K&
Kernodle & Katon Asset Management Group, LLC Historical SEC 13F Holdings & Archive (Q1 2017)
Kernodle & Katon Asset Management Group, LLCCIK: 0001589989
Diversified strategyMomentum follower
Total reported value
$166.8M
Reporting period: 2017-03-31 · Number of holdings: 379
Kernodle & Katon Asset Management Group, LLC disclosed 379 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $166.8M and a quarterly turnover rate of 22.0%.
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Personality snowflake
- Concentration
- 16.79
- Portfolio Stability
- 21.95
- Momentum
- 100
- Sector conviction
- 57.16
- Diversification
- 100
- Sizing Uniformity
- 63.06
Kernodle & Katon Asset Management Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 379 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SYY
-95.5% -$1.5M
Add SCHO
+5.9% $1.5M
Trim AJG
-98.5% -$1.5M
Trim TGT
-79.0% -$1.5M
Add ABBNY
+1251.9% $1.4M
Trim BA
-87.2% -$1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 379 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHO | Schwab Short-term US Treas | ETF-Other | 16.27% | +0.92% | +5.93% | |
| 2 | SCHX | Schwab US Large-cap ETF | ETF-Other | 6.87% | -0.09% | -6.58% | |
| 3 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 3.95% | -0.17% | -4.57% | |
| 4 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.51% | +0.23% | -0.67% | |
| 5 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 2.96% | — | -5.56% | |
| 6 | WMT | Walmart Inc | Stock-Consumer Staples | 2.77% | — | -2.05% | |
| 7 | JBHT | Hunt (jb) Transprt Svcs Inc | Stock-Industrials | 2.42% | -0.15% | -0.40% | |
| 8 | AZO | Autozone Inc | Stock-Consumer Disc | 2.10% | -0.19% | — | |
| 9 | ✓ | Deltic Timber CORP | Stock-Other | 2.06% | — | — | |
| 10 | MUSA | Murphy USA Inc | Stock-Consumer Disc | 1.94% | +0.31% | — | |
| 11 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.84% | -0.11% | -7.59% | |
| 12 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 1.63% | — | — | |
| 13 | SFNC | Simmons First Natl Corp-cl A | Stock-Other | 1.47% | -0.19% | -0.56% | |
| 14 | SCHR | Schwab Intermediate-term US | ETF-Other | 1.40% | -0.24% | -15.10% | |
| 15 | DDS | Dillards Inc-cl A | Stock-Other | 1.38% | -0.27% | — | |
| 16 | ✓ | Bank Of THE Ozarks | Stock-Other | 1.37% | — | +0.19% | |
| 17 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.31% | +0.11% | +1.97% | |
| 18 | CLX | Clorox Company | Stock-Consumer Staples | 1.29% | +0.11% | -3.03% | |
| 19 | T | At&t Inc | Stock-Comm Services | 1.28% | — | +5.62% | |
| 20 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.16% | — | +1.91% | |
| 21 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.09% | +0.12% | +0.71% | |
| 22 | ✓ | Powershares Global ETF Trust | ETF-Other | 1.02% | -0.07% | -6.04% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.98% | +0.09% | +1.71% | |
| 24 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 0.96% | +0.07% | +2.00% | |
| 25 | MET | Metlife Inc | Stock-Financials | 0.96% | — | +1.39% | |
| 26 | CRMT | America's Car-mart Inc | Stock-Other | 0.96% | -0.19% | — | |
| 27 | MCY | Mercury General CORP | Stock-Other | 0.96% | — | +1.76% | |
| 28 | ABBNY | Abb Ltd-spon Adr | Stock-Industrials | 0.92% | +0.86% | +1251.91% | |
| 29 | BWZ | State Street Spdr Bloomberg | ETF-Other | 0.91% | — | -4.94% | |
| 30 | GIS | General Mills Inc | Stock-Consumer Staples | 0.90% | — | +7.01% | |
