13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002012170
Total reported value
$263.2M
$263.2M
83 檔
19.3%
At the close of Q1 2025, Heritage Wealth Management, Inc. /CA/ disclosed equity holdings valued at approximately $263.2M, spread across 83 reported holdings.
Heritage Wealth Management, Inc. /CA/ executed strategic sector rebalancing during Q1 2025, establishing 2 new positions while fully exiting 7 holdings and trimming 19 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.43% | +22.54% | -23.36% | |
| 2 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 9.61% | -2.12% | +2.87% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 6.46% | -1.10% | +0.82% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 5.04% | -0.72% | +16.86% | |
| 5 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 4.60% | -2.34% | -3.19% | |
| 6 | SCHR | Schwab Intermediate-term US | ETF-Other | 3.69% | -0.85% | -3.36% | |
| 7 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 3.61% | -0.60% | -1.62% | |
| 8 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 2.73% | -0.63% | -3.16% | |
| 9 | BND | Vanguard Total Bond Market | ETF-Other | 2.44% | -0.91% | -9.97% | |
| 10 | AVGO | Broadcom Inc | Stock-Tech | 2.35% | -0.39% | +1155.47% | |
| 11 | CMF | Ishares California Muni Bond | ETF-Other | 2.06% | -0.30% | +1.90% | |
| 12 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 2.02% | -0.46% | -5.88% | |
| 13 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.88% | -0.43% | +0.70% | |
| 14 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.84% | -1.06% | — | |
| 15 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 1.55% | -0.28% | +4.46% | |
| 16 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.44% | -0.25% | -2.71% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.44% | -0.26% | +3.05% | |
| 18 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.43% | -0.24% | +5.90% | |
| 19 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.41% | -0.19% | +6.05% | |
| 20 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.34% | -0.53% | -9.92% | |
| 21 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.32% | -0.32% | +7.01% | |
| 22 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.32% | -0.33% | +0.72% | |
| 23 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.29% | -0.32% | -2.50% | |
| 24 | DFAI | Dimensional International Co | ETF-Other | 1.22% | -0.28% | -0.43% | |
| 25 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.20% | -0.58% | -11.92% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | -0.28% | +32.61% | |
| 27 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.17% | -0.16% | +3.13% | |
| 28 | DFNM | Dimensional National Muni Bd | ETF-Other | 1.00% | -0.16% | +7.88% | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.95% | -0.18% | +28.50% | |
| 30 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.94% | -0.18% | +7.18% | |
| 31 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.93% | -0.16% | — | |
| 32 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.93% | -0.20% | -0.79% | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.82% | -0.08% | +0.09% | |
| 34 | HD | Home Depot Inc | Stock-Consumer Disc | 0.79% | -0.11% | +0.38% | |
| 35 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.74% | -0.10% | +3.37% | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.69% | -0.27% | -0.21% | |
| 37 | SYK | Stryker CORP | Stock-Healthcare | 0.69% | -0.15% | -0.08% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.68% | -0.10% | -0.53% | |
| 39 | DFAR | Dimensional US Real Est ETF | ETF-Other | 0.66% | -0.10% | -0.20% | |
| 40 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.66% | -0.03% | +0.57% | |
| 41 | VTV | Vanguard Value ETF | ETF-Other | 0.61% | -0.13% | -4.65% | |
| 42 | QCOM | Qualcomm Inc | Stock-Tech | 0.61% | -0.15% | +7.09% | |
| 43 | CPNG | Coupang Inc | Stock-Consumer Disc | 0.59% | -0.16% | -11.36% | |
| 44 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.43% | +0.08% | NEW | |
| 45 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 0.43% | -0.07% | +9.68% | |
| 46 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.39% | -0.10% | -1.05% | |
