CIK: 0002043986
Total reported value
$243.2M
Reporting period: 2026-03-31 · Number of holdings: 122
HOWARD BAILEY SECURITIES, LLC disclosed 122 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $243.2M and a quarterly turnover rate of 19.6%.
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Howard Bailey Securities, LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 122 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QBER
-85.8% -$2.7M
Add SCEC
+5.0% $1.1M
Add AVNM
+12.4% $1.6M
Trim BILZ
-58.5% -$1.7M
Add FOXY
+61.8% $1.3M
Trim IWY
+1.9% -$2.6M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCEC | Sterling Capital Enh Cb ETF | ETF-Other | 12.13% | +0.94% | +5.01% | |
| 2 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 11.45% | -0.53% | +1.92% | |
| 3 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 7.27% | — | -0.29% | |
| 4 | AVNM | Avantis All Intl Mkts Eq ETF | ETF-Other | 4.67% | +0.83% | +12.37% | |
| 5 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.16% | — | -5.23% | |
| 6 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 3.87% | — | -2.36% | |
| 7 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 3.66% | -0.03% | -2.56% | |
| 8 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.36% | -0.16% | -4.19% | |
| 9 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.80% | — | -0.81% | |
| 10 | SIXO | Allian US Equ 6 Mon Bu10-usd | ETF-Other | 2.35% | -0.08% | -4.45% | |
| 11 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 2.01% | — | -0.47% | |
| 12 | OCTW | Alianzim US Eq Bfr20 Oct-usd | ETF-Other | 1.90% | — | -3.58% | |
| 13 | CTA | Simplify Managed Futures St | ETF-Other | 1.73% | +0.36% | +9.43% | |
| 14 | BUCK | Simplify Treasury Option INC | ETF-Gov Bonds | 1.67% | +0.22% | +11.32% | |
| 15 | SEPW | Alianzim US Eq Bfr20 Sep-usd | ETF-Other | 1.49% | — | -4.82% | |
| 16 | TUA | Sim St Treas Fut Strat ETF | ETF-Other | 1.29% | — | -2.13% | |
| 17 | FOXY | Simplify Currency Strtgy ETF | ETF-Other | 1.24% | +0.55% | +61.84% | |
| 18 | JULW | Alianzim US Eq Bfr20 Jul-usd | ETF-Other | 1.24% | — | -4.50% | |
| 19 | SBAR | Simplify Barrier Income ETF | ETF-Other | 1.18% | +0.48% | +71.55% | |
| 20 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 1.17% | +0.16% | +12.53% | |
| 21 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.05% | +0.20% | +26.30% | |
| 22 | SCNM | Sterling Cap Natl Mb ETF | ETF-Other | 1.04% | +1.04% | NEW | |
| 23 | DECU | Allianzim US Bf15 Uncap Dec | ETF-Other | 0.96% | — | -4.33% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | -0.36% | -8.70% | |
| 25 | ZSEP | Innovator Edp ETF - 1 Yr Sep | ETF-Other | 0.84% | — | +3.08% | |
| 26 | AAPL | Apple INC | Stock-Tech | 0.83% | — | -4.13% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.79% | +0.27% | +61.29% | |
| 28 | SVOL | Simplify Volatility Premium | ETF-Other | 0.77% | — | +12.54% | |
| 29 | SEPZ | Trueshares Struc Out Sep ETF | ETF-Other | 0.74% | — | -3.58% | |
| 30 | ONEZ | Trueshr Seasonality La B ETF | ETF-Other | 0.71% | — | -2.22% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.65% | — | +11.23% | |
| 32 | APOC | Inr Eqty Def P ETF - 6 M A/o | ETF-Other | 0.60% | +0.19% | +44.12% | |
| 33 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 0.59% | -0.08% | -17.75% | |
| 34 | AIOO | Allianzim US Eq Buffer100 | ETF-Other | 0.53% | — | +3.16% | |
| 35 | PAYM | Ts S&p Autocal Dfns INC ETF | ETF-Other | 0.51% | +0.51% | NEW | |
| 36 | NTSX | Wisdomtree US Efficient Core | ETF-Other | 0.51% | — | -0.46% | |
| 37 | BILZ | Pimco Ultra Shrt Govt Active | ETF-Other | 0.51% | -0.66% | -58.49% | |
| 38 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.46% | — | -0.30% | |
| 39 | ZNOV | Invtr Equ De Pr ETF - 1 Yr N | ETF-Other | 0.44% | — | +3.16% | |
| 40 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 0.42% | — | -0.54% | |
| 41 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.41% | -0.17% | -29.21% | |
| 42 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.41% | +0.41% | NEW | |
| 43 | JANZ | Trueshares Struct Outc Jan | ETF-Other | 0.39% | — | -3.86% | |
| 44 | GAEM | Simplify Gamma Emrg Mrk Bnd | ETF-Other | 0.39% | — | +11.86% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.38% | — | -3.22% | |
| 46 | AUGZ | Ts Str Outcome Aug ETF | ETF-Other | 0.36% | +0.36% | NEW | |
| 47 | DECZ | Trueshares Struc Out Dec ETF | ETF-Other | 0.35% | — | -3.21% | |
| 48 | FLJJ | Allianzim US 6m Flr5 Jan-jul | ETF-Other | 0.35% | +0.35% | NEW | |
| 49 | STLD | Steel Dynamics INC | Stock-Materials | 0.33% | — | -5.28% | |
| 50 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.33% | — | +0.72% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+14.6%
Based on 70% of reported portfolio value with available pricing
Howard Bailey Securities, LLC's most significant position changes for 2026-03-31: New buy: Sterling Cap Natl Mb ETF (SCNM); Sold out: Ishares National Muni Bond E (MUB); Sold out: Simplify Enhanced Income ETF (HIGH); New buy: Ts S&p Autocal Dfns INC ETF (PAYM); New buy: Schwab U.s. Tips ETF (SCHP).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-02-27 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2026-02-27 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2026-02-27 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-04-17 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-29 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
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