Beta Wealth Group, Inc. 13F Filing History & Holdings

CIK: 0001594417

Diversified strategyContrarianQuality / disciplined sizing

Total reported value

$241.7M

Reporting period: 2026-03-31 · Number of holdings: 117

Beta Wealth Group, Inc. disclosed 117 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $241.7M and a quarterly turnover rate of 25.8%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 11.64
Portfolio Stability: 25.8
Momentum/Contrarian: 0
Sector conviction: 57.39
Diversification: 100
Sizing Uniformity: 84.9

Beta Wealth Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.51), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim SRLN
-96.8%　-$6.4M
Add LSVD
+52.5%　$2.6M
Add PYLD
+14.5%　$1.9M
Trim AAPL
-35.0%　-$2.1M
Trim DVYE
-28.4%　-$2.0M
Add HGER
+1.1%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 112 holdings (of 117 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PYLD	Pimco Multisector Bond Actv	ETF-Other	7.13%	+0.97%	+14.51%
2	QLTI	Gmo International Qlty ETF	ETF-Other	6.93%	-0.25%	-0.06%
3	SPVM	Invesco S&p 500 Value With M	ETF-Large Cap & Growth	4.91%	—	-1.46%
4	AVUV	Avantis US Small Cap Value	ETF-Small Cap	4.40%	+0.35%	-2.34%
5	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	4.35%	+0.44%	+9.18%
6	QYLD	Global X Nasd 100 Cov Call	ETF-Other	3.73%	—	+1.72%
7	FEMS	First Trust Emerging Markets	ETF-Emerging Markets	3.67%	+0.28%	-2.91%
8	DVYE	Ishares Emerging Markets Div	ETF-Emerging Markets	3.17%	-0.73%	-28.42%
9	LSVD	Lsv Disciplined Value ETF	ETF-Other	3.17%	+1.12%	+52.50%
10	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	3.11%	+0.18%	-1.38%
11	AVDV	Avantis Intl S/c Value ETF	ETF-Other	2.99%	-0.09%	-11.12%
12	GTPE	Gs Msci Wrld Prv Eq Rtr Trkr	ETF-Other	2.95%	+2.95%	NEW
13	DEXC	Dimensional Em Ex Cce ETF	ETF-Other	2.76%	—	-4.91%
14	HGER	Harbor Commodity All Weather	ETF-Commodities	2.41%	+0.55%	+1.13%
15	JPRE	Jpmorgan Realty Income ETF	ETF-Other	2.41%	+0.22%	+3.71%
16	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.38%	-0.32%	-10.38%
17	IGF	Ishares Global Infrastructur	ETF-Other	2.14%	+0.28%	+2.31%
18	PDI	Pimco Dynamic Income Fund	Stock-Financials	1.61%	—	-0.83%
19	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.53%	+0.19%	+14.94%
20	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	1.34%	+1.34%	NEW
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.33%	-0.09%	-1.07%
22	AAPL	Apple INC	Stock-Tech	1.31%	-0.79%	-35.00%
23	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.05%	-0.06%	-5.46%
24	EAGG	Ishares Esg Aware US Aggrega	ETF-Other	0.95%	—	+9.50%
25	USDX	Sgi Enhanced Core ETF	ETF-Other	0.91%	+0.32%	+50.30%
26	CGDV	Cap Group Dividend Value	ETF-Other	0.90%	-0.08%	-8.77%
27	PTY	Pimco Corporate & Income Opp	Stock-Other	0.88%	+0.88%	NEW
28	SIHY	Harbor Ares Systemt Hi Yd-us	ETF-Other	0.82%	—	+1.74%
29	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	ETF-Tech	0.82%	-0.08%	-5.56%
30	DIVP	Cullen Enhanced Eqt Incm ETF	ETF-Other	0.81%	—	-7.53%
31	JPIB	Jpmorgan Intl Bnd ETF	ETF-Other	0.79%	-0.40%	-34.18%
32	CGMM	Cap Group Small And Mid Cap	ETF-Other	0.71%	—	-2.78%
33	VSGX	Vanguard Esg Intl Stock ETF	ETF-Other	0.71%	—	-3.51%
34	NVDA	Nvidia CORP	Stock-Tech	0.68%	—	+1.88%
35	CGNG	Cap Group New Geography Eq	ETF-Other	0.66%	—	+0.20%
36	MSFT	Microsoft CORP	Stock-Tech	0.65%	-0.26%	-9.07%
37	NOW	Servicenow INC	Stock-Tech	0.64%	-0.21%	+8.04%
38	FMF	First Trust Managed Futures	ETF-Other	0.59%	—	-12.95%
39	JMUB	Jpmorgan Municipal ETF	ETF-Other	0.57%	—	+1.54%
40	AMZN	Amazon.com INC	Stock-Consumer Disc	0.52%	—	-4.45%
41	QCOM	Qualcomm INC	Stock-Tech	0.47%	-0.13%	+2.05%
42	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.47%	—	-0.85%
43	TJX	Tjx Companies INC	Stock-Consumer Disc	0.44%	—	+13.83%
44	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.42%	—	-6.40%
45	PRIV	Ss Ig Publ Priv Cred Etf-usd	ETF-Other	0.41%	+0.21%	+97.01%
46	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.39%	+0.11%	+16.24%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.39%	+0.12%	-1.74%
48	BX	Blackstone INC	Stock-Financials	0.38%	-0.13%	-3.64%
49	AMD	Advanced Micro Devices	Stock-Tech	0.37%	—	+15.79%
50	PEX	Proshares Global Listed Priv	ETF-Other	0.33%	—	+22.75%

