PF
Pettinga Financial Advisors LLC 13F Filing (Q2 2026) — Top Positions & Stock Picks
Pettinga Financial Advisors LLCCIK: 0001694592
Diversified strategyMomentum followerSector-focused
Total reported value
$623.9M
Reporting period: 2026-06-30 · Number of holdings: 157
Pettinga Financial Advisors LLC disclosed 157 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $623.9M and a quarterly turnover rate of 27.9%.
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Personality snowflake
- Concentration
- 13.31
- Portfolio Stability
- 27.93
- Momentum
- 100
- Sector conviction
- 80.1
- Diversification
- 100
- Sizing Uniformity
- 79.47
Pettinga Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 30 equally-sized positions, well below its 157 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.05), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+45.5% $25.6M
New buy IALT
Add GOVT
+208.9% $12.8M
Trim QUAL
-50.7% -$6.7M
Trim IVE
-18.4% -$3.9M
Trim GLD
-0.8% -$3.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 156 holdings (of 157 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.24% | +3.03% | +45.54% | |
| 2 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 6.31% | +0.30% | +8.46% | |
| 3 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.62% | +0.04% | -2.75% | |
| 4 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 4.88% | -0.29% | -3.20% | |
| 5 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 4.41% | -1.49% | -18.44% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.79% | +0.48% | +16.99% | |
| 7 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 3.72% | -0.11% | +0.20% | |
| 8 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 3.05% | +1.88% | +208.86% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 2.99% | -1.14% | -0.76% | |
| 10 | IYW | Ishares Ustechnology ETF | ETF-Tech | 2.54% | +0.13% | -11.01% | |
| 11 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 2.38% | +2.38% | NEW | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.29% | -0.09% | -1.08% | |
| 13 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.27% | -0.36% | -28.88% | |
| 14 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 2.24% | -0.12% | -1.06% | |
| 15 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.00% | +0.07% | +318.34% | |
| 16 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.94% | — | -1.57% | |
| 17 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.80% | -0.20% | -1.13% | |
| 18 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.63% | -0.04% | -10.16% | |
| 19 | CINF | Cincinnati Financial CORP | Stock-Financials | 1.57% | +0.01% | +0.03% | |
| 20 | SHLD | Global X Defense Tech ETF | ETF-Tech | 1.52% | -0.23% | +20.69% | |
| 21 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | ETF-Other | 1.50% | +0.19% | +9.77% | |
| 22 | MBB | Ishares Mbs ETF | ETF-Other | 1.47% | +0.25% | +42.51% | |
| 23 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.39% | -1.51% | -50.71% | |
| 24 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.39% | -0.05% | -0.49% | |
| 25 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.00% | -0.13% | -6.78% | |
| 26 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.94% | — | -1.10% | |
| 27 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.91% | +0.38% | +102.85% | |
| 28 | SLV | Ishares Silver Trust | ETF-Commodities | 0.87% | -0.44% | -0.65% | |
| 29 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.75% | -0.20% | +6.38% | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.75% | +0.04% | -0.11% | |
| 31 | PTL | Inspire 500 ETF | ETF-Other | 0.69% | +0.03% | +7.36% | |
| 32 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.68% | — | +16.43% | |
| 33 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 0.68% | -0.36% | -2.43% | |
| 34 | OBDC | Blue Owl Capital CORP | Stock-Financials | 0.67% | -0.12% | +1.28% | |
| 35 | OTF | Blue Owl Technology Finance | Stock-Other | 0.63% | -0.17% | +10.94% | |
| 36 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.63% | -0.04% | +3.26% | |
| 37 | UUP | Invesco Db US Dollar Index B | ETF-Large Cap & Growth | 0.63% | +0.03% | +20.07% | |
