CIK: 0000766018
Total reported value
$623.9M
Reporting period: 2020-09-30 · Number of holdings: 100
KAYS FINANCIAL ADVISORY CORP /ADV disclosed 100 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $623.9M and a quarterly turnover rate of 11.2%.
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Kays Financial Advisory CORP /adv's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 18 equally-sized positions, well below its 100 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.98), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BOND
+16.0% $9.9M
Trim XLK
-21.7% -$2.1M
Add SHV
+32.8% $4.7M
Trim VUG
-46.6% -$2.0M
Add VCSH
+14.4% $5.1M
Add AMAT
+120.4% $2.0M
Showing top 86 holdings (of 100 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 11.02% | +0.79% | +15.96% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 10.67% | +0.03% | +0.28% | |
| 3 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 9.87% | — | -10.24% | |
| 4 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 8.89% | — | +4.20% | |
| 5 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 6.37% | +0.34% | +14.40% | |
| 6 | SCHB | Schwab US Broad Market ETF | ETF-Other | 5.79% | +0.08% | +1.53% | |
| 7 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 3.59% | -0.14% | -5.01% | |
| 8 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.56% | -0.20% | -2.71% | |
| 9 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.26% | +0.10% | +8.65% | |
| 10 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 3.03% | +0.56% | +32.79% | |
| 11 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 2.74% | +0.01% | +8.18% | |
| 12 | PCY | Invesco Emerging Markets Sov | ETF-Emerging Markets | 2.53% | -0.11% | +2.62% | |
| 13 | XLK | Ss Technology Select Sector | ETF-Tech | 2.39% | -0.58% | -21.65% | |
| 14 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 2.02% | +0.23% | +22.70% | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.16% | +0.04% | +254.89% | |
| 16 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.90% | -0.01% | -13.16% | |
| 17 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.88% | — | -5.67% | |
| 18 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.84% | -0.11% | -8.41% | |
| 19 | MA | Mastercard INC - A | Stock-Financials | 0.80% | +0.01% | -4.01% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.78% | -0.01% | -6.57% | |
| 21 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.76% | -0.13% | -18.64% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.76% | — | -3.39% | |
| 23 | UNP | Union Pacific CORP | Stock-Industrials | 0.76% | +0.04% | -1.96% | |
| 24 | TEL | TE Connectivity plc | Stock-Tech | 0.75% | +0.07% | -1.41% | |
| 25 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.68% | -0.02% | -0.06% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.67% | +0.08% | +2.80% | |
| 27 | MCK | Mckesson CORP | Stock-Healthcare | 0.64% | — | +0.65% | |
| 28 | INTC | Intel CORP | Stock-Tech | 0.62% | -0.13% | +4.18% | |
| 29 | BAC | Bank Of America CORP | Stock-Financials | 0.62% | +0.06% | +17.97% | |
| 30 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 0.60% | +0.01% | +3.33% | |
| 31 | AMAT | Applied Materials INC | Stock-Tech | 0.60% | +0.30% | +120.39% | |
| 32 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.55% | +0.26% | +98.99% | |
| 33 | CSCO | Cisco Systems INC | Stock-Tech | 0.55% | -0.13% | +3.69% | |
| 34 | C | Citigroup INC | Stock-Financials | 0.53% | -0.02% | +23.75% | |
| 35 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.51% | — | -2.78% | |
| 36 | VUG | Vanguard Growth ETF | ETF-Other | 0.49% | -0.40% | -46.56% | |
| 37 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.46% | -0.09% | -10.21% | |
| 38 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.44% | — | +5.87% | |
| 39 | FBIN | Fortune Brands Innovations I | Stock-Industrials | 0.44% | +0.08% | -3.15% | |
| 40 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.41% | +0.10% | -2.31% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.41% | — | +1.13% | |
| 42 | NVR | Nvr INC | Stock-Consumer Disc | 0.40% | -0.27% | -48.44% | |
| 43 | MUB | Ishares National Muni Bond E | ETF-Other | 0.36% | +0.01% | +9.80% | |
| 44 | HCA | Hca Healthcare INC | Stock-Healthcare | 0.36% | +0.09% | +9.69% | |
| 45 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.35% | -0.15% | -28.66% | |
| 46 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.35% | +0.03% | +1.88% | |
| 47 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.33% | +0.27% | +502.86% | |
| 48 | HUN | Huntsman CORP | Stock-Materials | 0.33% | +0.05% | +2.02% | |
| 49 | CSL | Carlisle Cos INC | Stock-Industrials | 0.29% | — | +2.20% | |
| 50 | ALL | Allstate CORP | Stock-Financials | 0.28% | — | +2.72% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-09-30 | 100 | $623.9M | 11 | |
| 2020-06-30 | 94 | $574.9M | 22 | |