1–50 of 112

Portfolio Performance

Performance for Q3 2026

+1.6%

Performance Last 4 Quarters

+17.9%

Based on 78% of reported portfolio value with available pricing

Stdev: +10%
Beta: +0.72
Alpha: +0.8%
Max Drawdown: -6.1%
Annualized Perf: +14.4%
Batting Avg vs S&P: +47.2%
Sortino: +2.82
Stutzer: +0.41
Treynor: +0.2
Sterling: +0.94
Calmar: +2.35
Information Ratio: -0.87
Tracking Error: +5.1%
Stdev Down: +5%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +28%
Worst 12 Months: +6.2%
Efficiency Ratio: +0.54
Sharpe: +1.4
Stdev Sectors: +9.4%
Skewness: +0.08
Kurtosis: -0.09
Upside Potential: +4.49

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	117	$241.7M	26	1PYLD 2QLTI 3SPVM Top holdings2026-03-31 1.PYLD 2.QLTI 3.SPVM 4.AVUV 5.LQD 6.QYLD 7.FEMS 8.DVYE 9.LSVD 10.VYMI
2025-12-31	119	$248.7M	8	1QLTI 2PYLD 3SPVM Top holdings2025-12-31 1.QLTI 2.PYLD 3.SPVM 4.AVUV 5.LQD 6.DVYE 7.QYLD 8.FEMS 9.AVDV 10.VYMI
2025-09-30	120	$253.4M	100	1QLTI 2PYLD 3SPVM Top holdings2025-09-30 1.QLTI 2.PYLD 3.SPVM 4.AVUV 5.LQD 6.DVYE 7.QYLD 8.FEMS 9.AVDV 10.PSP
2025-06-30	110	$273.0M	0	1PYLD 2QLTI 3JEPI Top holdings2025-06-30 1.PYLD 2.QLTI 3.JEPI 4.CGSD 5.SPVM 6.AVUV 7.CGDV 8.LQD 9.FEMS 10.CGMM
2025-03-31	111	$278.4M	100	1PYLD 2JEPI 3CGSD Top holdings2025-03-31 1.PYLD 2.JEPI 3.CGSD 4.JMUB 5.QLTI 6.SPYM 7.FEMS 8.SPVM 9.CGDV 10.MSFT
2024-12-31	113	$226.1M	0	1FBND 2JEPI 3SPYM Top holdings2024-12-31 1.FBND 2.JEPI 3.SPYM 4.JMUB 5.AMZN 6.MSFT 7.JEPQ 8.CGSD 9.BX 10.DIS
2024-09-30	114	$221.8M	0	1FBND 2JEPI 3JMUB Top holdings2024-09-30 1.FBND 2.JEPI 3.JMUB 4.SPYM 5.MSFT 6.JEPQ 7.CGSD 8.AMZN 9.BX 10.CGSM
2024-06-30	112	$211.0M	0	1FBND 2JMUB 3JEPI Top holdings2024-06-30 1.FBND 2.JMUB 3.JEPI 4.SPYM 5.MSFT 6.JEPQ 7.BINC 8.AMZN 9.VHT 10.BX
2024-03-31	110	$205.6M	0	1FBND 2JEPI 3JMUB Top holdings2024-03-31 1.FBND 2.JEPI 3.JMUB 4.SPYM 5.MSFT 6.JEPQ 7.BINC 8.AMZN 9.DIS 10.VHT
2023-12-31	115	$190.7M	0	1FBND 2PYLD 3JMUB Top holdings2023-12-31 1.FBND 2.PYLD 3.JMUB 4.SPYM 5.JEPI 6.JEPQ 7.MSFT 8.BX 9.AMZN 10.DIS
2023-09-30	108	$169.2M	0	1FBND 2MOO 3SPYM Top holdings2023-09-30 1.FBND 2.MOO 3.SPYM 4.JEPI 5.MSFT 6.MUB 7.BX 8.HDEF 9.AAPL 10.JEPQ
