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Heritage Wealth Management, Inc. /CA/ — 13F Filing & Top Stock Positions (Q2 2026)
Heritage Wealth Management, Inc. /CA/CIK: 0002012170
Diversified strategySector-focusedMomentum follower
Total reported value
$263.2M
Reporting period: 2026-06-30 · Number of holdings: 115
Heritage Wealth Management, Inc. /CA/ disclosed 115 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $263.2M and a quarterly turnover rate of 41.3%.
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Personality snowflake
- Concentration
- 31.46
- Portfolio Stability
- 41.29
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 73.97
Heritage Wealth Management, Inc. /CA/'s disclosed holdings carry a Herfindahl concentration index of 0.079 — mathematically equivalent to about 13 equally-sized positions, well below its 115 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+40.0% $60.7M
Trim SGOV
-14.0% -$2.1M
Trim VGSH
+0.7% $12.3K
Trim AVLV
+1.2% $2.6M
Trim SCHG
+2.6% $2.1M
Trim PLTR
+0.1% -$857.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 98 holdings (of 115 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 24.19% | +22.54% | +39.96% | |
| 2 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 7.89% | -2.12% | +1.19% | |
| 3 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 5.18% | -2.34% | +0.68% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 5.00% | -1.10% | +2.62% | |
| 5 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 4.79% | -3.30% | -14.01% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.01% | -0.72% | +2.68% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 2.39% | -0.91% | +5.70% | |
| 8 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.15% | -0.60% | -0.83% | |
| 9 | AVGO | Broadcom Inc | Stock-Tech | 2.14% | -0.39% | +0.76% | |
| 10 | SCHR | Schwab Intermediate-term US | ETF-Other | 2.11% | -0.85% | +4.49% | |
| 11 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.58% | -0.63% | +3.56% | |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.45% | -0.58% | +4.29% | |
| 13 | CMF | Ishares California Muni Bond | ETF-Other | 1.37% | -0.30% | +16.87% | |
| 14 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.36% | -0.24% | +5.81% | |
| 15 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.33% | -0.53% | +4.66% | |
| 16 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.31% | -0.19% | +5.04% | |
| 17 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.29% | -1.06% | +0.08% | |
| 18 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 1.28% | -0.28% | +7.01% | |
| 19 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.28% | -0.32% | +3.04% | |
| 20 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.26% | -0.43% | +9.10% | |
| 21 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.18% | +0.39% | +113.46% | |
| 22 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.15% | -0.58% | -3.10% | |
| 23 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.10% | -0.46% | +2.59% | |
| 24 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.05% | -0.25% | -0.75% | |
| 25 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.98% | -0.46% | -0.06% | |
| 26 | INTC | Intel CORP | Stock-Tech | 0.90% | +0.49% | +1.35% | |
| 27 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.88% | -0.33% | +5.33% | |
| 28 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.88% | -0.32% | +5.98% | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.88% | -0.18% | +4.94% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.84% | -0.10% | +4.71% | |
| 31 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.84% | -0.16% | +20.11% | |
| 32 | DFAI | Dimensional International Co | ETF-Other | 0.82% | -0.28% | +1.90% | |
