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HighTower Trust Company, N.A. Historical SEC 13F Holdings & Archive (Q1 2023)
HighTower Trust Company, N.A.CIK: 0001090413
Long-term holderSector-focused
Total reported value
$1.0B
Reporting period: 2023-03-31 · Number of holdings: 221
HighTower Trust Company, N.A. disclosed 221 holdings in its latest 13F filing for the period ending 2023-03-31, with total reported value of $1.0B and a quarterly turnover rate of 0.0%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "H"
Personality snowflake
- Concentration
- 38.38
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 76.47
- Diversification
- 100
- Sizing Uniformity
- 54.95
HighTower Trust Company, N.A.'s disclosed holdings carry a Herfindahl concentration index of 0.096 — mathematically equivalent to about 10 equally-sized positions, well below its 221 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.51), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 221 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 28.46% | — | -0.56% | |
| 2 | SCI | Service CORP International | Stock-Consumer Disc | 8.63% | — | — | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 4.89% | — | -0.26% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 2.63% | — | -0.20% | |
| 5 | PM | Philip Morris International | Stock-Consumer Staples | 1.83% | — | +10.68% | |
| 6 | BX | Blackstone Inc | Stock-Financials | 1.74% | — | -0.06% | |
| 7 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.66% | — | +0.24% | |
| 8 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.55% | — | +0.43% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.45% | — | +2.75% | |
| 10 | EPD | Enterprise Products Partners | Stock-Energy | 1.43% | — | +1.82% | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.32% | — | +0.14% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.29% | — | -0.11% | |
| 13 | TXN | Texas Instruments Inc | Stock-Tech | 1.25% | — | +0.11% | |
| 14 | UNP | Union Pacific CORP | Stock-Industrials | 1.25% | — | +0.15% | |
| 15 | V | Visa Inc-class A Shares | Stock-Financials | 1.22% | — | -0.03% | |
| 16 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.19% | — | — | |
| 17 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.19% | — | +0.09% | |
| 18 | CCI | Crown Castle Inc | Stock-Real Estate | 1.18% | — | -2.15% | |
| 19 | CVX | Chevron CORP | Stock-Energy | 1.09% | — | -5.72% | |
| 20 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.04% | — | -0.23% | |
| 21 | BLKCHF | Blackrock Inc | Stock-Other | 1.02% | — | +0.10% | |
| 22 | ABT | Abbott Laboratories | Stock-Healthcare | 0.95% | — | -0.14% | |
| 23 | HES | Hess CORP | Stock-Other | 0.88% | — | — | |
| 24 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.83% | — | -0.09% | |
| 25 | PAGP | Plains Gp Holdings Lp-cl A | Stock-Energy | 0.83% | — | — | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.81% | — | -0.09% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.77% | — | -7.45% | |
| 28 | MA | Mastercard Inc - A | Stock-Financials | 0.72% | — | -0.01% | |
| 29 | ASML | ASML Holding N.V. | Stock-Tech | 0.71% | — | +0.01% | |
| 30 | RTX | Rtx CORP | Stock-Industrials | 0.69% | — | +0.35% | |
| 31 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.68% | — | -0.12% | |
| 32 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.67% | — | +0.27% | |
| 33 | SPGI | S&p Global Inc | Stock-Financials | 0.64% | — | -0.01% | |
| 34 | MO | Altria Group Inc | Stock-Consumer Staples | 0.63% | — | +4.17% | |
| 35 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.63% | — | -0.02% | |
| 36 | PGR | Progressive CORP | Stock-Financials | 0.58% | — | — | |
| 37 | EOG | Eog Resources Inc | Stock-Energy | 0.49% | — | +1.41% | |
| 38 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 0.48% | — | -0.53% | |
| 39 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.46% | — | — | |
| 40 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.44% | — | -17.50% | |
| 41 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.44% | — | -51.04% | |
| 42 | AZNN | Astrazeneca Plc-spons Adr | Stock-Other | 0.43% | — | +447.18% | |
| 43 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.42% | — | +5.58% | |
| 44 | HD | Home Depot Inc | Stock-Consumer Disc | 0.40% | — | +4.30% | |