2023-06-30	108	$173.1M	0	1FBND 2MOO 3SPYM Top holdings2023-06-30 1.FBND 2.MOO 3.SPYM 4.MSFT 5.MUB 6.JEPI 7.BX 8.HDEF 9.AAPL 10.VTEB
2023-03-31	110	$174.8M	0	1MOO 2FBND 3SPYM Top holdings2023-03-31 1.MOO 2.FBND 3.SPYM 4.IDV 5.MUB 6.MSFT 7.JEPI 8.VTEB 9.BX 10.DIS
2022-12-31	106	$149.0M	0	1SPYM 2JEPI 3VEA Top holdings2022-12-31 1.SPYM 2.JEPI 3.VEA 4.SUB 5.ACWV 6.MSFT 7.VTEB 8.VHT 9.BX 10.SRLN
2022-09-30	98	$138.8M	0	1SPYM 2SUB 3JEPI Top holdings2022-09-30 1.SPYM 2.SUB 3.JEPI 4.VTEB 5.VEA 6.MSFT 7.ACWV 8.VHT 9.BX 10.SRLN
2022-06-30	94	$149.2M	0	1SPYM 2MUB 3JEPI Top holdings2022-06-30 1.SPYM 2.MUB 3.JEPI 4.SUB 5.VEA 6.ACWV 7.MSFT 8.SRLN 9.AAPL 10.BX
2022-03-31	99	$149.4M	0	1SPYM 2SRLN 3VEA Top holdings2022-03-31 1.SPYM 2.SRLN 3.VEA 4.MSFT 5.BX 6.ACWV 7.VTEB 8.JEPI 9.DFCF 10.DIS
2021-12-31	65	$138.6M	0	1SPYM 2AGG 3VEA Top holdings2021-12-31 1.SPYM 2.AGG 3.VEA 4.MSFT 5.SRLN 6.BX 7.ACWV 8.VTEB 9.HYMB 10.JEPI
2021-09-30	65	$138.6M	0	1SPYM 2AGG 3VEA Top holdings2021-09-30 1.SPYM 2.AGG 3.VEA 4.MSFT 5.SRLN 6.BX 7.ACWV 8.VTEB 9.HYMB 10.JEPI
2021-06-30	71	$143.6M	100	1SPYM 2VIG 3IAGG Top holdings2021-06-30 1.SPYM 2.VIG 3.IAGG 4.AGG 5.BX 6.VEA 7.MSFT 8.ACWV 9.VTEB 10.JEPI
2021-03-31	64	$137.5M	47	1IAGG 2SPYM 3VIG Top holdings2021-03-31 1.IAGG 2.SPYM 3.VIG 4.AGG 5.VEA 6.MSFT 7.BX 8.VTEB 9.ACWV 10.JEPI
2020-12-31	38	$116.5M	100	1IAGG 2VYMI 3SPYM Top holdings2020-12-31 1.IAGG 2.VYMI 3.SPYM 4.ACWV 5.AGG 6.VIG 7.MSFT 8.DIS 9.VTEB 10.HD
2014-03-31	20	$8.6M	24	1HPE 2BIT395766P Top holdings2014-03-31 1.HPE 2.BIT 3.95766P 4.MAT 5.IP 6.QCOM 7.SCHX 8.26201R 9.09255Q 10.CMCSA
2013-12-31	18	$7.9M	—	1HPE 2BIT395766P Top holdings2013-12-31 1.HPE 2.BIT 3.95766P 4.MUNI 5.QCOM 6.26201R 7.09255Q 8.PDI 9.CMCSA 10.SCHX

Holding changes this quarter

Beta Wealth Group, Inc.'s most significant position changes for 2026-03-31: New buy: Gs Msci Wrld Prv Eq Rtr Trkr (GTPE); Sold out: Invesco Global Listed Privat (PSP); New buy: Ss Spdr Bb High Yield Bond (JNK); Sold out: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG); New buy: Pimco Corporate & Income Opp (PTY).

