PF
Pettinga Financial Advisors LLC 13F Filing (Q3 2026) — Top Positions & Stock Picks
Pettinga Financial Advisors LLCCIK: 0001694592
Diversified strategyMomentum followerSector-focused
Total reported value
$605.7M
Reporting period: 2026-09-30 · Number of holdings: 159
Pettinga Financial Advisors LLC disclosed 159 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $605.7M and a quarterly turnover rate of 18.9%.
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Personality snowflake
- Concentration
- 12.83
- Portfolio Stability
- 18.93
- Momentum
- 100
- Sector conviction
- 88.54
- Diversification
- 100
- Sizing Uniformity
- 79.77
Pettinga Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 159 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.02), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy INRO
Trim MTUM
-67.5% -$9.9M
Trim MBB
-85.3% -$7.9M
Trim IVV
-16.6% -$9.4M
Add BNDX
+90.1% $4.8M
Add BLCR
+48.8% $4.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 158 holdings (of 159 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 8.99% | -1.25% | -16.62% | |
| 2 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 6.69% | +0.38% | +3.54% | |
| 3 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.89% | +0.27% | -1.66% | |
| 4 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 5.06% | +0.18% | -2.22% | |
| 5 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 4.54% | +0.13% | -0.46% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.71% | -0.08% | -6.97% | |
| 7 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 3.59% | -0.13% | -6.81% | |
| 8 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 3.20% | +0.15% | +6.22% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 3.14% | +0.15% | -1.31% | |
| 10 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 2.70% | +0.32% | +3.39% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.65% | +0.36% | -2.05% | |
| 12 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | ETF-Other | 2.24% | +0.74% | +48.85% | |
| 13 | IYW | Ishares Ustechnology ETF | ETF-Tech | 2.22% | -0.32% | -19.32% | |
| 14 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.05% | +0.05% | -1.51% | |
| 15 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.94% | -0.30% | -13.83% | |
| 16 | INRO | Ishares US In Ro Act Etf-usd | ETF-Other | 1.82% | +1.82% | NEW | |
| 17 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.76% | -0.04% | -3.38% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.74% | -0.20% | -4.98% | |
| 19 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 1.73% | +0.82% | +90.14% | |
| 20 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.72% | +0.09% | +2.28% | |
| 21 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.45% | +0.06% | -0.12% | |
| 22 | CINF | Cincinnati Financial CORP | Stock-Financials | 1.39% | -0.18% | +0.03% | |
| 23 | SHLD | Global X Defense Tech ETF | ETF-Tech | 1.33% | -0.19% | -15.43% | |
| 24 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.25% | -0.14% | -6.09% | |
| 25 | IAU | Ishares Gold Trust | ETF-Commodities | 1.00% | +0.38% | +52.99% | |
| 26 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.95% | -0.05% | -4.93% | |
| 27 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.92% | -0.02% | -3.07% | |
| 28 | SLV | Ishares Silver Trust | ETF-Commodities | 0.90% | +0.03% | -1.43% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.74% | -0.01% | -0.58% | |
| 30 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.71% | -1.56% | -67.47% | |
| 31 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 0.70% | +0.02% | -1.58% | |
| 32 | UUP | Invesco Db US Dollar Index B | ETF-Large Cap & Growth | 0.69% | +0.06% | +5.27% | |
| 33 | PTL | Inspire 500 ETF | ETF-Other | 0.66% | -0.03% | -2.35% | |
| 34 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.65% | -0.03% | -4.83% | |
| 35 | OBDC | Blue Owl Capital CORP | Stock-Financials | 0.63% | -0.04% | -5.71% | |
| 36 | XLE | Ss Energy Select Sector | ETF-Other | 0.63% | +0.19% | +18.47% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.62% | +0.19% | +0.88% | |
