LA
Lebenthal Asset Management, LLC Historical SEC 13F Holdings & Archive (Q1 2017)
Lebenthal Asset Management, LLCCIK: 0001633883
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$806.8M
Reporting period: 2017-03-31 · Number of holdings: 322
Lebenthal Asset Management, LLC disclosed 322 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $806.8M and a quarterly turnover rate of 17.3%.
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Personality snowflake
- Concentration
- 2.87
- Portfolio Stability
- 17.27
- Momentum
- 100
- Sector conviction
- 42.32
- Diversification
- 100
- Sizing Uniformity
- 88.54
Lebenthal Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.007 — mathematically equivalent to about 139 equally-sized positions, well below its 322 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BA
-42.7% -$4.8M
Trim TWXCHF
-47.7% -$3.7M
Trim XOM
-2.7% -$2.6M
Add AAPL
-1.2% $3.7M
Trim CVX
-2.0% -$1.4M
Add HAS
+79.0% $1.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 322 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 2.49% | +0.38% | -1.23% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 2.44% | -0.42% | -2.71% | |
| 3 | IBM | Intl Business Machines CORP | Stock-Tech | 1.70% | — | -3.86% | |
| 4 | NEE | Nextera Energy Inc | Stock-Utilities | 1.66% | +0.06% | +0.20% | |
| 5 | CVX | Chevron CORP | Stock-Energy | 1.47% | -0.23% | -1.97% | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.44% | — | +2.11% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.33% | — | -3.24% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.30% | — | -2.77% | |
| 9 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.21% | — | -4.88% | |
| 10 | ABBV | Abbvie Inc | Stock-Healthcare | 1.19% | — | -1.49% | |
| 11 | INTC | Intel CORP | Stock-Tech | 1.19% | — | +3.00% | |
| 12 | QCOM | Qualcomm Inc | Stock-Tech | 1.17% | — | +9.92% | |
| 13 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.16% | — | +1.60% | |
| 14 | HD | Home Depot Inc | Stock-Consumer Disc | 1.16% | — | -4.90% | |
| 15 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 1.15% | — | -2.94% | |
| 16 | BA | Boeing Co/the | Stock-Industrials | 1.10% | -0.66% | -42.71% | |
| 17 | ORBC | Orbcomm Inc | Stock-Other | 1.10% | +0.13% | +1.67% | |
| 18 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.10% | — | -4.88% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | — | -2.52% | |
| 20 | HON | Honeywell International Inc | Stock-Industrials | 1.03% | — | -4.78% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.96% | — | -2.88% | |
| 22 | MET | Metlife Inc | Stock-Financials | 0.92% | — | +12.03% | |
| 23 | AXP | American Express Co | Stock-Financials | 0.92% | — | -3.87% | |
| 24 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.91% | — | -3.99% | |
| 25 | ABT | Abbott Laboratories | Stock-Healthcare | 0.90% | — | -2.70% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.89% | — | +2.49% | |
| 27 | WMT | Walmart Inc | Stock-Consumer Staples | 0.88% | +0.08% | +9.46% | |
| 28 | AJG | Arthur J Gallagher & Co | Stock-Financials | 0.86% | — | -0.58% | |
| 29 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.85% | — | -7.44% | |
| 30 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.79% | — | -0.31% | |
| 31 | MMM | 3m Co | Stock-Industrials | 0.74% | — | -3.51% | |
| 32 | DHR | Danaher CORP | Stock-Healthcare | 0.74% | — | -3.89% | |
| 33 | PFE | Pfizer Inc | Stock-Healthcare | 0.73% | — | +5.11% | |
| 34 | D | Dominion Energy Inc | Stock-Utilities | 0.72% | — | -1.36% | |
| 35 | SLB | Slb LTD | Stock-Energy | 0.70% | — | -0.26% | |
| 36 | ITW | Illinois Tool Works | Stock-Industrials | 0.70% | — | -4.79% | |
| 37 | WGO | Winnebago Industries | Stock-Other | 0.70% | — | +1.27% | |
| 38 | JCPCHF | Old Copper Co Inc | Stock-Other | 0.70% | +0.12% | +67.50% | |
| 39 | DTE | Dte Energy Company | Stock-Utilities | 0.70% | — | — | |
| 40 | DUK | Duke Energy Corporation | Stock-Utilities | 0.66% | — | -1.29% | |
| 41 | GM | General Motors Co | Stock-Consumer Disc | 0.64% | +0.11% | +23.51% | |
| 42 | CSCO | Cisco Systems Inc | Stock-Tech | 0.63% | — | +2.38% | |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.60% | — | -2.30% | |
| 44 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.60% | — | -0.74% | |
| 45 | T | At&t Inc | Stock-Comm Services | 0.60% | — | -0.01% | |
| 46 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.58% | — | +5.73% | |
| 47 | BBTUSD | Bb&t CORP | Stock-Other | 0.57% | -0.16% | -14.82% | |
| 48 | DCO | Ducommun Inc | Stock-Other | 0.57% | +0.19% | +39.89% | |
| 49 | DUK | Duke Energy CORP | Stock-Utilities | 0.56% | — | -0.54% | |