Position changes disclosed by Beta Wealth Group, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LSVD	Lsv Disciplined Value ETF	+1.1%	+52.50%	Add
2	PYLD	Pimco Multisector Bond Actv	+1%	+14.51%	Add
3	HGER	Harbor Commodity All Weather	+0.6%	+1.13%	Add
4	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.4%	+9.18%	Add
5	AVUV	Avantis US Small Cap Value	+0.4%	-2.34%	Trim
6	USDX	Sgi Enhanced Core ETF	+0.3%	+50.30%	Add
7	IGF	Ishares Global Infrastructur	+0.3%	+2.31%	Add
8	FEMS	First Trust Emerging Markets	+0.3%	-2.91%	Trim
9	EMR	Emerson Electric Co	+0.2%	-9.79%	Trim
10	JPRE	Jpmorgan Realty Income ETF	+0.2%	+3.71%	Add
11	PRIV	Ss Ig Publ Priv Cred Etf-usd	+0.2%	+97.01%	Add
12	DIA	Ss Spdr Dow Jones Indus Avg	+0.2%	+14.94%	Add
13	GSY	Invesco Ultra Short Duration	+0.2%	+122.69%	Add
14	JPST	Jpmorgan Ultra-short Income	+0.2%	+122.36%	Add
15	VYMI	Vanguard Int High Dvd Yld In	+0.2%	-1.38%	Trim
16	XOM	Exxon Mobil CORP	+0.1%	-1.74%	Trim
17	COST	Costco Wholesale CORP	+0.1%	+16.24%	Add
18	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-5.46%	Trim
19	CGDV	Cap Group Dividend Value	-0.1%	-8.77%	Trim
20	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	-0.1%	-5.56%	Trim
21	AVDV	Avantis Intl S/c Value ETF	-0.1%	-11.12%	Trim
22	GOOG	Alphabet Inc-cl C	-0.1%	-1.07%	Trim
23	WDC	Western Digital CORP	-0.1%	-71.43%	Trim
24	BX	Blackstone INC	-0.1%	-3.64%	Trim
25	QCOM	Qualcomm INC	-0.1%	+2.05%	Add
26	NOW	Servicenow INC	-0.2%	+8.04%	Add
27	QLTI	Gmo International Qlty ETF	-0.3%	-0.06%	Trim
28	MSFT	Microsoft CORP	-0.3%	-9.07%	Trim
29	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	-10.38%	Trim
30	JPIB	Jpmorgan Intl Bnd ETF	-0.4%	-34.18%	Trim
31	DVYE	Ishares Emerging Markets Div	-0.7%	-28.42%	Trim
32	AAPL	Apple INC	-0.8%	-35.00%	Trim
33	SRLN	Ss Blackstone Sr Loan ETF	-2.6%	-96.79%	Trim
34	GTPE	Gs Msci Wrld Prv Eq Rtr Trkr	—	NEW	New buy
35	PSP	Invesco Global Listed Privat	—	EXIT	Sold out
36	JNK	Ss Spdr Bb High Yield Bond	—	NEW	New buy
37	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
38	PTY	Pimco Corporate & Income Opp	—	NEW	New buy
39	BIT	Blackrock Multi-sector INC	—	EXIT	Sold out
40	CGSM	Cap Group Short Muni Income	—	EXIT	Sold out
41	EVYM	Eaton Vance High Income Muni	—	EXIT	Sold out
42	UBER	Uber Technologies INC	—	NEW	New buy
43	PYPL	Paypal Holdings INC	—	EXIT	Sold out
44	FLOT	Ishares Floating Rate Bond E	—	NEW	New buy
45	VLO	Valero Energy CORP	—	EXIT	Sold out
46	AVXC	Avantis Emg Mkt Ex China ETF	—	NEW	New buy
47	XLV	Ss Health Care Select Sector	—	NEW	New buy
48	JEPI	Jpmorgan Equity Premium Inco	—	EXIT	Sold out
49	SLB	Slb LTD	—	EXIT	Sold out
50	A	Agilent Technologies INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-07	13F-HR	View on EDGAR
2025-12-31	2026-02-13	13F-HR	View on EDGAR
2025-09-30	2025-11-07	13F-HR	View on EDGAR
2025-06-30	2025-08-11	13F-HR	View on EDGAR
2025-03-31	2025-05-09	13F-HR	View on EDGAR
2024-12-31	2025-01-31	13F-HR	View on EDGAR
2024-09-30	2024-11-01	13F-HR	View on EDGAR
2024-06-30	2024-08-12	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-12	13F-HR	View on EDGAR
2023-09-30	2023-11-13	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-05-09	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-11-01	13F-HR	View on EDGAR
2022-06-30	2022-08-05	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-11	13F-HR	View on EDGAR
2020-12-31	2021-03-18	13F-HR	View on EDGAR
2014-03-31	2014-05-06	13F-HR	View on EDGAR
2013-12-31	2014-01-10	13F-HR	View on EDGAR

FAQ

What is Beta Wealth Group, Inc. and what type of investor is it?

Beta Wealth Group, Inc. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $241.7M, spread across 117 disclosed positions.

What are Beta Wealth Group, Inc.'s largest equity positions?

Based on the latest 13F filing, Beta Wealth Group, Inc.'s top holdings by market value are: 1. Pimco Multisector Bond Actv (PYLD) — $17.2M (7.1%) 2. Gmo International Qlty ETF (QLTI) — $16.7M (6.9%) 3. Invesco S&p 500 Value With M (SPVM) — $11.9M (4.9%) 4. Avantis US Small Cap Value (AVUV) — $10.6M (4.4%) 5. Ishr Ibx Usd Invgd Cb Etf-ui (LQD) — $10.5M (4.3%)

What changes did Beta Wealth Group, Inc. make in its most recent portfolio filing?