| 2020-03-31 | 88 | $487.5M | 28 | |
| 2019-12-31 | 99 | $569.1M | 12 | |
| 2019-09-30 | 116 | $545.4M | 9 | |
| 2019-06-30 | 120 | $546.0M | 8 | |
| 2019-03-31 | 117 | $516.3M | 56 | |
| 2018-12-31 | 106 | $440.6M | 29 | |
| 2018-09-30 | 85 | $469.4M | 24 | |
| 2018-06-30 | 76 | $456.2M | 23 | |
| 2018-03-31 | 74 | $437.7M | 50 | |
| 2017-12-31 | 84 | $342.0M | 10 | |
| 2017-09-30 | 84 | $313.7M | 8 | |
| 2017-06-30 | 77 | $296.1M | 10 | |
| 2017-03-31 | 76 | $281.3M | 14 | |
| 2016-12-31 | 69 | $256.9M | 11 | |
| 2016-09-30 | 65 | $235.1M | 9 | |
| 2016-06-30 | 63 | $222.4M | 20 | |
| 2016-03-31 | 64 | $203.0M | 9 | |
| 2015-12-31 | 61 | $192.9M | 11 | |
| 2015-09-30 | 62 | $175.6M | 17 | |
| 2015-06-30 | 62 | $172.9M | 4 | |
| 2015-03-31 | 63 | $169.5M | 17 | |
| 2014-12-31 | 59 | $147.7M | 9 | |
| 2014-09-30 | 41 | $137.1M | 28 | |
| 2014-06-30 | 40 | $139.8M | 10 | |
| 2014-03-31 | 34 | $138.7M | 7 | |
| 2013-12-31 | 29 | $132.4M | 0 |
Kays Financial Advisory CORP /adv's most significant position changes for 2020-09-30: New buy: Ishares Russell 1000 Growth (IWF); New buy: Vanguard S&p 500 ETF (VOO); New buy: Fedex CORP (FDX); New buy: General Mills INC (GIS); Sold out: Invesco S&p Smallcap Low Vol (XSLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BOND | Pimco Active Bond Exchange-t | +0.8% | +15.96% | Add |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | +0.6% | +32.79% | Add |
| 3 | VCSH | Vanguard S/t CORP Bond ETF | +0.3% | +14.40% | Add |
| 4 | AMAT | Applied Materials INC | +0.3% | +120.39% | Add |
| 5 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.3% | +502.86% | Add |
| 6 | AOR | Ishares Core 60/40 Balanced | +0.3% | +98.99% | Add |
| 7 | VMBS | Vanguard Mortgage-backed Sec | +0.2% | +22.70% | Add |
| 8 | IEI | Ishares 3-7 Year Treasury Bo | +0.2% | +212.32% | Add |
| 9 | IJR | Ishares Core S&p Small-cap E | +0.1% | +8.65% | Add |
| 10 | UPS | United Parcel Service-cl B | +0.1% | -2.31% | Trim |
| 11 | HCA | Hca Healthcare INC | +0.1% | +9.69% | Add |
| 12 | SCHB | Schwab US Broad Market ETF | +0.1% | +1.53% | Add |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +2.80% | Add |
| 14 | FBIN | Fortune Brands Innovations I | +0.1% | -3.15% | Trim |
| 15 | TEL | TE Connectivity plc | +0.1% | -1.41% | Trim |
| 16 | BAC | Bank Of America CORP | +0.1% | +17.97% | Add |
| 17 | HUN | Huntsman CORP | +0.1% | +2.02% | Add |
| 18 | AAPL | Apple INC | 0% | +254.89% | Add |
| 19 | UNP | Union Pacific CORP | 0% | -1.96% | Trim |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.28% | Add |
| 21 | SBUX | Starbucks CORP | 0% | +1.88% | Add |
| 22 | VCIT | Vanguard Int-term Corporate | 0% | +8.18% | Add |
| 23 | MA | Mastercard INC - A | 0% | -4.01% | Trim |
| 24 | BKNG | Booking Holdings INC | 0% | +3.33% | Add |
| 25 | MUB | Ishares National Muni Bond E | 0% | +9.80% | Add |
| 26 | SPYV | Ss Spdr P S&p 500 Value ETF | — | +4.20% | Add |
| 27 | IJJ | Ishares S&p Mid-cap 400 Valu | — | +5.87% | Add |
| 28 | META | Meta Platforms Inc-class A | 0% | -6.57% | Trim |
| 29 | LOW | Lowe's Cos INC | 0% | -13.16% | Trim |
| 30 | UNH | Unitedhealth Group INC | 0% | -0.06% | Trim |
| 31 | C | Citigroup INC | 0% | +23.75% | Add |
| 32 | AMJEUR | Jpmorgan Alerian Mlp Index | 0% | -7.66% | Trim |
| 33 | IDV | Ishares International Select | 0% | -8.73% | Trim |
| 34 | SDY | Ss Spdr S&p Dividend ETF | -0.1% | -10.21% | Trim |
| 35 | PCY | Invesco Emerging Markets Sov | -0.1% | +2.62% | Add |
| 36 | SPMD | Ss Spdr P S&p 400 Midcap ETF | -0.1% | -8.41% | Trim |
| 37 | CSCO | Cisco Systems INC | -0.1% | +3.69% | Add |
| 38 | INTC | Intel CORP | -0.1% | +4.18% | Add |
| 39 | AMZN | Amazon.com INC | -0.1% | -18.64% | Trim |
| 40 | SCHE | Schwab Emrg Mrkts Eqty ETF | -0.1% | -5.01% | Trim |
| 41 | SCHW | Schwab (charles) CORP | -0.2% | -28.66% | Trim |
| 42 | SCHF | Schwab Intl Equity ETF | -0.2% | -2.71% | Trim |
| 43 | NVR | Nvr INC | -0.3% | -48.44% | Trim |
| 44 | VUG | Vanguard Growth ETF | -0.4% | -46.56% | Trim |
| 45 | XLK | Ss Technology Select Sector | -0.6% | -21.65% | Trim |
| 46 | IWF | Ishares Russell 1000 Growth | — | NEW | New buy |
| 47 | VOO | Vanguard S&p 500 ETF | — | NEW | New buy |
| 48 | FDX | Fedex CORP | — | NEW | New buy |
| 49 | GIS | General Mills INC | — | NEW | New buy |
| 50 | XSLV | Invesco S&p Smallcap Low Vol | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-27 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2020-01-27 | Amendment | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-24 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2020-01-27 | Amendment | View on EDGAR |
| 2019-03-31 | 2019-04-25 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-06 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2018-11-01 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2018-11-01 | 13F-HR | View on EDGAR |
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