HB
Howard Bailey Securities, LLC 13F Filings Tracker & Latest Positions (Q2 2026)
Howard Bailey Securities, LLCCIK: 0002043986
Diversified strategyMomentum followerSector-focused
Total reported value
$266.6M
Reporting period: 2026-06-30 · Number of holdings: 121
HOWARD BAILEY SECURITIES, LLC disclosed 121 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $266.6M and a quarterly turnover rate of 39.0%.
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Personality snowflake
- Concentration
- 20.08
- Portfolio Stability
- 38.97
- Momentum
- 100
- Sector conviction
- 79.33
- Diversification
- 100
- Sizing Uniformity
- 77.38
Howard Bailey Securities, LLC's disclosed holdings carry a Herfindahl concentration index of 0.050 — mathematically equivalent to about 20 equally-sized positions, well below its 121 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.26), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy MAYW
Sold out SIXO
New buy JUNW
New buy SIXD
Sold out OCTW
Sold out SEPW
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 12.52% | +1.07% | +2.70% | |
| 2 | SCEC | Sterling Capital Enh Cb ETF | ETF-Other | 12.16% | +0.03% | +10.10% | |
| 3 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 7.95% | +0.68% | +5.65% | |
| 4 | AVNM | Avantis All Intl Mkts Eq ETF | ETF-Other | 4.77% | +0.10% | +3.58% | |
| 5 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.02% | -0.14% | +2.94% | |
| 6 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 3.80% | -0.07% | -4.56% | |
| 7 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 3.58% | -0.08% | -4.07% | |
| 8 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.13% | +0.33% | +3.13% | |
| 9 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.90% | -0.46% | -17.53% | |
| 10 | MAYW | Alianzim US Eq Bfr20 May-usd | ETF-Other | 2.51% | +2.51% | NEW | |
| 11 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 2.25% | +0.24% | +1.29% | |
| 12 | JUNW | Alianzim US Eq Bfr20 Jun-usd | ETF-Other | 2.24% | +2.24% | NEW | |
| 13 | SIXD | Allian US Equ 6 Mon Bu10-usd | ETF-Other | 2.23% | +2.23% | NEW | |
| 14 | ONEZ | Trueshr Seasonality La B ETF | ETF-Other | 2.03% | +1.32% | +183.71% | |
| 15 | BUCK | Simplify Treasury Option Inc | ETF-Gov Bonds | 1.53% | -0.14% | +0.83% | |
| 16 | CTA | Simplify Managed Futures St | ETF-Other | 1.36% | -0.37% | -0.02% | |
| 17 | ZJUN | Innova Eqty Def Prot 1yr Jun | ETF-Other | 1.32% | +1.32% | NEW | |
| 18 | BILZ | Pimco Ultra Shrt Govt Active | ETF-Other | 1.27% | +0.76% | +173.73% | |
| 19 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.27% | +0.22% | +15.86% | |
| 20 | TUA | Sim St Treas Fut Strat ETF | ETF-Other | 1.20% | -0.09% | +5.96% | |
| 21 | FOXY | Simplify Currency Strtgy ETF | ETF-Other | 1.17% | -0.07% | +0.90% | |
| 22 | SBAR | Simplify Barrier Income ETF | ETF-Other | 1.13% | -0.05% | +1.09% | |
| 23 | MAYT | All US Equ Buf10 May Etf-usd | ETF-Other | 1.10% | +1.10% | NEW | |
| 24 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 1.07% | -0.10% | +1.75% | |
| 25 | SCNM | Sterling Cap Natl Mb ETF | ETF-Other | 0.99% | -0.05% | +4.02% | |
| 26 | ZMAY | Innovator Edp ETF -1 Yr May | ETF-Other | 0.97% | +0.97% | NEW | |
| 27 | AAPL | Apple Inc | Stock-Tech | 0.85% | +0.02% | -2.01% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.84% | -0.11% | -3.56% | |
| 29 | SVOL | Simplify Volatility Premium | ETF-Other | 0.74% | -0.03% | +1.33% | |
| 30 | SEPZ | Trueshares Struc Out Sep ETF | ETF-Other | 0.72% | -0.02% | -3.84% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | -0.02% | -7.57% | |
| 32 | AIOO | Allianzim US Eq Buffer100 | ETF-Other | 0.53% | — | +7.77% | |
| 33 | PAYM | Ts S&p Autocal Dfns Inc ETF | ETF-Other | 0.52% | +0.01% | -3.14% | |
| 34 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 0.49% | -0.10% | -14.02% | |