In the latest reported quarter, Beta Wealth Group, Inc. made 50 notable position adjustments: 7 new positions were initiated, 14 existing holdings were added to, 19 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Gs Msci Wrld Prv Eq Rtr Trkr (GTPE); Sold out: Invesco Global Listed Privat (PSP); New buy: Ss Spdr Bb High Yield Bond (JNK); Sold out: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG); New buy: Pimco Corporate & Income Opp (PTY)

What sectors does Beta Wealth Group, Inc. focus on?

Beta Wealth Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 33.2% • Financials: 20.0% • Communication Services: 13.7% • Consumer Discretionary: 8.3% • Consumer Staples: 7.4% • Health Care: 6.9%

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Beta Wealth Group, Inc. 13F Filing History & Holdings

CIK: 0001594417

Diversified strategyContrarianQuality / disciplined sizing

Total reported value

$241.7M

Reporting period: 2026-03-31 · Number of holdings: 117

Beta Wealth Group, Inc. disclosed 117 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $241.7M and a quarterly turnover rate of 25.8%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 11.64
Portfolio Stability: 25.8
Momentum/Contrarian: 0
Sector conviction: 57.39
Diversification: 100
Sizing Uniformity: 84.9

Position sizes vary widely across the portfolio (a coefficient of variation of 1.51), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim SRLN
-96.8%　-$6.4M
Add LSVD
+52.5%　$2.6M
Add PYLD
+14.5%　$1.9M
Trim AAPL
-35.0%　-$2.1M
Trim DVYE
-28.4%　-$2.0M
Add HGER
+1.1%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 112 holdings (of 117 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PYLD	Pimco Multisector Bond Actv	ETF-Other	7.13%	+0.97%	+14.51%
2	QLTI	Gmo International Qlty ETF	ETF-Other	6.93%	-0.25%	-0.06%
3	SPVM	Invesco S&p 500 Value With M	ETF-Large Cap & Growth	4.91%	—	-1.46%
4	AVUV	Avantis US Small Cap Value	ETF-Small Cap	4.40%	+0.35%	-2.34%
5	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	4.35%	+0.44%	+9.18%
6	QYLD	Global X Nasd 100 Cov Call	ETF-Other	3.73%	—	+1.72%
7	FEMS	First Trust Emerging Markets	ETF-Emerging Markets	3.67%	+0.28%	-2.91%
8	DVYE	Ishares Emerging Markets Div	ETF-Emerging Markets	3.17%	-0.73%	-28.42%
9	LSVD	Lsv Disciplined Value ETF	ETF-Other	3.17%	+1.12%	+52.50%
10	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	3.11%	+0.18%	-1.38%
11	AVDV	Avantis Intl S/c Value ETF	ETF-Other	2.99%	-0.09%	-11.12%
12	GTPE	Gs Msci Wrld Prv Eq Rtr Trkr	ETF-Other	2.95%	+2.95%	NEW
13	DEXC	Dimensional Em Ex Cce ETF	ETF-Other	2.76%	—	-4.91%
14	HGER	Harbor Commodity All Weather	ETF-Commodities	2.41%	+0.55%	+1.13%
15	JPRE	Jpmorgan Realty Income ETF	ETF-Other	2.41%	+0.22%	+3.71%
16	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.38%	-0.32%	-10.38%
17	IGF	Ishares Global Infrastructur	ETF-Other	2.14%	+0.28%	+2.31%
18	PDI	Pimco Dynamic Income Fund	Stock-Financials	1.61%	—	-0.83%
19	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.53%	+0.19%	+14.94%
20	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	1.34%	+1.34%	NEW
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.33%	-0.09%	-1.07%
22	AAPL	Apple INC	Stock-Tech	1.31%	-0.79%	-35.00%
23	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.05%	-0.06%	-5.46%
24	EAGG	Ishares Esg Aware US Aggrega	ETF-Other	0.95%	—	+9.50%
25	USDX	Sgi Enhanced Core ETF	ETF-Other	0.91%	+0.32%	+50.30%
26	CGDV	Cap Group Dividend Value	ETF-Other	0.90%	-0.08%	-8.77%
27	PTY	Pimco Corporate & Income Opp	Stock-Other	0.88%	+0.88%	NEW
28	SIHY	Harbor Ares Systemt Hi Yd-us	ETF-Other	0.82%	—	+1.74%
29	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	ETF-Tech	0.82%	-0.08%	-5.56%
30	DIVP	Cullen Enhanced Eqt Incm ETF	ETF-Other	0.81%	—	-7.53%
31	JPIB	Jpmorgan Intl Bnd ETF	ETF-Other	0.79%	-0.40%	-34.18%
32	CGMM	Cap Group Small And Mid Cap	ETF-Other	0.71%	—	-2.78%
33	VSGX	Vanguard Esg Intl Stock ETF	ETF-Other	0.71%	—	-3.51%
34	NVDA	Nvidia CORP	Stock-Tech	0.68%	—	+1.88%
35	CGNG	Cap Group New Geography Eq	ETF-Other	0.66%	—	+0.20%
36	MSFT	Microsoft CORP	Stock-Tech	0.65%	-0.26%	-9.07%
37	NOW	Servicenow INC	Stock-Tech	0.64%	-0.21%	+8.04%
38	FMF	First Trust Managed Futures	ETF-Other	0.59%	—	-12.95%
39	JMUB	Jpmorgan Municipal ETF	ETF-Other	0.57%	—	+1.54%
40	AMZN	Amazon.com INC	Stock-Consumer Disc	0.52%	—	-4.45%
41	QCOM	Qualcomm INC	Stock-Tech	0.47%	-0.13%	+2.05%
42	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.47%	—	-0.85%
43	TJX	Tjx Companies INC	Stock-Consumer Disc	0.44%	—	+13.83%
44	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.42%	—	-6.40%
45	PRIV	Ss Ig Publ Priv Cred Etf-usd	ETF-Other	0.41%	+0.21%	+97.01%
46	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.39%	+0.11%	+16.24%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.39%	+0.12%	-1.74%
48	BX	Blackstone INC	Stock-Financials	0.38%	-0.13%	-3.64%
49	AMD	Advanced Micro Devices	Stock-Tech	0.37%	—	+15.79%
50	PEX	Proshares Global Listed Priv	ETF-Other	0.33%	—	+22.75%