| 38 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.61% | -0.02% | -6.61% | |
| 39 | OTF | Blue Owl Technology Finance | Stock-Other | 0.58% | -0.05% | -5.43% | |
| 40 | FEOE | First Eagle Overseas Eq ETF | ETF-Other | 0.58% | +0.23% | +58.49% | |
| 41 | ✓ | Stock-Other | 0.53% | +0.53% | NEW | ||
| 42 | FEGE | First Eagle Gl Equity ETF | ETF-Other | 0.49% | -0.10% | -21.64% | |
| 43 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.48% | -0.06% | -3.88% | |
| 44 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.47% | -0.28% | -56.70% | |
| 45 | PSLV | Sprott Physical Silver Trust | Stock-Other | 0.44% | — | -4.50% | |
| 46 | XLV | Ss Health Care Select Sector | ETF-Other | 0.40% | -0.16% | -33.62% | |
| 47 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.40% | -0.03% | -3.13% | |
| 48 | DLY | Doubleline Yield Opport | Stock-Other | 0.38% | -0.02% | -3.04% | |
| 49 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 0.37% | -0.01% | -2.39% | |
| 50 | BTC | Grayscale Bitcoin Mini ETF | ETF-Crypto | 0.35% | +0.11% | +1.59% |
1–50 of 158
Portfolio Performance
Performance for Q4 2026
+3.1%
Performance Last 4 Quarters
+14.1%
- Stdev
- +10.5%
- Beta
- +0.81
- Alpha
- +2.4%
- Max Drawdown
- -5.6%
- Annualized Perf
- +22.5%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +4.38
- Stutzer
- +0.57
- Treynor
- +0.26
- Sterling
- +1.55
- Calmar
- +4.03
- Information Ratio
- -0.46
- Tracking Error
- +4.3%
- Stdev Down
- +4.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +33.1%
- Worst 12 Months
- +8.6%
- Efficiency Ratio
- +0.8
- Sharpe
- +1.99
- Stdev Sectors
- +14.3%
- Skewness
- -0.24
- Kurtosis
- -0.09
- Upside Potential
- +5.85
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 159 | $605.7M | 19 | ||
| 2026 Q2 | 157 | $623.9M | 28 | ||
| 2026 Q1 | 163 | $531.2M | 29 | ||
| 2025 Q4 | 164 | $527.3M | 16 | ||
| 2025 Q3 | 138 | $512.9M | 35 | ||
| 2025 Q2 | 133 | $456.3M | 0 | ||
| 2025 Q1 | 130 | $425.3M | 100 | ||
| 2024 Q4 | 124 | $442.0M | 0 | ||
| 2024 Q3 | 115 | $422.3M | 0 | ||
| 2024 Q2 | 121 | $399.1M | 0 | ||
| 2024 Q1 | 120 | $392.5M | 0 | ||
| 2023 Q4 | 129 | $372.8M | 0 | ||
| 2023 Q3 | 117 | $331.0M | 0 | ||
| 2023 Q2 | 118 | $337.0M | 0 | ||
| 2023 Q1 | 110 | $320.7M | 0 | ||
| 2022 Q4 | 111 | $306.7M | 0 | ||
| 2022 Q3 | 117 | $290.9M | 0 | ||
| 2022 Q2 | 123 | $333.6M | 0 | ||
| 2022 Q1 | 124 | $399.3M | 0 | ||
| 2021 Q4 | 128 | $411.4M | 0 | ||
| 2021 Q3 | 129 | $392.1M | 0 | ||
| 2021 Q2 | 126 | $373.1M | 100 | ||
| 2021 Q1 | 118 | $343.1M | 44 | ||
| 2020 Q4 | 108 | $279.5M | 25 | ||
| 2020 Q3 | 97 | $235.9M | 21 | ||
| 2020 Q2 | 94 | $207.0M | 57 | ||
| 2020 Q1 | 77 | $148.2M | 52 | ||
| 2019 Q4 | 97 | $187.5M | 16 | ||
| 2019 Q3 | 95 | $185.5M | 16 | ||
| 2019 Q2 | 105 | $192.3M | 17 | ||
| 2019 Q1 | 104 | $186.8M | 43 | ||
| 2018 Q4 | 92 | $152.1M | — |
Holding changes this quarter
Pettinga Financial Advisors LLC's most significant position changes for 2026-09-30: New buy: Ishares US In Ro Act Etf-usd (INRO); Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Ishr Mtge Back Sec Act (MBBA); Sold out: Ares Capital CORP (ARCC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | INRO | Ishares US In Ro Act Etf-usd | +1.8% | NEW | New buy |
| 2 | BNDX | Vanguard Total Intl Bond ETF | +0.8% | +90.14% | Add |
| 3 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.7% | +48.85% | Add |
| 4 | ✓ | +0.5% | NEW | New buy | |
| 5 | IAU | Ishares Gold Trust | +0.4% | +52.99% | Add |
| 6 | CORO | Ish Intl Ctry Rot Act ETF | +0.4% | +3.54% | Add |
| 7 | AAPL | Apple Inc | +0.4% | -2.05% | Trim |
| 8 | XLK | Ss Technology Select Sector | +0.3% | +869.41% | Add |
| 9 | IALT | Ishrs Sys Alt Act ETF | +0.3% | +3.39% | Add |
| 10 | MBBA | Ishr Mtge Back Sec Act | +0.3% | NEW | New buy |
| 11 | IVW | Ishares S&p 500 Growth ETF | +0.3% | -1.66% | Trim |
| 12 | FEOE | First Eagle Overseas Eq ETF | +0.2% | +58.49% | Add |
| 13 | MSFT | Microsoft CORP | +0.2% | +0.88% | Add |
| 14 | XLE | Ss Energy Select Sector | +0.2% | +18.47% | Add |
| 15 | LRGF | Ishares US Equity Factor ETF | +0.2% | -2.22% | Trim |