| 33 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.79% | -0.18% | +15.85% | |
| 34 | MSFT | Microsoft CORP | Stock-Tech | 0.74% | -0.26% | +7.29% | |
| 35 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.67% | -0.16% | -3.26% | |
| 36 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.64% | -0.08% | +2.36% | |
| 37 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.60% | -0.28% | +1.48% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.60% | -0.16% | +0.09% | |
| 39 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.59% | -0.10% | +8.24% | |
| 40 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.58% | -0.20% | -0.17% | |
| 41 | WMT | Walmart Inc | Stock-Consumer Staples | 0.53% | -0.27% | +4.91% | |
| 42 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 0.47% | -0.09% | +6.03% | |
| 43 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.46% | -0.03% | +3.38% | |
| 44 | MU | Micron Technology Inc | Stock-Tech | 0.45% | +0.26% | -1.54% | |
| 45 | DFAR | Dimensional US Real Est ETF | ETF-Other | 0.42% | -0.10% | +5.74% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.41% | -0.13% | — | |
| 47 | HD | Home Depot Inc | Stock-Consumer Disc | 0.38% | -0.11% | +6.07% | |
| 48 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 0.33% | -0.07% | +20.65% | |
| 49 | SYK | Stryker CORP | Stock-Healthcare | 0.29% | -0.15% | — | |
| 50 | CPNG | Coupang Inc | Stock-Consumer Disc | 0.28% | -0.16% | -0.49% |
1–50 of 98
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+17.2%
- Stdev
- +9.8%
- Beta
- +0.8
- Alpha
- +0.5%
- Max Drawdown
- -4.9%
- Annualized Perf
- +15.9%
- Batting Avg vs S&P
- +30%
- Sortino
- +3.2
- Stutzer
- +0.45
- Treynor
- +0.19
- Sterling
- +1.11
- Calmar
- +3.25
- Information Ratio
- -1.06
- Tracking Error
- +3%
- Stdev Down
- +4.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +26.3%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.56
- Stdev Sectors
- +18.2%
- Skewness
- -0.1
- Kurtosis
- -0.21
- Upside Potential
- +4.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Heritage Wealth Management, Inc. /CA/'s most significant position changes for 2026-06-30: Sold out: F/m US Treasury 3 Month Bill (TBIL); New buy: Applied Materials Inc (AMAT); New buy: Lam Research CORP (LRCX); New buy: Corning Inc (GLW); New buy: Crowdstrike Holdings Inc - A (CRWD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +22.5% | +39.96% | Add |
| 2 | INTC | Intel CORP | +0.5% | +1.35% | Add |
| 3 | VTEB | Vanguard Tax-exempt Bond ETF | +0.4% | +113.46% | Add |
| 4 | MU | Micron Technology Inc | +0.3% | -1.54% | Trim |
| 5 | AMAT | Applied Materials Inc | +0.2% | NEW | New buy |
| 6 | AMD | Advanced Micro Devices | +0.1% | +4.99% | Add |
| 7 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 8 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 9 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | NEW | New buy |
| 10 | ABBV | Abbvie Inc | +0.1% | NEW | New buy |
| 11 | VBR | Vanguard Small-cap Value ETF | +0.1% | NEW | New buy |
| 12 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 13 | GPK | Graphic Packaging Holding Co | +0.1% | NEW | New buy |
| 14 | DFTX | Definium Therapeutics Inc | +0.1% | -16.52% | Trim |
| 15 | OWL | Blue Owl Capital Inc | 0% | NEW | New buy |
| 16 | HIMS | Hims & Hers Health Inc | 0% | — | Unchanged |
| 17 | COST | Costco Wholesale CORP | 0% | +91.08% | Add |
| 18 | CSCO | Cisco Systems Inc | 0% | +1.18% | Add |
| 19 | CAT | Caterpillar Inc | 0% | +3.41% | Add |
| 20 | TXN | Texas Instruments Inc | 0% | +2.70% | Add |
| 21 | TSLA | Tesla Inc | — | +29.09% | Add |
| 22 | GOOG | Alphabet Inc-cl C | — | +15.86% | Add |
| 23 | VGT | Vanguard Info Tech ETF | 0% | +707.26% | Add |
| 24 | EONR-WS | Hnr Acquisition CORP -cw23 | 0% | -11.28% | Trim |
| 25 | AXON | Axon Enterprise Inc | 0% | -1.79% | Trim |