1–50 of 112

Portfolio Performance

Performance for Q3 2026

+1.6%

Performance Last 4 Quarters

+17.9%

Based on 78% of reported portfolio value with available pricing

Stdev: +10%
Beta: +0.72
Alpha: +0.8%
Max Drawdown: -6.1%
Annualized Perf: +14.4%
Batting Avg vs S&P: +47.2%
Sortino: +2.82
Stutzer: +0.41
Treynor: +0.2
Sterling: +0.94
Calmar: +2.35
Information Ratio: -0.87
Tracking Error: +5.1%
Stdev Down: +5%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +28%
Worst 12 Months: +6.2%
Efficiency Ratio: +0.54
Sharpe: +1.4
Stdev Sectors: +9.4%
Skewness: +0.08
Kurtosis: -0.09
Upside Potential: +4.49

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	117	$241.7M	26	1PYLD 2QLTI 3SPVM Top holdings2026-03-31 1.PYLD 2.QLTI 3.SPVM 4.AVUV 5.LQD 6.QYLD 7.FEMS 8.DVYE 9.LSVD 10.VYMI
2025-12-31	119	$248.7M	8	1QLTI 2PYLD 3SPVM Top holdings2025-12-31 1.QLTI 2.PYLD 3.SPVM 4.AVUV 5.LQD 6.DVYE 7.QYLD 8.FEMS 9.AVDV 10.VYMI
2025-09-30	120	$253.4M	100	1QLTI 2PYLD 3SPVM Top holdings2025-09-30 1.QLTI 2.PYLD 3.SPVM 4.AVUV 5.LQD 6.DVYE 7.QYLD 8.FEMS 9.AVDV 10.PSP
2025-06-30	110	$273.0M	0	1PYLD 2QLTI 3JEPI Top holdings2025-06-30 1.PYLD 2.QLTI 3.JEPI 4.CGSD 5.SPVM 6.AVUV 7.CGDV 8.LQD 9.FEMS 10.CGMM
2025-03-31	111	$278.4M	100	1PYLD 2JEPI 3CGSD Top holdings2025-03-31 1.PYLD 2.JEPI 3.CGSD 4.JMUB 5.QLTI 6.SPYM 7.FEMS 8.SPVM 9.CGDV 10.MSFT
2024-12-31	113	$226.1M	0	1FBND 2JEPI 3SPYM Top holdings2024-12-31 1.FBND 2.JEPI 3.SPYM 4.JMUB 5.AMZN 6.MSFT 7.JEPQ 8.CGSD 9.BX 10.DIS
2024-09-30	114	$221.8M	0	1FBND 2JEPI 3JMUB Top holdings2024-09-30 1.FBND 2.JEPI 3.JMUB 4.SPYM 5.MSFT 6.JEPQ 7.CGSD 8.AMZN 9.BX 10.CGSM
2024-06-30	112	$211.0M	0	1FBND 2JMUB 3JEPI Top holdings2024-06-30 1.FBND 2.JMUB 3.JEPI 4.SPYM 5.MSFT 6.JEPQ 7.BINC 8.AMZN 9.VHT 10.BX
2024-03-31	110	$205.6M	0	1FBND 2JEPI 3JMUB Top holdings2024-03-31 1.FBND 2.JEPI 3.JMUB 4.SPYM 5.MSFT 6.JEPQ 7.BINC 8.AMZN 9.DIS 10.VHT