| 38 | IAU | Ishares Gold Trust | ETF-Commodities | 0.62% | -0.21% | +1.57% | |
| 39 | FEGE | First Eagle Gl Equity ETF | ETF-Other | 0.60% | +0.42% | +266.02% | |
| 40 | XLV | Ss Health Care Select Sector | ETF-Other | 0.56% | +0.32% | +156.40% | |
| 41 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.54% | -0.17% | +3.27% | |
| 42 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.54% | -0.03% | +1.29% | |
| 43 | DFIV | Dimensional International Va | ETF-Other | 0.53% | +0.14% | +56.51% | |
| 44 | XLE | Ss Energy Select Sector | ETF-Other | 0.44% | -0.11% | +9.83% | |
| 45 | PSLV | Sprott Physical Silver Trust | Stock-Other | 0.44% | -0.23% | -0.68% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | -0.11% | -5.38% | |
| 47 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.43% | -0.01% | -0.92% | |
| 48 | DLY | Doubleline Yield Opport | Stock-Other | 0.40% | -0.08% | -3.15% | |
| 49 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 0.38% | -0.06% | +2.08% | |
| 50 | MQY | Blackrock Muniyield Quality | Stock-Other | 0.36% | -0.14% | -19.89% |
1–50 of 156
Portfolio Performance
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+22%
- Stdev
- +11.1%
- Beta
- +0.81
- Alpha
- +3%
- Max Drawdown
- -5.6%
- Annualized Perf
- +20.3%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.61
- Stutzer
- +0.5
- Treynor
- +0.24
- Sterling
- +1.4
- Calmar
- +3.65
- Information Ratio
- -0.19
- Tracking Error
- +4.3%
- Stdev Down
- +5.3%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +33.1%
- Worst 12 Months
- +8.6%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.73
- Stdev Sectors
- +13.2%
- Skewness
- -0.23
- Kurtosis
- -0.37
- Upside Potential
- +5.18
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 157 | $623.9M | 28 | ||
| 2026 Q1 | 163 | $531.2M | 29 | ||
| 2025 Q4 | 164 | $527.3M | 16 | ||
| 2025 Q3 | 138 | $512.9M | 35 | ||
| 2025 Q2 | 133 | $456.3M | 0 | ||
| 2025 Q1 | 130 | $425.3M | 100 | ||
| 2024 Q4 | 124 | $442.0M | 0 | ||
| 2024 Q3 | 115 | $422.3M | 0 | ||
| 2024 Q2 | 121 | $399.1M | 0 | ||
| 2024 Q1 | 120 | $392.5M | 0 | ||
| 2023 Q4 | 129 | $372.8M | 0 | ||
| 2023 Q3 | 117 | $331.0M | 0 | ||
| 2023 Q2 | 118 | $337.0M | 0 | ||
| 2023 Q1 | 110 | $320.7M | 0 | ||
| 2022 Q4 | 111 | $306.7M | 0 | ||
| 2022 Q3 | 117 | $290.9M | 0 | ||
| 2022 Q2 | 123 | $333.6M | 0 | ||
| 2022 Q1 | 124 | $399.3M | 0 | ||
| 2021 Q4 | 128 | $411.4M | 0 | ||
| 2021 Q3 | 129 | $392.1M | 0 | ||
| 2021 Q2 | 126 | $373.1M | 100 | ||
| 2021 Q1 | 118 | $343.1M | 44 | ||
| 2020 Q4 | 108 | $279.5M | 25 | ||
| 2020 Q3 | 97 | $235.9M | 21 | ||
| 2020 Q2 | 94 | $207.0M | 57 | ||
| 2020 Q1 | 77 | $148.2M | 52 | ||
| 2019 Q4 | 97 | $187.5M | 16 | ||
| 2019 Q3 | 95 | $185.5M | 16 | ||
| 2019 Q2 | 105 | $192.3M | 17 | ||
| 2019 Q1 | 104 | $186.8M | 43 | ||
| 2018 Q4 | 92 | $152.1M | — |
Holding changes this quarter
Pettinga Financial Advisors LLC's most significant position changes for 2026-06-30: New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Vanguard S&p 500 ETF (VOO); New buy: Invesco S&p 500 Low Volatili (SPLV); Sold out: Ishares Core Msci Emerging (IEMG); New buy: Ishares 0-5 Year Tips Bond E (STIP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +3% | +45.54% | Add |
| 2 | IALT | Ishrs Sys Alt Act ETF | +2.4% | NEW | New buy |
| 3 | GOVT | Ishares US Treasury Bond ETF | +1.9% | +208.86% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | +16.99% | Add |
| 5 | FEGE | First Eagle Gl Equity ETF | +0.4% | +266.02% | Add |
| 6 | BNDX | Vanguard Total Intl Bond ETF | +0.4% | +102.85% | Add |
| 7 | XLV | Ss Health Care Select Sector | +0.3% | +156.40% | Add |
| 8 | CORO | Ish Intl Ctry Rot Act ETF | +0.3% | +8.46% | Add |
| 9 | MBB | Ishares Mbs ETF | +0.3% | +42.51% | Add |
| 10 | DSCO | Doubleline Sec Credit ETF | +0.2% | +270.07% | Add |
| 11 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.2% | +9.77% | Add |
| 12 | SPLV | Invesco S&p 500 Low Volatili | +0.2% | NEW | New buy |
| 13 | DFIV | Dimensional International Va | +0.1% | +56.51% | Add |
| 14 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | NEW | New buy |
