CIK: 0001633883
Total reported value
$806.8M
Reporting period: 2017-03-31 · Number of holdings: 322
Lebenthal Asset Management, LLC disclosed 322 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $806.8M and a quarterly turnover rate of 17.3%.
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Lebenthal Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.007 — mathematically equivalent to about 139 equally-sized positions, well below its 322 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BA
-42.7% -$4.8M
Trim TWXCHF
-47.7% -$3.7M
Trim XOM
-2.7% -$2.6M
Add AAPL
-1.2% $3.7M
Trim CVX
-2.0% -$1.4M
Add HAS
+79.0% $1.7M
Showing top 200 holdings (of 322 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 2.49% | +0.38% | -1.23% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 2.44% | -0.42% | -2.71% | |
| 3 | IBM | Intl Business Machines CORP | Stock-Tech | 1.70% | — | -3.86% | |
| 4 | NEE | Nextera Energy INC | Stock-Utilities | 1.66% | +0.06% | +0.20% | |
| 5 | CVX | Chevron CORP | Stock-Energy | 1.47% | -0.23% | -1.97% | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.44% | — | +2.11% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.33% | — | -3.24% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.30% | — | -2.77% | |
| 9 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.21% | — | -4.88% | |
| 10 | ABBV | Abbvie INC | Stock-Healthcare | 1.19% | — | -1.49% | |
| 11 | INTC | Intel CORP | Stock-Tech | 1.19% | — | +3.00% | |
| 12 | QCOM | Qualcomm INC | Stock-Tech | 1.17% | — | +9.92% | |
| 13 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.16% | — | +1.60% | |
| 14 | HD | Home Depot INC | Stock-Consumer Disc | 1.16% | — | -4.90% | |
| 15 | WBA | Walgreens Boots Alliance INC | Stock-Other | 1.15% | — | -2.94% | |
| 16 | BA | Boeing Co/the | Stock-Industrials | 1.10% | -0.66% | -42.71% | |
| 17 | ORBC | Orbcomm INC | Stock-Other | 1.10% | +0.13% | +1.67% | |
| 18 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.10% | — | -4.88% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | — | -2.52% | |
| 20 | HON | Honeywell International INC | Stock-Industrials | 1.03% | — | -4.78% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.96% | — | -2.88% | |
| 22 | MET | Metlife INC | Stock-Financials | 0.92% | — | +12.03% | |
| 23 | AXP | American Express Co | Stock-Financials | 0.92% | — | -3.87% | |
| 24 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.91% | — | -3.99% | |
| 25 | ABT | Abbott Laboratories | Stock-Healthcare | 0.90% | — | -2.70% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.89% | — | +2.49% | |
| 27 | WMT | Walmart INC | Stock-Consumer Staples | 0.88% | +0.08% | +9.46% | |
| 28 | AJG | Arthur J Gallagher & Co | Stock-Financials | 0.86% | — | -0.58% | |
| 29 | PEP | Pepsico INC | Stock-Consumer Staples | 0.85% | — | -7.44% | |
| 30 | VZ | Verizon Communications INC | Stock-Comm Services | 0.79% | — | -0.31% | |
| 31 | MMM | 3m Co | Stock-Industrials | 0.74% | — | -3.51% | |
| 32 | DHR | Danaher CORP | Stock-Healthcare | 0.74% | — | -3.89% | |
| 33 | PFE | Pfizer INC | Stock-Healthcare | 0.73% | — | +5.11% | |
| 34 | D | Dominion Energy INC | Stock-Utilities | 0.72% | — | -1.36% | |
| 35 | SLB | Slb LTD | Stock-Energy | 0.70% | — | -0.26% | |
| 36 | ITW | Illinois Tool Works | Stock-Industrials | 0.70% | — | -4.79% | |
| 37 | WGO | Winnebago Industries | Stock-Other | 0.70% | — | +1.27% | |
| 38 | JCPCHF | Old Copper Co INC | Stock-Other | 0.70% | +0.12% | +67.50% | |
| 39 | DTE | Dte Energy Company | Stock-Utilities | 0.70% | — | — | |
| 40 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 0.66% | — | -1.29% | |
| 41 | GM | General Motors Co | Stock-Consumer Disc | 0.64% | +0.11% | +23.51% | |
| 42 | CSCO | Cisco Systems INC | Stock-Tech | 0.63% | — | +2.38% | |
