valmont Industries | Stock-Industrials | 0.91% | -0.13% | -3.34% | |
| 43 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.91% | — | -1.12% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.91% | — | -1.62% | |
| 45 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.90% | — | -4.05% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | — | -3.36% | |
| 47 | ETN | Eaton Corporation plc | Stock-Industrials | 0.88% | -0.17% | -0.87% | |
| 48 | ABBNY | Abb Ltd-spon Adr | Stock-Industrials | 0.88% | — | -0.09% | |
| 49 | SAP | Sap Se-sponsored Adr | Stock-Tech | 0.87% | -0.07% | -3.88% | |
| 50 | PXGBX | Praxair INC | Stock-Other | 0.86% | -0.07% | -6.93% |
Not enough priced holdings yet to compute performance
Legg Mason Investment Counsel & Trust Co., N.A.'s most significant position changes for 2014-09-30: New buy: Hologic INC (HOLX 0 12-15-43); New buy: Rayonier Advanced Materials (RYAM); New buy: Plains All American Pipeline, L.P. (PAA); Add: Whirlpool CORP (WHR) — shares +6052.35%; Add: Quanta Services INC (PWR) — shares +67.00%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WHR | Whirlpool CORP | +0.7% | +6052.35% | Add |
| 2 | PWR | Quanta Services INC | +0.5% | +67.00% | Add |
| 3 | REGN | Regeneron Pharmaceuticals | +0.2% | +44.06% | Add |
| 4 | TROW | T Rowe Price Group INC | +0.2% | +72.34% | Add |
| 5 | DUK | Du Pont E I De Nemour&Co | +0.2% | +1.32% | Add |
| 6 | GILD | Gilead Sciences INC | +0.2% | -0.31% | Trim |
| 7 | AMT | American Tower CORP | +0.2% | +253.12% | Add |
| 8 | IVZ | Invesco Ltd. | +0.2% | +17.51% | Add |
| 9 | ALXN | Alexion Pharmaceuticals INC | +0.2% | +99.56% | Add |
| 10 | AAPL | Apple INC | +0.1% | -1.80% | Trim |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -1.85% | Trim |
| 12 | BCE | Bce INC | -0.1% | -1.94% | Trim |
| 13 | DHR | Danaher CORP | -0.1% | -3.47% | Trim |
| 14 | WFC | Wells Fargo & Co | -0.1% | -4.84% | Trim |
| 15 | GIS | General Mills INC | -0.1% | -3.18% | Trim |
| 16 | PH | Parker Hannifin CORP | -0.1% | +2.71% | Add |
| 17 | WMB | Williams Cos INC | -0.1% | -5.25% | Trim |
| 18 | VFC | Vf CORP | -0.1% | -9.93% | Trim |
| 19 | EMR | Emerson Electric Co | -0.1% | -2.35% | Trim |
| 20 | SAP | Sap Se-sponsored Adr | -0.1% | -3.88% | Trim |
| 21 | PXGBX | Praxair INC | -0.1% | -6.93% | Trim |
| 22 | ORCL | Oracle CORP | -0.1% | -6.78% | Trim |
| 23 | RYN | Rayonier INC | -0.1% | -2.38% | Trim |
| 24 | CVX | Chevron CORP | -0.1% | +0.07% | Add |
| 25 | ✓ | -0.1% | -2.93% | Trim | |
| 26 | TTEK | Tetra Tech INC | -0.1% | -42.51% | Trim |
| 27 | DNOW | Dnow INC | -0.1% | -63.99% | Trim |
| 28 | UTXZ | United Tech CORP | -0.1% | -1.32% | Trim |
| 29 | BWA | Borgwarner INC | -0.1% | +3.73% | Add |
| 30 | NEE | Nextera Energy INC | -0.1% | -5.77% | Trim |
| 31 | MCD | Mcdonald's CORP | -0.1% | -6.74% | Trim |
| 32 | ACN | Accenture plc | -0.1% | -13.92% | Trim |
| 33 | NOVEUR | National Oilwell Varco INC | -0.1% | -3.27% | Trim |
| 34 | COP | Conocophillips | -0.1% | -2.16% | Trim |
| 35 | VMI | Valmont Industries | -0.1% | -3.34% | Trim |
| 36 | ALV | Autoliv INC | -0.1% | -1.37% | Trim |
| 37 | SLB | Slb LTD | -0.2% | -0.18% | Trim |
| 38 | QCOM | Qualcomm INC | -0.2% | -11.10% | Trim |
| 39 | ETN | Eaton Corporation plc | -0.2% | -0.87% | Trim |
| 40 | YUM | Yum! Brands INC | -0.2% | -4.43% | Trim |
| 41 | XOM | Exxon Mobil CORP | -0.2% | -1.82% | Trim |
| 42 | AXP | American Express Co | -0.2% | -5.75% | Trim |
| 43 | TRMB | Trimble INC | -0.2% | -1.60% | Trim |
| 44 | ✓ | -0.2% | -14.82% | Trim | |
| 45 | AXP | American Express Company | -0.3% | -25.78% | Trim |
| 46 | SDRL | Seadrill Limited | -0.3% | -95.10% | Trim |
| 47 | EBAY | Ebay INC | -0.4% | -67.46% | Trim |
| 48 | HOLX 0 12-15-43 | Hologic INC | — | NEW | New buy |
| 49 | RYAM | Rayonier Advanced Materials | — | NEW | New buy |
| 50 | PAA | Plains All American Pipeline, L.P. | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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