| 45 | PFE | Pfizer Inc | Stock-Healthcare | 0.37% | — | -15.76% | |
| 46 | INTU | Intuit Inc | Stock-Tech | 0.37% | — | -27.00% | |
| 47 | BSM | Black Stone Minerals LP | Stock-Other | 0.36% | — | — | |
| 48 | ICE | Intercontinental Exchange In | Stock-Financials | 0.36% | — | +0.20% | |
| 49 | ADBE | Adobe Inc | Stock-Tech | 0.35% | — | +0.23% | |
| 50 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.34% | — | -0.56% |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+7.6%
Performance Last 4 Quarters
+21.3%
- Stdev
- +10.3%
- Beta
- +0.39
- Alpha
- +6.9%
- Max Drawdown
- -7.8%
- Annualized Perf
- +15.1%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.65
- Stutzer
- +0.41
- Treynor
- +0.38
- Sterling
- +1
- Calmar
- +1.93
- Information Ratio
- -0.45
- Tracking Error
- +12%
- Stdev Down
- +5.5%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +26%
- Worst 12 Months
- +2.6%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.42
- Stdev Sectors
- +12.6%
- Skewness
- -0.27
- Kurtosis
- +0.31
- Upside Potential
- +4.1
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q1 | 221 | $1.0B | 0 | ||
| 2022 Q4 | 221 | $1.0B | 0 | ||
| 2022 Q3 | 222 | $907.9M | 0 | ||
| 2022 Q2 | 223 | $953.9M | 0 | ||
| 2022 Q1 | 221 | $1.0B | 0 | ||
| 2021 Q4 | 229 | $1.0B | 0 | ||
| 2021 Q3 | 101 | $813.9M | 0 | ||
| 2021 Q2 | 105 | $818.6M | 95 | ||
| 2021 Q1 | 96 | $747.4M | 13 | ||
| 2020 Q4 | 101 | $700.5M | 14 | ||
| 2020 Q3 | 105 | $634.9M | 18 | ||
| 2020 Q2 | 111 | $656.4M | 21 | ||
| 2020 Q1 | 109 | $574.6M | 37 | ||
| 2019 Q4 | 117 | $810.3M | 9 | ||
| 2019 Q3 | 120 | $790.7M | 9 | ||
| 2019 Q2 | 117 | $792.2M | 32 | ||
| 2019 Q1 | 103 | $779.0M | 17 | ||
| 2018 Q4 | 100 | $695.7M | 30 | ||
| 2018 Q3 | 99 | $897.4M | 10 | ||
| 2018 Q2 | 115 | $863.1M | 11 | ||
| 2018 Q1 | 110 | $813.2M | 12 | ||
| 2017 Q4 | 106 | $890.9M | 10 | ||
| 2017 Q3 | 86 | $835.5M | 11 | ||
| 2017 Q2 | 151 | $871.6M | 16 | ||
| 2017 Q1 | 156 | $873.3M | 13 | ||
| 2016 Q4 | 147 | $894.5M | 11 | ||
| 2016 Q3 | 140 | $891.1M | 10 | ||
| 2016 Q2 | 142 | $934.9M | 18 | ||
| 2016 Q1 | 133 | $797.0M | 16 | ||
| 2015 Q4 | 151 | $744.1M | 29 | ||
| 2015 Q3 | 134 | $591.6M | 13 | ||
| 2015 Q2 | 133 | $626.7M | 6 | ||
| 2015 Q1 | 133 | $628.4M | 11 | ||
| 2014 Q4 | 147 | $672.6M | 10 | ||
| 2014 Q3 | 130 | $668.7M | 12 | ||
| 2014 Q2 | 138 | $736.8M | 7 | ||
| 2014 Q1 | 140 | $719.4M | 11 | ||
| 2013 Q4 | 139 | $768.9M | 20 | ||
| 2013 Q3 | 133 | $653.7M | 11 | ||
| 2013 Q2 | 123 | $640.8M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is HighTower Trust Company, N.A. and what type of investor is it?
HighTower Trust Company, N.A. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-03-31), the firm manages a tracked equity portfolio valued at approximately $1.0B, spread across 221 disclosed positions.
What are HighTower Trust Company, N.A.'s largest equity positions?
Based on the latest 13F filing, HighTower Trust Company, N.A.'s top holdings by market value are:
1. Exxon Mobil CORP (XOM) — $290.9M (28.5%)
2. Service CORP International (SCI) — $88.2M (8.6%)
3. Microsoft CORP (MSFT) — $50.0M (4.9%)
4. Apple Inc (AAPL) — $26.9M (2.6%)
5. Philip Morris International (PM) — $18.7M (1.8%)
What changes did HighTower Trust Company, N.A. make in its most recent portfolio filing?
No notable portfolio changes were recorded for HighTower Trust Company, N.A. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does HighTower Trust Company, N.A. focus on?
HighTower Trust Company, N.A. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 45.0%
• Information Technology: 15.0%
• Consumer Staples: 9.8%
• Health Care: 9.4%
• Financials: 7.0%
• Consumer Discretionary: 6.3%
Investment Profile
HighTower Trust Company, N.A. returned an annualized 15.1% over the trailing 36 months — outperforming the S&P 500 by 6.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.39 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 45.0% of the portfolio concentrated in Energy.
It has added to its V position over the past two quarters (+$4.7M, now $12.4M), while trimming META over the same stretch (-$6.2M, still holding $314.0K).
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Developer Access
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