| 50 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.55% | — | — |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Lebenthal Asset Management, LLC's most significant position changes for 2017-03-31: New buy: Wr Grace & Co (GRA1EUR); New buy: Madison Square Garden Sports (MSGS); Sold out: Lifelock Inc Com; Sold out: Pra Group Inc (PRAA); New buy: Davita Inc (DVA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.4% | -1.23% | Trim |
| 2 | HAS | Hasbro Inc | +0.2% | +79.03% | Add |
| 3 | DCO | Ducommun Inc | +0.2% | +39.89% | Add |
| 4 | CERNCHF | Cerner CORP | +0.2% | +72.94% | Add |
| 5 | LAMR | Lamar Advertising Co-a | +0.2% | +152.31% | Add |
| 6 | AWK | American Water Works Co Inc | +0.2% | +219.31% | Add |
| 7 | NKE | Nike Inc -cl B | +0.2% | +35.36% | Add |
| 8 | OLED | Universal Display CORP | +0.2% | -1.05% | Trim |
| 9 | MANH | Manhattan Associates Inc | +0.2% | +111.27% | Add |
| 10 | KDP | Keurig Dr Pepper Inc. | +0.2% | +152.25% | Add |
| 11 | KR | Kroger Co | +0.2% | +133.96% | Add |
| 12 | AVY | Avery Dennison CORP | +0.2% | +106.52% | Add |
| 13 | IMAX | Imax CORP | +0.1% | +97.12% | Add |
| 14 | ORBC | Orbcomm Inc | +0.1% | +1.67% | Add |
| 15 | NUANEUR | Nuance Communications Inc | +0.1% | +125.02% | Add |
| 16 | JCPCHF | Old Copper Co Inc | +0.1% | +67.50% | Add |
| 17 | ZD | Ziff Davis Inc | +0.1% | +83.18% | Add |
| 18 | DY | Dycom Industries Inc | +0.1% | +105.11% | Add |
| 19 | GM | General Motors Co | +0.1% | +23.51% | Add |
| 20 | WMT | Walmart Inc | +0.1% | +9.46% | Add |
| 21 | NEE | Nextera Energy Inc | +0.1% | +0.20% | Add |
| 22 | LBEUR | L Brands Inc | -0.1% | -41.53% | Trim |
| 23 | GILD | Gilead Sciences Inc | -0.1% | -17.87% | Trim |
| 24 | SNCREUR | Synchronoss Technologies Inc | -0.2% | -19.07% | Trim |
| 25 | BTO | John Hancock Financial Opp | -0.2% | -45.26% | Trim |
| 26 | BBTUSD | Bb&t CORP | -0.2% | -14.82% | Trim |
| 27 | TGT | Target CORP | -0.2% | -0.51% | Trim |
| 28 | ✓ | -0.2% | -55.85% | Trim | |
| 29 | CVX | Chevron CORP | -0.2% | -1.97% | Trim |
| 30 | XOM | Exxon Mobil CORP | -0.4% | -2.71% | Trim |
| 31 | TWXCHF | Time Warner Inc | -0.5% | -47.66% | Trim |
| 32 | BA | Boeing Co/the | -0.7% | -42.71% | Trim |
| 33 | GRA1EUR | Wr Grace & Co | — | NEW | New buy |
| 34 | MSGS | Madison Square Garden Sports | — | NEW | New buy |
| 35 | ✓ | Lifelock Inc Com | — | EXIT | Sold out |
| 36 | PRAA | Pra Group Inc | — | EXIT | Sold out |
| 37 | DVA | Davita Inc | — | NEW | New buy |
| 38 | ENB | Enbridge Inc | — | NEW | New buy |
| 39 | ACWX | Ishares Msci Acwi Ex US ETF | — | NEW | New buy |
| 40 | ✓ | Shire PLC | — | EXIT | Sold out |
| 41 | GCPEUR | Gcp Applied Technologies | — | NEW | New buy |
| 42 | ✓ | Hff Inc Cl A | — | EXIT | Sold out |
| 43 | HXL | Hexcel CORP | — | EXIT | Sold out |
| 44 | CPRT | Copart Inc | — | EXIT | Sold out |
| 45 | LYB | LyondellBasell Industries N.V. | — | EXIT | Sold out |
| 46 | IHS | IHS Holding Limited | — | EXIT | Sold out |
| 47 | CRUS | Cirrus Logic Inc | — | NEW | New buy |
| 48 | ✓ | Orbotech LTD | — | NEW | New buy |
| 49 | AEBA | Allete Inc | — | EXIT | Sold out |
| 50 | NTES | Netease Inc-adr | — | NEW | New buy |
Filing History
FAQ
What is Lebenthal Asset Management, LLC and what type of investor is it?
Lebenthal Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-03-31), the firm manages a tracked equity portfolio valued at approximately $806.8M, spread across 322 disclosed positions.
What are Lebenthal Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Lebenthal Asset Management, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $20.1M (2.5%)
2. Exxon Mobil CORP (XOM) — $19.7M (2.4%)
3. Intl Business Machines CORP (IBM) — $13.7M (1.7%)
4. Nextera Energy Inc (NEE) — $13.4M (1.7%)
5. Chevron CORP (CVX) — $11.8M (1.5%)
What changes did Lebenthal Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Lebenthal Asset Management, LLC made 50 notable position adjustments: 9 new positions were initiated, 19 existing holdings were added to, 13 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: Wr Grace & Co (GRA1EUR); New buy: Madison Square Garden Sports (MSGS); Sold out: Lifelock Inc Com; Sold out: Pra Group Inc (PRAA); New buy: Davita Inc (DVA)
What sectors does Lebenthal Asset Management, LLC focus on?
Lebenthal Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 20.3%
• Health Care: 19.5%
• Financials: 13.1%
• Consumer Staples: 11.3%
• Energy: 10.7%
• Consumer Discretionary: 10.2%
Investment Profile
Lebenthal Asset Management, LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 17 over the past 4 quarters — a shift toward more active trading.
It has added to its AAPL position over the past two quarters (+$4.5M, now $20.1M), while trimming LBEUR over the same stretch (-$1.9M, still holding $680.0K).
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Developer Access
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