CIK: 0002012170
Total reported value
$181.3M
Reporting period: 2026-03-31 · Number of holdings: 96
Heritage Wealth Management, Inc. /CA/ disclosed 96 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $181.3M and a quarterly turnover rate of 24.1%.
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Heritage Wealth Management, Inc. /CA/'s disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 96 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.57), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SGOV
+183.4% $9.5M
Add VGSH
+85.2% $6.2M
Trim SCHG
+7.1% -$500.4K
Trim PLTR
-0.1% -$921.4K
Trim AAPL
+1.2% -$393.2K
Trim AVGO
-0.1% -$548.6K
Showing top 93 holdings (of 96 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 10.01% | -0.40% | +4.14% | |
| 2 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 8.09% | +4.81% | +183.35% | |
| 3 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 7.52% | +2.83% | +85.23% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 6.10% | -1.24% | +7.13% | |
| 5 | AAPL | Apple INC | Stock-Tech | 3.73% | -0.81% | +1.23% | |
| 6 | BND | Vanguard Total Bond Market | ETF-Other | 3.30% | +0.37% | +30.45% | |
| 7 | SCHR | Schwab Intermediate-term US | ETF-Other | 2.96% | -0.30% | +5.38% | |
| 8 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.75% | -0.56% | -2.51% | |
| 9 | AVGO | Broadcom INC | Stock-Tech | 2.53% | -0.73% | -0.12% | |
| 10 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 2.34% | -0.94% | -0.13% | |
| 11 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 2.21% | — | +4.61% | |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.03% | +0.20% | +28.43% | |
| 13 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.86% | +0.23% | +31.80% | |
| 14 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.73% | +0.54% | +67.53% | |
| 15 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.69% | -0.12% | +8.99% | |
| 16 | CMF | Ishares California Muni Bond | ETF-Other | 1.67% | -0.12% | +8.96% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.65% | -0.65% | +60.00% | |
| 18 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.60% | -0.04% | +7.78% | |
| 19 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.60% | +0.02% | +7.40% | |
| 20 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 1.56% | -0.09% | +8.52% | |
| 21 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.56% | — | +5.43% | |
| 22 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.50% | -0.08% | +9.61% | |
| 23 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 1.44% | +1.44% | NEW | |
| 24 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.29% | — | +0.22% | |
| 25 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.21% | — | +6.63% | |
| 26 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.20% | — | +8.67% | |
| 27 | DFAI | Dimensional International Co | ETF-Other | 1.10% | — | +1.84% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 1.06% | — | +5.11% | |
| 29 | DFNM | Dimensional National Muni Bd | ETF-Other | 1.00% | — | +16.11% | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 1.00% | -0.50% | +0.53% | |
| 31 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.97% | +0.02% | +18.33% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.94% | -0.25% | -0.72% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.88% | -0.27% | +1.31% | |
| 34 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.83% | — | — | |
| 35 | WMT | Walmart INC | Stock-Consumer Staples | 0.80% | +0.06% | +12.23% | |
| 36 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.79% | +0.79% | NEW | |
| 37 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.78% | — | -1.62% | |
| 38 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.76% | — | +0.13% | |
| 39 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.72% | — | -1.10% | |
| 40 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.69% | — | +10.72% | |
| 41 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 0.56% | +0.02% | +20.35% | |
| 42 | VTV | Vanguard Value ETF | ETF-Other | 0.54% | — | -0.62% | |
| 43 | DFAR | Dimensional US Real Est ETF | ETF-Other | 0.52% | — | +6.05% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | -0.18% | -0.10% | |
| 45 | HD | Home Depot INC | Stock-Consumer Disc | 0.49% | — | -0.59% | |
| 46 | SYK | Stryker CORP | Stock-Healthcare | 0.44% | — | +0.12% | |