| 16 | PPA | Invesco Aerospace & Defense | +0.2% | NEW | New buy |
| 17 | GLD | Spdr Gold Shares | +0.2% | -1.31% | Trim |
| 18 | GOVT | Ishares US Treasury Bond ETF | +0.2% | +6.22% | Add |
| 19 | ✓ | +0.1% | NEW | New buy | |
| 20 | IVE | Ishares S&p 500 Value ETF | +0.1% | -0.46% | Trim |
| 21 | TBF | Proshares Short 20+ Treasury | +0.1% | +155.81% | Add |
| 22 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.1% | NEW | New buy |
| 23 | BTC | Grayscale Bitcoin Mini ETF | +0.1% | +1.59% | Add |
| 24 | DMBS | Doubleline Mortgage ETF | +0.1% | NEW | New buy |
| 25 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +2.28% | Add |
| 26 | WCCB | West Coast Community Bancorp | +0.1% | NEW | New buy |
| 27 | VOO | Vanguard S&p 500 ETF | +0.1% | NEW | New buy |
| 28 | UGA | United States Gas Fund LP | +0.1% | +24.96% | Add |
| 29 | MORT | Vaneck Mortgage Reit Income | +0.1% | NEW | New buy |
| 30 | HEFA | Isha Curr Hedged Msci Eafe | +0.1% | NEW | New buy |
| 31 | UUP | Invesco Db US Dollar Index B | +0.1% | +5.27% | Add |
| 32 | QUAL | Ishares Msci USA Quality Fac | +0.1% | -0.12% | Trim |
| 33 | MSTR | Strategy Inc | +0.1% | NEW | New buy |
| 34 | USO | United States Oil Fund LP | +0.1% | NEW | New buy |
| 35 | NVDA | Nvidia CORP | +0.1% | +3.12% | Add |
| 36 | XOP | Ss Spdr S&p Og Exp & Prod | +0.1% | -0.10% | Trim |
| 37 | IWF | Ishares Russell 1000 Growth | +0.1% | -1.51% | Trim |
| 38 | MRK | Merck & Co. Inc. | 0% | NEW | New buy |
| 39 | SMH | Vaneck Semiconductor ETF | 0% | NEW | New buy |
| 40 | ✓ | 0% | NEW | New buy | |
| 41 | FRO | Frontline plc | 0% | NEW | New buy |
| 42 | GDX | Vaneck Gold Miners ETF | 0% | -1.66% | Trim |
| 43 | COMT | Ishares Gsci Commodity Dynam | 0% | NEW | New buy |
| 44 | GBTC | Grayscale Bitcoin Trust ETF | 0% | +2.92% | Add |
| 45 | DXPE | Dxp Enterprises Inc | 0% | — | Unchanged |
| 46 | SLV | Ishares Silver Trust | 0% | -1.43% | Trim |
| 47 | CVX | Chevron CORP | 0% | +0.19% | Add |
| 48 | BP | Bp Plc-spons Adr | 0% | +1.09% | Add |
| 49 | DE | Deere & Co | 0% | — | Unchanged |
| 50 | SIVR | Abrdn Physical Silver Shares | 0% | -1.58% | Trim |
1–50 of 174
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Pettinga Financial Advisors LLC and what type of investor is it?
Pettinga Financial Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $605.7M, spread across 159 disclosed positions.
What are Pettinga Financial Advisors LLC's largest equity positions?
Based on the latest 13F filing, Pettinga Financial Advisors LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $54.5M (9.0%)
2. Ish Intl Ctry Rot Act ETF (CORO) — $40.5M (6.7%)
3. Ishares S&p 500 Growth ETF (IVW) — $35.7M (5.9%)
4. Ishares US Equity Factor ETF (LRGF) — $30.6M (5.1%)
5. Ishares S&p 500 Value ETF (IVE) — $27.5M (4.5%)
What changes did Pettinga Financial Advisors LLC make in its most recent portfolio filing?
In the latest reported quarter, Pettinga Financial Advisors LLC made 159 notable position adjustments: 18 new positions were initiated, 43 existing holdings were added to, 82 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Ishares US In Ro Act Etf-usd (INRO); Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Ishr Mtge Back Sec Act (MBBA); Sold out: Ares Capital CORP (ARCC)
What sectors does Pettinga Financial Advisors LLC focus on?
Pettinga Financial Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.7%
• Financials: 28.2%
• Communication Services: 10.1%
• Consumer Staples: 4.2%
• Energy: 3.7%
• Consumer Discretionary: 3.5%
Investment Profile
Pettinga Financial Advisors LLC returned an annualized 22.5% over the trailing 36 months — outperforming the S&P 500 by 2.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 44.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 35 to 19 over the past 4 quarters — a shift toward longer holding periods.
It has added to its GOVT position over the past two quarters (+$13.2M, now $19.4M), while trimming EFV over the same stretch (-$2.7M, still holding $785.5K).
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Developer Access
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