| 31 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.89% | +0.07% | -2.60% | |
| 32 | MMM | 3m Co | Stock-Industrials | 0.87% | +0.09% | +3.34% | |
| 33 | WPC | Wp Carey Inc | Stock-Real Estate | 0.86% | +0.07% | +3.82% | |
| 34 | GSK | GSK plc | Stock-Healthcare | 0.85% | +0.12% | +6.13% | |
| 35 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.85% | — | -1.26% | |
| 36 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.83% | +0.83% | NEW | |
| 37 | MDU | Mdu Resources Group Inc | Stock-Utilities | 0.81% | +0.81% | NEW | |
| 38 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.79% | -0.76% | -52.44% | |
| 39 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 0.78% | — | — | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.78% | +0.78% | +41872.41% | |
| 41 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.76% | +0.76% | NEW | |
| 42 | MUR | Murphy Oil CORP | Stock-Energy | 0.75% | -0.07% | — | |
| 43 | ✓ | Stock-Other | 0.75% | — | -1.12% | ||
| 44 | HOMB | Home Bancshares Inc | Stock-Financials | 0.74% | — | -1.93% | |
| 45 | SJR-BEUR | Shaw Communications Inc-b | Stock-Other | 0.73% | +0.73% | NEW | |
| 46 | PCYUSD | Invesco Emerging Markets Sov | ETF-Emerging Markets | 0.72% | — | -4.75% | |
| 47 | ARCB | Arcbest CORP | Stock-Other | 0.69% | — | — | |
| 48 | UNIT | Uniti Group Inc. | Stock-Other | 0.68% | +0.68% | NEW | |
| 49 | VFC | Vf CORP | Stock-Consumer Disc | 0.66% | +0.66% | NEW | |
| 50 | HD | Home Depot Inc | Stock-Consumer Disc | 0.61% | — | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Kernodle & Katon Asset Management Group, LLC's most significant position changes for 2017-03-31: Sold out: M & T Bank CORP (MTB); Sold out: Automatic Data Processing (ADP); New buy: T Rowe Price Group Inc (TROW); New buy: Mdu Resources Group Inc (MDU); New buy: Jm Smucker Co/the (SJM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHO | Schwab Short-term US Treas | +0.9% | +5.93% | Add |
| 2 | ABBNY | Abb Ltd-spon Adr | +0.9% | +1251.91% | Add |
| 3 | CVX | Chevron CORP | +0.8% | +41872.41% | Add |
| 4 | MUSA | Murphy USA Inc | +0.3% | — | Unchanged |
| 5 | SCHF | Schwab Intl Equity ETF | +0.2% | -0.67% | Trim |
| 6 | GSK | GSK plc | +0.1% | +6.13% | Add |
| 7 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | +0.71% | Add |
| 8 | PEP | Pepsico Inc | +0.1% | +1.97% | Add |
| 9 | CLX | Clorox Company | +0.1% | -3.03% | Trim |
| 10 | KMB | Kimberly-clark CORP | +0.1% | +6.44% | Add |
| 11 | JNJ | Johnson & Johnson | +0.1% | +1.71% | Add |
| 12 | MMM | 3m Co | +0.1% | +3.34% | Add |
| 13 | WPC | Wp Carey Inc | +0.1% | +3.82% | Add |
| 14 | CM | Can Imperial Bk Of Commerce | +0.1% | +2.00% | Add |
| 15 | DEO | Diageo Plc-sponsored Adr | +0.1% | -2.60% | Trim |
| 16 | ORCL | Oracle CORP | +0.1% | +57.21% | Add |
| 17 | ETR | Entergy CORP | -0.1% | -25.35% | Trim |
| 18 | MUR | Murphy Oil CORP | -0.1% | — | Unchanged |
| 19 | ✓ | Powershares Global ETF Trust | -0.1% | -6.04% | Trim |
| 20 | SCHX | Schwab US Large-cap ETF | -0.1% | -6.58% | Trim |
| 21 | KO | Coca-cola Co/the | -0.1% | -28.05% | Trim |
| 22 | SCHA | Schwab US Small-cap ETF | -0.1% | -7.59% | Trim |
| 23 | JBHT | Hunt (jb) Transprt Svcs Inc | -0.2% | -0.40% | Trim |
| 24 | SCHZ | Schwab US Aggregate Bond ETF | -0.2% | -4.57% | Trim |
| 25 | SFNC | Simmons First Natl Corp-cl A | -0.2% | -0.56% | Trim |
| 26 | AZO | Autozone Inc | -0.2% | — | Unchanged |