| 35 | NTSX | Wisdomtree US Efficient Core | ETF-Other | 0.44% | -0.07% | -17.04% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.42% | -0.37% | -49.46% | |
| 37 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.41% | +0.08% | +17.92% | |
| 38 | V | Visa Inc-class A Shares | Stock-Financials | 0.38% | — | -1.85% | |
| 39 | STLD | Steel Dynamics Inc | Stock-Materials | 0.38% | +0.05% | — | |
| 40 | GAEM | Simplify Gamma Emrg Mrk Bnd | ETF-Other | 0.38% | -0.01% | +1.18% | |
| 41 | QBER | Trueshares Quartly B Hdg ETF | ETF-Other | 0.36% | +0.17% | +116.84% | |
| 42 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.33% | -0.13% | -27.75% | |
| 43 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 0.32% | -0.10% | -15.86% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.30% | -0.01% | -13.86% | |
| 45 | AVGO | Broadcom Inc | Stock-Tech | 0.29% | +0.02% | -1.73% | |
| 46 | SPD | Simplify US Eqty Plus Down | ETF-Other | 0.27% | +0.01% | -3.09% | |
| 47 | WFC | Wells Fargo & Co | Stock-Financials | 0.26% | -0.01% | -0.01% | |
| 48 | CSX | Csx CORP | Stock-Industrials | 0.25% | +0.01% | -0.09% | |
| 49 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | ETF-Other | 0.25% | -0.03% | -19.84% | |
| 50 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 0.24% | -0.05% | -13.34% |
1–50 of 121
Portfolio Performance
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+15.2%
- Stdev
- +8.8%
- Beta
- +0.66
- Alpha
- +1.6%
- Max Drawdown
- -4.4%
- Annualized Perf
- +12.4%
- Batting Avg vs S&P
- +47.6%
- Sortino
- +2.55
- Stutzer
- +0.4
- Treynor
- +0.18
- Sterling
- +0.86
- Calmar
- +2.8
- Information Ratio
- -0.77
- Tracking Error
- +4.9%
- Stdev Down
- +4.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +22.3%
- Worst 12 Months
- +11.4%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.37
- Stdev Sectors
- +13.2%
- Skewness
- -0.24
- Kurtosis
- +0.2
- Upside Potential
- +3.96
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Howard Bailey Securities, LLC's most significant position changes for 2026-06-30: New buy: Alianzim US Eq Bfr20 May-usd (MAYW); New buy: Alianzim US Eq Bfr20 Jun-usd (JUNW); New buy: Allian US Equ 6 Mon Bu10-usd (SIXD); Sold out: Allian US Equ 6 Mon Bu10-usd (SIXO); Sold out: Alianzim US Eq Bfr20 Oct-usd (OCTW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MAYW | Alianzim US Eq Bfr20 May-usd | +2.5% | NEW | New buy |
| 2 | JUNW | Alianzim US Eq Bfr20 Jun-usd | +2.2% | NEW | New buy |
| 3 | SIXD | Allian US Equ 6 Mon Bu10-usd | +2.2% | NEW | New buy |
| 4 | ONEZ | Trueshr Seasonality La B ETF | +1.3% | +183.71% | Add |
| 5 | ZJUN | Innova Eqty Def Prot 1yr Jun | +1.3% | NEW | New buy |
| 6 | MAYT | All US Equ Buf10 May Etf-usd | +1.1% | NEW | New buy |
| 7 | IWY | Ishares Russell Top 200 Grow | +1.1% | +2.70% | Add |
| 8 | ZMAY | Innovator Edp ETF -1 Yr May | +1% | NEW | New buy |
| 9 | BILZ | Pimco Ultra Shrt Govt Active | +0.8% | +173.73% | Add |
| 10 | IWX | Ishares Russell Top 200 Valu | +0.7% | +5.65% | Add |
| 11 | IEMG | Ishares Core Msci Emerging | +0.3% | +3.13% | Add |
| 12 | VTWO | Vanguard Russell 2000 ETF | +0.2% | +1.29% | Add |
| 13 | LTPZ | Pimco 15+ Yr US Tips Indx | +0.2% | NEW | New buy |
| 14 | IWP | Ishares Russell Mid-cap Grow | +0.2% | +15.86% | Add |
| 15 | MU | Micron Technology Inc | +0.2% | NEW | New buy |
| 16 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | +0.2% | NEW | New buy |
| 17 | QBER | Trueshares Quartly B Hdg ETF | +0.2% | +116.84% | Add |
| 18 | RSP | Invesco S&p 500 Equal Weight | +0.1% | NEW | New buy |
| 19 | NOW | Servicenow Inc | +0.1% | NEW | New buy |
| 20 | GMAY | Ft Vest U.s. Equity Moderate | +0.1% | NEW | New buy |
| 21 | ADI | Analog Devices Inc | +0.1% | NEW | New buy |
| 22 | AVNM | Avantis All Intl Mkts Eq ETF | +0.1% | +3.58% | Add |