2023-12-31	115	$190.7M	0	1FBND 2PYLD 3JMUB Top holdings2023-12-31 1.FBND 2.PYLD 3.JMUB 4.SPYM 5.JEPI 6.JEPQ 7.MSFT 8.BX 9.AMZN 10.DIS
2023-09-30	108	$169.2M	0	1FBND 2MOO 3SPYM Top holdings2023-09-30 1.FBND 2.MOO 3.SPYM 4.JEPI 5.MSFT 6.MUB 7.BX 8.HDEF 9.AAPL 10.JEPQ
2023-06-30	108	$173.1M	0	1FBND 2MOO 3SPYM Top holdings2023-06-30 1.FBND 2.MOO 3.SPYM 4.MSFT 5.MUB 6.JEPI 7.BX 8.HDEF 9.AAPL 10.VTEB
2023-03-31	110	$174.8M	0	1MOO 2FBND 3SPYM Top holdings2023-03-31 1.MOO 2.FBND 3.SPYM 4.IDV 5.MUB 6.MSFT 7.JEPI 8.VTEB 9.BX 10.DIS
2022-12-31	106	$149.0M	0	1SPYM 2JEPI 3VEA Top holdings2022-12-31 1.SPYM 2.JEPI 3.VEA 4.SUB 5.ACWV 6.MSFT 7.VTEB 8.VHT 9.BX 10.SRLN
2022-09-30	98	$138.8M	0	1SPYM 2SUB 3JEPI Top holdings2022-09-30 1.SPYM 2.SUB 3.JEPI 4.VTEB 5.VEA 6.MSFT 7.ACWV 8.VHT 9.BX 10.SRLN
2022-06-30	94	$149.2M	0	1SPYM 2MUB 3JEPI Top holdings2022-06-30 1.SPYM 2.MUB 3.JEPI 4.SUB 5.VEA 6.ACWV 7.MSFT 8.SRLN 9.AAPL 10.BX
2022-03-31	99	$149.4M	0	1SPYM 2SRLN 3VEA Top holdings2022-03-31 1.SPYM 2.SRLN 3.VEA 4.MSFT 5.BX 6.ACWV 7.VTEB 8.JEPI 9.DFCF 10.DIS
2021-12-31	65	$138.6M	0	1SPYM 2AGG 3VEA Top holdings2021-12-31 1.SPYM 2.AGG 3.VEA 4.MSFT 5.SRLN 6.BX 7.ACWV 8.VTEB 9.HYMB 10.JEPI
2021-09-30	65	$138.6M	0	1SPYM 2AGG 3VEA Top holdings2021-09-30 1.SPYM 2.AGG 3.VEA 4.MSFT 5.SRLN 6.BX 7.ACWV 8.VTEB 9.HYMB 10.JEPI
2021-06-30	71	$143.6M	100	1SPYM 2VIG 3IAGG Top holdings2021-06-30 1.SPYM 2.VIG 3.IAGG 4.AGG 5.BX 6.VEA 7.MSFT 8.ACWV 9.VTEB 10.JEPI
2021-03-31	64	$137.5M	47	1IAGG 2SPYM 3VIG Top holdings2021-03-31 1.IAGG 2.SPYM 3.VIG 4.AGG 5.VEA 6.MSFT 7.BX 8.VTEB 9.ACWV 10.JEPI
2020-12-31	38	$116.5M	100	1IAGG 2VYMI 3SPYM Top holdings2020-12-31 1.IAGG 2.VYMI 3.SPYM 4.ACWV 5.AGG 6.VIG 7.MSFT 8.DIS 9.VTEB 10.HD
2014-03-31	20	$8.6M	24	1HPE 2BIT395766P Top holdings2014-03-31 1.HPE 2.BIT 3.95766P 4.MAT 5.IP 6.QCOM 7.SCHX 8.26201R 9.09255Q 10.CMCSA
2013-12-31	18	$7.9M	—	1HPE 2BIT395766P Top holdings2013-12-31 1.HPE 2.BIT 3.95766P 4.MUNI 5.QCOM 6.26201R 7.09255Q 8.PDI 9.CMCSA 10.SCHX