| 15 | IYW | Ishares Ustechnology ETF | +0.1% | -11.01% | Trim |
| 16 | PSF | Cohen & Steers Select Prefer | +0.1% | +101.16% | Add |
| 17 | TOTL | Ss Doubleline Tr Tact ETF | +0.1% | +320.72% | Add |
| 18 | XLP | Ss Consumer Staples Sel Sect | +0.1% | NEW | New buy |
| 19 | DSL | Doubleline Income Solutions | +0.1% | NEW | New buy |
| 20 | IWF | Ishares Russell 1000 Growth | +0.1% | +318.34% | Add |
| 21 | PTA | Cohen & Steers Tax-advantage | +0.1% | +61.01% | Add |
| 22 | XLC | Ss Comm Select Sector Spdr | +0.1% | NEW | New buy |
| 23 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 24 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 25 | XME | Ss Spdr S&p Metals Mining | +0.1% | +52.35% | Add |
| 26 | XLF | Ss Financial Select Sector | +0.1% | +111.06% | Add |
| 27 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 28 | DBL | Doubleline Opport Credit | +0.1% | NEW | New buy |
| 29 | IVW | Ishares S&p 500 Growth ETF | 0% | -2.75% | Trim |
| 30 | GOOG | Alphabet Inc-cl C | 0% | -0.11% | Trim |
| 31 | COPX | Global X Copper Miners ETF | 0% | +37.14% | Add |
| 32 | DBND | Doubleline Oppor Cor Bnd-usd | 0% | +44.20% | Add |
| 33 | SPSM | Ss Spdr P S&p 600 Small Cap | 0% | +55.48% | Add |
| 34 | ✓ | 0% | NEW | New buy | |
| 35 | OIH | Vaneck Oil Services ETF | 0% | NEW | New buy |
| 36 | PTL | Inspire 500 ETF | 0% | +7.36% | Add |
| 37 | UUP | Invesco Db US Dollar Index B | 0% | +20.07% | Add |
| 38 | XLK | Ss Technology Select Sector | 0% | NEW | New buy |
| 39 | AFL | Aflac Inc | 0% | NEW | New buy |
| 40 | CAT | Caterpillar Inc | 0% | NEW | New buy |
| 41 | AMD | Advanced Micro Devices | 0% | NEW | New buy |
| 42 | GEV | GE Vernova Inc | 0% | NEW | New buy |
| 43 | CINF | Cincinnati Financial CORP | 0% | +0.03% | Add |
| 44 | DXPE | Dxp Enterprises Inc | 0% | — | Unchanged |
| 45 | MHD | Blackrock Muniholdings Fund | 0% | +20.76% | Add |
| 46 | AVGO | Broadcom Inc | 0% | — | Unchanged |
| 47 | LLY | Eli Lilly & Co | 0% | +7.79% | Add |
| 48 | ELV | Elevance Health Inc | 0% | -4.42% | Trim |
| 49 | XFOR | X4 Pharmaceuticals Inc | 0% | NEW | New buy |
| 50 | IJR | Ishares Core S&p Small-cap E | — | -1.57% | Trim |
1–50 of 165
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Pettinga Financial Advisors LLC and what type of investor is it?
Pettinga Financial Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $623.9M, spread across 157 disclosed positions.
What are Pettinga Financial Advisors LLC's largest equity positions?
Based on the latest 13F filing, Pettinga Financial Advisors LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $63.9M (10.2%)
2. Ish Intl Ctry Rot Act ETF (CORO) — $39.4M (6.3%)
3. Ishares S&p 500 Growth ETF (IVW) — $35.1M (5.6%)
4. Ishares US Equity Factor ETF (LRGF) — $30.4M (4.9%)
5. Ishares S&p 500 Value ETF (IVE) — $27.5M (4.4%)
What changes did Pettinga Financial Advisors LLC make in its most recent portfolio filing?
In the latest reported quarter, Pettinga Financial Advisors LLC made 148 notable position adjustments: 18 new positions were initiated, 60 existing holdings were added to, 61 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Vanguard S&p 500 ETF (VOO); New buy: Invesco S&p 500 Low Volatili (SPLV); Sold out: Ishares Core Msci Emerging (IEMG); New buy: Ishares 0-5 Year Tips Bond E (STIP)
What sectors does Pettinga Financial Advisors LLC focus on?
Pettinga Financial Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.7%
• Financials: 32.8%
• Communication Services: 10.3%
• Consumer Staples: 4.4%
• Energy: 4.2%
• Consumer Discretionary: 4.0%
Investment Profile
Pettinga Financial Advisors LLC returned an annualized 20.3% over the trailing 36 months — outperforming the S&P 500 by 3.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 37.7% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 28 over the past 4 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$32.3M, now $63.9M), while trimming OEF over the same stretch (-$21.8M, still holding $266.0K).
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Developer Access
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