| 47 | CPNG | Coupang INC | Stock-Consumer Disc | 0.44% | — | +25.49% | |
| 48 | INTC | Intel CORP | Stock-Tech | 0.41% | — | -3.44% | |
| 49 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 0.40% | — | +12.48% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.38% | — | -0.07% |
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+18.1%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 96 | $181.3M | 24 | |
| 2025-12-31 | 91 | $157.4M | 14 | |
| 2025-09-30 | 92 | $149.3M | 30 | |
| 2025-06-30 | 86 | $149.9M | 0 | |
| 2025-03-31 | 84 | $132.9M | 0 | |
| 2024-12-31 | 90 | $138.9M | 0 | |
| 2024-09-30 | 126 | $141.1M | 0 | |
| 2024-06-30 | 120 | $136.3M | 0 | |
| 2024-03-31 | 118 | $132.4M | 0 | |
| 2023-12-31 | 112 | $125.0M | 0 |
Heritage Wealth Management, Inc. /CA/'s most significant position changes for 2026-03-31: New buy: Ishares 1-3 Year Treasury Bo (SHY); New buy: Vanguard Tax-exempt Bond ETF (VTEB); Sold out: Ishares National Muni Bond E (MUB); New buy: Ishares Select Dividend ETF (DVY); New buy: Caterpillar INC (CAT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | +4.8% | +183.35% | Add |
| 2 | VGSH | Vanguard Short-term Treasury | +2.8% | +85.23% | Add |
| 3 | SCHO | Schwab Short-term US Treas | +0.5% | +67.53% | Add |
| 4 | BND | Vanguard Total Bond Market | +0.4% | +30.45% | Add |
| 5 | GOVT | Ishares US Treasury Bond ETF | +0.2% | +31.80% | Add |
| 6 | AGG | Ishares Core U.s. Aggregate | +0.2% | +28.43% | Add |
| 7 | CVX | Chevron CORP | +0.2% | +57.45% | Add |
| 8 | WMT | Walmart INC | +0.1% | +12.23% | Add |
| 9 | XOM | Exxon Mobil CORP | +0.1% | -3.41% | Trim |
| 10 | AVUV | Avantis US Small Cap Value | 0% | +7.40% | Add |
| 11 | HYMB | Ss Spdr N Ice Hy Muni ETF | 0% | +18.33% | Add |
| 12 | AVUS | Avantis U.s. Equity ETF | 0% | +20.35% | Add |
| 13 | DFNM | Dimensional National Muni Bd | — | +16.11% | Add |
| 14 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | 0% | +7.78% | Add |
| 15 | VBK | Vanguard Small-cap Grwth ETF | -0.1% | +9.61% | Add |
| 16 | IJJ | Ishares S&p Mid-cap 400 Valu | -0.1% | +8.52% | Add |
| 17 | CMF | Ishares California Muni Bond | -0.1% | +8.96% | Add |
| 18 | TOTL | Ss Doubleline Tr Tact ETF | -0.1% | +8.99% | Add |
| 19 | HIMS | Hims & Hers Health INC | -0.2% | — | Unchanged |
| 20 | ORCL | Oracle CORP | -0.2% | -0.25% | Trim |
| 21 | LLY | Eli Lilly & Co | -0.2% | -0.10% | Trim |
| 22 | QCOM | Qualcomm INC | -0.2% | -3.73% | Trim |
| 23 | GOOGL | Alphabet Inc-cl A | -0.3% | -0.72% | Trim |
| 24 | META | Meta Platforms Inc-class A | -0.3% | +1.31% | Add |
| 25 | SCHR | Schwab Intermediate-term US | -0.3% | +5.38% | Add |
| 26 | AVLV | Avantis US Large Cap Value | -0.4% | +4.14% | Add |
| 27 | MSFT | Microsoft CORP | -0.5% | +0.53% | Add |
| 28 | DFAC | Dimensional US Core Equity 2 | -0.6% | -2.51% | Trim |
| 29 | TBIL | F/m US Treasury 3 Month Bill | -0.6% | -65.52% | Trim |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.7% | +60.00% | Add |
| 31 | AVGO | Broadcom INC | -0.7% | -0.12% | Trim |
| 32 | AAPL | Apple INC | -0.8% | +1.23% | Add |
| 33 | PLTR | Palantir Technologies Inc-a | -0.9% | -0.13% | Trim |
| 34 | SCHG | Schwab US Large-cap Growth | -1.2% | +7.13% | Add |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | — | NEW | New buy |
| 36 | VTEB | Vanguard Tax-exempt Bond ETF | — | NEW | New buy |
| 37 | MUB | Ishares National Muni Bond E | — | EXIT | Sold out |
| 38 | DVY | Ishares Select Dividend ETF | — | NEW | New buy |
| 39 | CAT | Caterpillar INC | — | NEW | New buy |
| 40 | LMT | Lockheed Martin CORP | — | NEW | New buy |
| 41 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 42 | DFTX | Definium Therapeutics INC | — | NEW | New buy |
| 43 | AMCR | Amcor plc | — | NEW | New buy |
| 44 | AMCR | Amcor plc | — | EXIT | Sold out |
| 45 | NKE | Nike INC -cl B | — | EXIT | Sold out |
| 46 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 47 | MA | Mastercard INC - A | — | EXIT | Sold out |
| 48 | SRE | Sempra | — | NEW | New buy |
| 49 | AXP | American Express Co | — | EXIT | Sold out |
| 50 | HAL | Halliburton Co | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-04 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-28 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-06 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
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