Holding changes this quarter

Position changes disclosed by Beta Wealth Group, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LSVD	Lsv Disciplined Value ETF	+1.1%	+52.50%	Add
2	PYLD	Pimco Multisector Bond Actv	+1%	+14.51%	Add
3	HGER	Harbor Commodity All Weather	+0.6%	+1.13%	Add
4	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.4%	+9.18%	Add
5	AVUV	Avantis US Small Cap Value	+0.4%	-2.34%	Trim
6	USDX	Sgi Enhanced Core ETF	+0.3%	+50.30%	Add
7	IGF	Ishares Global Infrastructur	+0.3%	+2.31%	Add
8	FEMS	First Trust Emerging Markets	+0.3%	-2.91%	Trim
9	EMR	Emerson Electric Co	+0.2%	-9.79%	Trim
10	JPRE	Jpmorgan Realty Income ETF	+0.2%	+3.71%	Add
11	PRIV	Ss Ig Publ Priv Cred Etf-usd	+0.2%	+97.01%	Add
12	DIA	Ss Spdr Dow Jones Indus Avg	+0.2%	+14.94%	Add
13	GSY	Invesco Ultra Short Duration	+0.2%	+122.69%	Add
14	JPST	Jpmorgan Ultra-short Income	+0.2%	+122.36%	Add
15	VYMI	Vanguard Int High Dvd Yld In	+0.2%	-1.38%	Trim
16	XOM	Exxon Mobil CORP	+0.1%	-1.74%	Trim
17	COST	Costco Wholesale CORP	+0.1%	+16.24%	Add
18	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-5.46%	Trim
19	CGDV	Cap Group Dividend Value	-0.1%	-8.77%	Trim
20	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	-0.1%	-5.56%	Trim
21	AVDV	Avantis Intl S/c Value ETF	-0.1%	-11.12%	Trim
22	GOOG	Alphabet Inc-cl C	-0.1%	-1.07%	Trim
23	WDC	Western Digital CORP	-0.1%	-71.43%	Trim
24	BX	Blackstone INC	-0.1%	-3.64%	Trim
25	QCOM	Qualcomm INC	-0.1%	+2.05%	Add
26	NOW	Servicenow INC	-0.2%	+8.04%	Add
27	QLTI	Gmo International Qlty ETF	-0.3%	-0.06%	Trim
28	MSFT	Microsoft CORP	-0.3%	-9.07%	Trim
29	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	-10.38%	Trim
30	JPIB	Jpmorgan Intl Bnd ETF	-0.4%	-34.18%	Trim
31	DVYE	Ishares Emerging Markets Div	-0.7%	-28.42%	Trim
32	AAPL	Apple INC	-0.8%	-35.00%	Trim
33	SRLN	Ss Blackstone Sr Loan ETF	-2.6%	-96.79%	Trim
34	GTPE	Gs Msci Wrld Prv Eq Rtr Trkr	—	NEW	New buy
35	PSP	Invesco Global Listed Privat	—	EXIT	Sold out
36	JNK	Ss Spdr Bb High Yield Bond	—	NEW	New buy
37	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
38	PTY	Pimco Corporate & Income Opp	—	NEW	New buy
39	BIT	Blackrock Multi-sector INC	—	EXIT	Sold out
40	CGSM	Cap Group Short Muni Income	—	EXIT	Sold out
41	EVYM	Eaton Vance High Income Muni	—	EXIT	Sold out
42	UBER	Uber Technologies INC	—	NEW	New buy
43	PYPL	Paypal Holdings INC	—	EXIT	Sold out
44	FLOT	Ishares Floating Rate Bond E	—	NEW	New buy
45	VLO	Valero Energy CORP	—	EXIT	Sold out
46	AVXC	Avantis Emg Mkt Ex China ETF	—	NEW	New buy
47	XLV	Ss Health Care Select Sector	—	NEW	New buy
48	JEPI	Jpmorgan Equity Premium Inco	—	EXIT	Sold out
49	SLB	Slb LTD	—	EXIT	Sold out
50	A	Agilent Technologies INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-07	13F-HR	View on EDGAR
2025-12-31	2026-02-13	13F-HR	View on EDGAR
2025-09-30	2025-11-07	13F-HR	View on EDGAR
2025-06-30	2025-08-11	13F-HR	View on EDGAR
2025-03-31	2025-05-09	13F-HR	View on EDGAR
2024-12-31	2025-01-31	13F-HR	View on EDGAR
2024-09-30	2024-11-01	13F-HR	View on EDGAR
2024-06-30	2024-08-12	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-12	13F-HR	View on EDGAR
2023-09-30	2023-11-13	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-05-09	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-11-01	13F-HR	View on EDGAR
2022-06-30	2022-08-05	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-11	13F-HR	View on EDGAR
2020-12-31	2021-03-18	13F-HR	View on EDGAR
2014-03-31	2014-05-06	13F-HR	View on EDGAR
2013-12-31	2014-01-10	13F-HR	View on EDGAR