| 47 | ORCL | Oracle CORP | Stock-Tech | 0.38% | -0.08% | +0.53% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.37% | -0.11% | -0.13% | |
| 49 | HIMS | Hims & Hers Health Inc | Stock-Healthcare | 0.36% | +0.03% | -0.15% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.35% | -0.13% | -0.50% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc | +2.1% | +1155.47% | Add |
| 2 | AVLV | Avantis US Large Cap Value | +0.5% | +2.87% | Add |
| 3 | AAPL | Apple Inc | +0.4% | +16.86% | Add |
| 4 | META | Meta Platforms Inc-class A | +0.3% | +32.61% | Add |
| 5 | PLTR | Palantir Technologies Inc-a | +0.3% | — | Unchanged |
| 6 | ABBV | Abbvie Inc | +0.2% | NEW | New buy |
| 7 | IWD | Ishares Russell 1000 Value E | +0.2% | NEW | New buy |
| 8 | DFAI | Dimensional International Co | +0.1% | -0.43% | Trim |
| 9 | TOTL | Ss Doubleline Tr Tact ETF | +0.1% | +0.70% | Add |
| 10 | DFNM | Dimensional National Muni Bd | +0.1% | +7.88% | Add |
| 11 | VGSH | Vanguard Short-term Treasury | +0.1% | -3.19% | Trim |
| 12 | HYMB | Ss Spdr N Ice Hy Muni ETF | +0.1% | +7.18% | Add |
| 13 | HIMS | Hims & Hers Health Inc | +0.1% | -0.15% | Trim |
| 14 | LLY | Eli Lilly & Co | +0.1% | +0.57% | Add |
| 15 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.1% | -3.16% | Trim |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +6.99% | Add |
| 17 | INTC | Intel CORP | +0.1% | +7.66% | Add |
| 18 | VEA | Vanguard Ftse Developed ETF | +0.1% | +15.25% | Add |
| 19 | JNJ | Johnson & Johnson | +0.1% | -0.13% | Trim |
| 20 | RTX | Rtx CORP | +0.1% | -0.03% | Trim |
| 21 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | 0% | +5.90% | Add |
| 22 | AVUV | Avantis US Small Cap Value | 0% | +7.01% | Add |
| 23 | VBK | Vanguard Small-cap Grwth ETF | — | +6.05% | Add |
| 24 | SRLN | Ss Blackstone Sr Loan ETF | — | -2.50% | Trim |
| 25 | HD | Home Depot Inc | 0% | +0.38% | Add |
| 26 | QQQ | Invesco Qqq Trust Series 1 | 0% | +0.09% | Add |
| 27 | NKE | Nike Inc -cl B | 0% | -1.73% | Trim |
| 28 | XAODX | Abrdn Total Dynamic Dividend | 0% | -40.19% | Trim |
| 29 | IGR | Cbre Global Real Estate Inc | 0% | EXIT | Sold out |
| 30 | IUSG | Ishares Core S&p U.s. Growth | -0.1% | — | Unchanged |
| 31 | AMZN | Amazon.com Inc | -0.1% | +3.37% | Add |
| 32 | CPNG | Coupang Inc | -0.1% | -11.36% | Trim |
| 33 | ORCL | Oracle CORP | -0.1% | +0.53% | Add |
| 34 | MSFT | Microsoft CORP | -0.1% | +3.05% | Add |
| 35 | SUB | Ishares Short-term National | -0.1% | -23.11% | Trim |
| 36 | DFAU | Dimensional US Core Equity M | -0.1% | -26.07% | Trim |
| 37 | ARKK | Ark Innovation ETF | -0.1% | -12.83% | Trim |
| 38 | DFAC | Dimensional US Core Equity 2 | -0.1% | -1.62% | Trim |
| 39 | AGG | Ishares Core U.s. Aggregate | -0.1% | -11.92% | Trim |
| 40 | GOVT | Ishares US Treasury Bond ETF | -0.1% | -9.92% | Trim |
| 41 | BND | Vanguard Total Bond Market | -0.1% | -9.97% | Trim |
| 42 | NFJ | Virtus Dvd Intrst & Prm Str | -0.1% | EXIT | Sold out |
| 43 | GOOGL | Alphabet Inc-cl A | -0.1% | -0.53% | Trim |
| 44 | SRE | Sempra | -0.2% | EXIT | Sold out |
| 45 | VGT | Vanguard Info Tech ETF | -0.2% | EXIT | Sold out |
| 46 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.2% | EXIT | Sold out |
| 47 | ACN | Accenture plc | -0.2% | EXIT | Sold out |
| 48 | MRK | Merck & Co. Inc. | -0.2% | EXIT | Sold out |
| 49 | SCHG | Schwab US Large-cap Growth | -0.4% | +0.82% | Add |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | -3.8% | -23.36% | Trim |
According to official SEC Form 13F filings, Heritage Wealth Management, Inc. /CA/ reported a total U.S. public equity portfolio value of $263.2M across 83 disclosed positions in Q1 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, AVLV, SCHG) accounted for 19.3% of total reported equity market value during Q1 2025.
Top New Position Initiated
ABBV
市值: $257.5K
Top Position Liquidated / Trimmed
MRK
前期市值: $262.6K
During Q1 2025, Heritage Wealth Management, Inc. /CA/'s top holdings by market value included SPY (12.4%)、AVLV (9.6%)、SCHG (6.5%). The largest single position, SPY, represented 12.4% of total portfolio value.
In Q1 2025, Heritage Wealth Management, Inc. /CA/ made 48 total portfolio adjustments, initiating 2 new buys, adding to 20 positions, trimming 19 holdings, and fully liquidating 7 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.