| 26 | AMCR | Amcor plc | 0% | +18.72% | Add |
| 27 | LLY | Eli Lilly & Co | 0% | +3.38% | Add |
| 28 | ARKK | Ark Innovation ETF | 0% | -0.79% | Trim |
| 29 | V | Visa Inc-class A Shares | 0% | +4.89% | Add |
| 30 | OEF | Ishares S&p 100 ETF | 0% | — | Unchanged |
| 31 | DFAU | Dimensional US Core Equity M | 0% | — | Unchanged |
| 32 | IVV | Ishares Core S&p 500 ETF | 0% | — | Unchanged |
| 33 | IWD | Ishares Russell 1000 Value E | 0% | — | Unchanged |
| 34 | DFUV | Dimensional US Marketwide Va | 0% | — | Unchanged |
| 35 | NU | Nu Holdings Ltd. | 0% | -0.16% | Trim |
| 36 | MRK | Merck & Co. Inc. | 0% | -4.00% | Trim |
| 37 | SBUX | Starbucks CORP | 0% | +0.08% | Add |
| 38 | MELI | Mercadolibre Inc | 0% | -0.76% | Trim |
| 39 | IWF | Ishares Russell 1000 Growth | -0.1% | +300.00% | Add |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | +12.29% | Add |
| 41 | JPM | Jpmorgan Chase & Co | -0.1% | +1.00% | Add |
| 42 | SUB | Ishares Short-term National | -0.1% | — | Unchanged |
| 43 | SHM | Ss Spdr N Ice St Muni ETF | -0.1% | +20.65% | Add |
| 44 | LMT | Lockheed Martin CORP | -0.1% | +0.85% | Add |
| 45 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +2.36% | Add |
| 46 | DVY | Ishares Select Dividend ETF | -0.1% | -23.47% | Trim |
| 47 | MCD | Mcdonald's CORP | -0.1% | -5.48% | Trim |
| 48 | ORCL | Oracle CORP | -0.1% | +2.78% | Add |
| 49 | AVUS | Avantis U.s. Equity ETF | -0.1% | +6.03% | Add |
| 50 | VEA | Vanguard Ftse Developed ETF | -0.1% | -16.37% | Trim |
1–50 of 102
Filing History
FAQ
What is Heritage Wealth Management, Inc. /CA/ and what type of investor is it?
Heritage Wealth Management, Inc. /CA/ is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $263.2M, spread across 115 disclosed positions.
What are Heritage Wealth Management, Inc. /CA/'s largest equity positions?
Based on the latest 13F filing, Heritage Wealth Management, Inc. /CA/'s top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $63.7M (24.2%)
2. Avantis US Large Cap Value (AVLV) — $20.8M (7.9%)
3. Vanguard Short-term Treasury (VGSH) — $13.6M (5.2%)
4. Schwab US Large-cap Growth (SCHG) — $13.2M (5.0%)
5. Ishares 0-3 Month Treasury B (SGOV) — $12.6M (4.8%)
What changes did Heritage Wealth Management, Inc. /CA/ make in its most recent portfolio filing?
In the latest reported quarter, Heritage Wealth Management, Inc. /CA/ made 93 notable position adjustments: 9 new positions were initiated, 59 existing holdings were added to, 21 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: F/m US Treasury 3 Month Bill (TBIL); New buy: Applied Materials Inc (AMAT); New buy: Lam Research CORP (LRCX); New buy: Corning Inc (GLW); New buy: Crowdstrike Holdings Inc - A (CRWD)
What sectors does Heritage Wealth Management, Inc. /CA/ focus on?
Heritage Wealth Management, Inc. /CA/ is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.9%
• Consumer Discretionary: 10.9%
• Communication Services: 8.8%
• Health Care: 8.1%
• Consumer Staples: 4.7%
• Industrials: 3.5%
Investment Profile
Heritage Wealth Management, Inc. /CA/ returned an annualized 15.9% over the trailing 30 months — outperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 30% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 59.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 41 over the past 4 quarters — a shift toward more active trading.
It has added to its VGSH position over the past two quarters (+$6.3M, now $13.6M), while trimming PLTR over the same stretch (-$1.8M, still holding $3.4M).
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Developer Access
Access Heritage Wealth Management, Inc. /CA/'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/heritage-wealth-management-inc-caCLI
npx alphasmo institutions get heritage-wealth-management-inc-ca