| 23 | AMD | Advanced Micro Devices | +0.1% | NEW | New buy |
| 24 | VRSK | Verisk Analytics Inc | +0.1% | NEW | New buy |
| 25 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 26 | SCHG | Schwab US Large-cap Growth | +0.1% | +17.92% | Add |
| 27 | ROK | Rockwell Automation Inc | +0.1% | NEW | New buy |
| 28 | VOOG | Vanguard S&p 500 Growth ETF | +0.1% | NEW | New buy |
| 29 | QCOM | Qualcomm Inc | +0.1% | NEW | New buy |
| 30 | NXPI | NXP Semiconductors N.V. | +0.1% | NEW | New buy |
| 31 | SHOP | Shopify Inc - Class A | +0.1% | NEW | New buy |
| 32 | AXP | American Express Co | +0.1% | NEW | New buy |
| 33 | EMLC | Vaneck JPM Em Local Curr Bnd | +0.1% | NEW | New buy |
| 34 | STLD | Steel Dynamics Inc | +0.1% | — | Unchanged |
| 35 | LLY | Eli Lilly & Co | 0% | +1.09% | Add |
| 36 | SCEC | Sterling Capital Enh Cb ETF | 0% | +10.10% | Add |
| 37 | GOOGL | Alphabet Inc-cl A | 0% | +0.31% | Add |
| 38 | AAPL | Apple Inc | 0% | -2.01% | Trim |
| 39 | AVGO | Broadcom Inc | 0% | -1.73% | Trim |
| 40 | NTRA | Natera Inc | 0% | — | Unchanged |
| 41 | PAYM | Ts S&p Autocal Dfns Inc ETF | 0% | -3.14% | Trim |
| 42 | CSX | Csx CORP | 0% | -0.09% | Trim |
| 43 | SPD | Simplify US Eqty Plus Down | 0% | -3.09% | Trim |
| 44 | PAYH | Trueshres S&p Atclble Hi ETF | 0% | -3.32% | Trim |
| 45 | TLT | Ishares 20+ Year Treasury Bd | 0% | +30.85% | Add |
| 46 | SPYC | Simplify US Eqty Plus Convex | 0% | -1.65% | Trim |
| 47 | PTL | Inspire 500 ETF | 0% | — | Unchanged |
| 48 | SPLS | Pimco US Stck Actv Bond ETF | 0% | -3.08% | Trim |
| 49 | VTI | Vanguard Total Stock Mkt ETF | 0% | +3.59% | Add |
| 50 | AIOO | Allianzim US Eq Buffer100 | — | +7.77% | Add |
1–50 of 145
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Howard Bailey Securities, LLC and what type of investor is it?
Howard Bailey Securities, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $266.6M, spread across 121 disclosed positions.
What are Howard Bailey Securities, LLC's largest equity positions?
Based on the latest 13F filing, Howard Bailey Securities, LLC's top holdings by market value are:
1. Ishares Russell Top 200 Grow (IWY) — $33.4M (12.5%)
2. Sterling Capital Enh Cb ETF (SCEC) — $32.4M (12.2%)
3. Ishares Russell Top 200 Valu (IWX) — $21.2M (8.0%)
4. Avantis All Intl Mkts Eq ETF (AVNM) — $12.7M (4.8%)
5. Ishares Msci Eafe Value ETF (EFV) — $10.7M (4.0%)
What changes did Howard Bailey Securities, LLC make in its most recent portfolio filing?
In the latest reported quarter, Howard Bailey Securities, LLC made 142 notable position adjustments: 23 new positions were initiated, 28 existing holdings were added to, 67 positions were partially reduced, and 24 were completely exited. The largest of these moves: New buy: Alianzim US Eq Bfr20 May-usd (MAYW); New buy: Alianzim US Eq Bfr20 Jun-usd (JUNW); New buy: Allian US Equ 6 Mon Bu10-usd (SIXD); Sold out: Allian US Equ 6 Mon Bu10-usd (SIXO); Sold out: Alianzim US Eq Bfr20 Oct-usd (OCTW)
What sectors does Howard Bailey Securities, LLC focus on?
Howard Bailey Securities, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.4%
• Financials: 13.4%
• Communication Services: 9.6%
• Health Care: 8.8%
• Consumer Discretionary: 7.7%
• Industrials: 7.4%
Investment Profile
Howard Bailey Securities, LLC returned an annualized 12.4% over the trailing 21 months — outperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 48% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 46.4% of the portfolio concentrated in Information Technology.
It has added to its SCEC position over the past two quarters (+$4.0M, now $32.4M), while trimming IVV over the same stretch (-$1.3M, still holding $222.6K).
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Developer Access
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