| 27 | CRMT | America's Car-mart Inc | -0.2% | — | Unchanged |
| 28 | SCHR | Schwab Intermediate-term US | -0.2% | -15.10% | Trim |
| 29 | PAMT | Pamt CORP | -0.3% | — | Unchanged |
| 30 | DDS | Dillards Inc-cl A | -0.3% | — | Unchanged |
| 31 | LMT | Lockheed Martin CORP | -0.8% | -52.44% | Trim |
| 32 | BA | Boeing Co/the | -0.8% | -87.23% | Trim |
| 33 | TGT | Target CORP | -0.9% | -79.00% | Trim |
| 34 | AJG | Arthur J Gallagher & Co | -0.9% | -98.49% | Trim |
| 35 | SYY | Sysco CORP | -0.9% | -95.55% | Trim |
| 36 | MTB | M & T Bank CORP | — | EXIT | Sold out |
| 37 | ADP | Automatic Data Processing | — | EXIT | Sold out |
| 38 | TROW | T Rowe Price Group Inc | — | NEW | New buy |
| 39 | MDU | Mdu Resources Group Inc | — | NEW | New buy |
| 40 | SJM | Jm Smucker Co/the | — | NEW | New buy |
| 41 | SJR-BEUR | Shaw Communications Inc-b | — | NEW | New buy |
| 42 | UNIT | Uniti Group Inc. | — | NEW | New buy |
| 43 | UNIT | Uniti Group Inc. | — | EXIT | Sold out |
| 44 | VFC | Vf CORP | — | NEW | New buy |
| 45 | BTI | British American Tob-sp Adr | — | EXIT | Sold out |
| 46 | SCHP | Schwab U.s. Tips ETF | — | NEW | New buy |
| 47 | BXUSD | Blackstone Group Lp/the | — | NEW | New buy |
| 48 | REYN | Reynolds Consumer Products Inc. | — | EXIT | Sold out |
| 49 | TUP | Tupperware Brands CORP | — | NEW | New buy |
| 50 | OXM | Oxford Industries Inc | — | NEW | New buy |
Filing History
FAQ
What is Kernodle & Katon Asset Management Group, LLC and what type of investor is it?
Kernodle & Katon Asset Management Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-03-31), the firm manages a tracked equity portfolio valued at approximately $166.8M, spread across 379 disclosed positions.
What are Kernodle & Katon Asset Management Group, LLC's largest equity positions?
Based on the latest 13F filing, Kernodle & Katon Asset Management Group, LLC's top holdings by market value are:
1. Schwab Short-term US Treas (SCHO) — $27.1M (16.3%)
2. Schwab US Large-cap ETF (SCHX) — $11.5M (6.9%)
3. Schwab US Aggregate Bond ETF (SCHZ) — $6.6M (4.0%)
4. Schwab Intl Equity ETF (SCHF) — $5.9M (3.5%)
5. Schwab US Mid Cap ETF (SCHM) — $4.9M (3.0%)
What changes did Kernodle & Katon Asset Management Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Kernodle & Katon Asset Management Group, LLC made 44 notable position adjustments: 10 new positions were initiated, 12 existing holdings were added to, 17 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: M & T Bank CORP (MTB); Sold out: Automatic Data Processing (ADP); New buy: T Rowe Price Group Inc (TROW); New buy: Mdu Resources Group Inc (MDU); New buy: Jm Smucker Co/the (SJM)
What sectors does Kernodle & Katon Asset Management Group, LLC focus on?
Kernodle & Katon Asset Management Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 27.9%
• Consumer Discretionary: 22.3%
• Industrials: 19.6%
• Communication Services: 10.3%
• Health Care: 9.7%
• Energy: 5.2%
Investment Profile
Kernodle & Katon Asset Management Group, LLC's portfolio is broadly diversified and moderately active.
Its concentration score has fallen from 37 to 17 over the past 4 quarters — a shift toward broader diversification.
It has added to its SCHO position over the past two quarters (+$3.8M, now $27.1M), while trimming SCHZ over the same stretch (-$1.1M, still holding $6.6M).
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