| 43 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.60% | — | -2.30% | |
| 44 | ✓ | Stock-Other | 0.60% | — | -0.74% | ||
| 45 | T | At&t INC | Stock-Comm Services | 0.60% | — | -0.01% | |
| 46 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.58% | — | +5.73% | |
| 47 | BBTUSD | Bb&t CORP | Stock-Other | 0.57% | -0.16% | -14.82% | |
| 48 | DCO | Ducommun INC | Stock-Other | 0.57% | +0.19% | +39.89% | |
| 49 | DUK | Duke Energy CORP | Stock-Utilities | 0.56% | — | -0.54% | |
| 50 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.55% | — | — |
Not enough priced holdings yet to compute performance
Lebenthal Asset Management, LLC's most significant position changes for 2017-03-31: New buy: Wr Grace & Co (GRA1EUR); New buy: Madison Square Garden Sports (MSGS); Sold out: Lifelock INC Com; Sold out: Pra Group INC (PRAA); New buy: Davita INC (DVA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.4% | -1.23% | Trim |
| 2 | HAS | Hasbro INC | +0.2% | +79.03% | Add |
| 3 | DCO | Ducommun INC | +0.2% | +39.89% | Add |
| 4 | CERNCHF | Cerner CORP | +0.2% | +72.94% | Add |
| 5 | LAMR | Lamar Advertising Co-a | +0.2% | +152.31% | Add |
| 6 | AWK | American Water Works Co INC | +0.2% | +219.31% | Add |
| 7 | NKE | Nike INC -cl B | +0.2% | +35.36% | Add |
| 8 | OLED | Universal Display CORP | +0.2% | -1.05% | Trim |
| 9 | MANH | Manhattan Associates INC | +0.2% | +111.27% | Add |
| 10 | KDP | Keurig Dr Pepper Inc. | +0.2% | +152.25% | Add |
| 11 | KR | Kroger Co | +0.2% | +133.96% | Add |
| 12 | AVY | Avery Dennison CORP | +0.2% | +106.52% | Add |
| 13 | IMAX | Imax CORP | +0.1% | +97.12% | Add |
| 14 | ORBC | Orbcomm INC | +0.1% | +1.67% | Add |
| 15 | NUANEUR | Nuance Communications INC | +0.1% | +125.02% | Add |
| 16 | JCPCHF | Old Copper Co INC | +0.1% | +67.50% | Add |
| 17 | ZD | Ziff Davis INC | +0.1% | +83.18% | Add |
| 18 | DY | Dycom Industries INC | +0.1% | +105.11% | Add |
| 19 | GM | General Motors Co | +0.1% | +23.51% | Add |
| 20 | WMT | Walmart INC | +0.1% | +9.46% | Add |
| 21 | NEE | Nextera Energy INC | +0.1% | +0.20% | Add |
| 22 | LBEUR | L Brands INC | -0.1% | -41.53% | Trim |
| 23 | GILD | Gilead Sciences INC | -0.1% | -17.87% | Trim |
| 24 | SNCREUR | Synchronoss Technologies INC | -0.2% | -19.07% | Trim |
| 25 | BTO | John Hancock Financial Opp | -0.2% | -45.26% | Trim |
| 26 | BBTUSD | Bb&t CORP | -0.2% | -14.82% | Trim |
| 27 | TGT | Target CORP | -0.2% | -0.51% | Trim |
| 28 | ✓ | -0.2% | -55.85% | Trim | |
| 29 | CVX | Chevron CORP | -0.2% | -1.97% | Trim |
| 30 | XOM | Exxon Mobil CORP | -0.4% | -2.71% | Trim |
| 31 | TWXCHF | Time Warner INC | -0.5% | -47.66% | Trim |
| 32 | BA | Boeing Co/the | -0.7% | -42.71% | Trim |
| 33 | GRA1EUR | Wr Grace & Co | — | NEW | New buy |
| 34 | MSGS | Madison Square Garden Sports | — | NEW | New buy |
| 35 | ✓ | Lifelock INC Com | — | EXIT | Sold out |
| 36 | PRAA | Pra Group INC | — | EXIT | Sold out |
| 37 | DVA | Davita INC | — | NEW | New buy |
| 38 | ENB | Enbridge INC | — | NEW | New buy |
| 39 | ACWX | Ishares Msci Acwi Ex US ETF | — | NEW | New buy |
| 40 | ✓ | Shire PLC | — | EXIT | Sold out |
| 41 | GCPEUR | Gcp Applied Technologies | — | NEW | New buy |
| 42 | ✓ | Hff INC Cl A | — | EXIT | Sold out |
| 43 | HXL | Hexcel CORP | — | EXIT | Sold out |
| 44 | CPRT | Copart INC | — | EXIT | Sold out |
| 45 | LYB | LyondellBasell Industries N.V. | — | EXIT | Sold out |
| 46 | IHS | Ihs Markit LTD | — | EXIT | Sold out |
| 47 | CRUS | Cirrus Logic INC | — | NEW | New buy |
| 48 | ✓ | Orbotech LTD | — | NEW | New buy |
| 49 | AEBA | Allete INC | — | EXIT | Sold out |
| 50 | NTES | Netease Inc-adr | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-11 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-26 | Amendment | View on EDGAR |
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