13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001861642
Total reported value
—
$1.9B
937 檔
16.9%
In Q3 2025, Hennion & Walsh Asset Management, Inc.'s U.S. equity holdings reached a combined market value of $1.9B, distributed across 937 disclosed stock positions.
In Q3 2025, Hennion & Walsh Asset Management, Inc. displayed an active expansion posture, initiating 8 new positions and adding to 31 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 937 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.01% | — | +1.75% | |
| 2 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 2.47% | — | +2.07% | |
| 3 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 1.85% | — | +3.47% | |
| 4 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 1.84% | — | +58.53% | |
| 5 | ISPY | Proshares S&p High Incom ETF | ETF-Other | 1.52% | — | +7.46% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 1.48% | — | -28.67% | |
| 7 | IGEB | Ishares Investment Grade Sys | ETF-Corp Bonds | 1.41% | — | +6.36% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.17% | — | -35.98% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.03% | — | +2.19% | |
| 10 | AVGO | Broadcom Inc | Stock-Tech | 0.93% | — | -3.18% | |
| 11 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.88% | — | +2.70% | |
| 12 | PFF | Ishares Preferred & Income S | ETF-Other | 0.85% | — | +6.45% | |
| 13 | PML | Pimco Municipal Income Fd Ii | Stock-Other | 0.83% | — | +101.69% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.82% | — | +2.56% | |
| 15 | NUV | Nuveen Municipal Value | Stock-Other | 0.77% | — | +23.51% | |
| 16 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 0.74% | — | — | |
| 17 | VRNA | Verona Pharma PLC - Adr | Stock-Other | 0.72% | — | -6.39% | |
| 18 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 0.72% | — | +3.17% | |
| 19 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.71% | — | +0.18% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 0.69% | — | +3.50% | |
| 21 | JSCP | Jpmorgan Short Duration Core | ETF-Other | 0.68% | — | +4.65% | |
| 22 | HYGW | Ishares Hy CORP Bd Buywr ETF | ETF-Other | 0.66% | — | +11.33% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.66% | — | -0.17% | |
| 24 | NVG | Nuveen Amt-fr Muni Crdt | Stock-Other | 0.65% | — | +3.06% | |
| 25 | MYI | Blackrock Muniyield Qlty Iii | Stock-Other | 0.62% | — | +22.94% | |
| 26 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | Stock-Other | 0.61% | — | +23.21% | |
| 27 | V | Visa Inc-class A Shares | Stock-Financials | 0.60% | — | +2.13% | |
| 28 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.50% | — | +0.74% | |
| 29 | ADI | Analog Devices Inc | Stock-Tech | 0.48% | — | +4.36% | |
| 30 | NXP | Nuveen Select Tax-free Inc | Stock-Other | 0.48% | — | -9.32% | |
| 31 | KLAC | Kla CORP | Stock-Tech | 0.48% | — | +9.54% | |
| 32 | MHD | Blackrock Muniholdings Fund | Stock-Other | 0.46% | — | -0.13% | |
| 33 | EIM | Eaton Vance Municipal Bond | Stock-Other | 0.45% | — | +43.86% | |
| 34 | MQY | Blackrock Muniyield Quality | Stock-Other | 0.45% | — | +2.91% | |
| 35 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.44% | — | +7.42% | |
| 36 | AMAT | Applied Materials Inc | Stock-Tech | 0.42% | — | +7.92% | |
| 37 | BTT | Blackrock 2030 Muni Trgt Trm | Stock-Other | 0.42% | — | +36.13% | |
| 38 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.40% | — | -3.50% | |
| 39 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.40% | — | +9.60% | |
| 40 | MMD | Nyli Mackay Dt Muni Oppo Fnd | Stock-Other | 0.38% | — | +45.42% | |
| 41 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.38% | — | -1.32% | |
| 42 | IIM | Invesco Value Municipal Inco | Stock-Other | 0.38% | — | +13.55% | |
| 43 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.36% | — | -30.01% | |
| 44 | IDV | Ishares International Select | ETF-Other | 0.36% | — | +8.27% | |
| 45 | XPCQX | Pimco California Muni Inc Fd | Stock-Other | 0.33% | — | +183.97% | |
| 46 | EVMO | Eaton Vance Mortgage Opp ETF | ETF-Other | 0.33% | — | — | |
| 47 | MLN | Vaneck Long Muni ETF | ETF-Other | 0.33% | — | +2.03% | |
| 48 | VMO | Invesco Municipal Opport | Stock-Other | 0.33% | — | -6.97% | |
| 49 | TT | Trane Technologies plc | Stock-Industrials | 0.33% | — | +4.65% | |
| 50 | LRCX | Lam Research CORP | Stock-Tech | 0.33% | — | +12.31% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GSIE | Goldman Sachs Activebeta Int | +0.6% | +58.53% | Add |
| 2 | NVDA | Nvidia CORP | +0.4% | +2.19% | Add |
| 3 | PML | Pimco Municipal Income Fd Ii | +0.3% | +101.69% | Add |
| 4 | AVGO | Broadcom Inc | +0.3% | -3.18% | Trim |
| 5 | EVN | Eaton Vance Muni Inc Tr | +0.2% | +138.02% | Add |
| 6 | IDV | Ishares International Select | +0.2% | +8.27% | Add |
| 7 | CELC | Celcuity Inc | +0.2% | -1.80% | Add |
| 8 | GOOGL | Alphabet Inc-cl A | +0.2% | +2.56% | Add |
| 9 | MUA | Blackrock Muniassets Fund | +0.2% | +129.19% | Add |
| 10 | XPCQX | Pimco California Muni Inc Fd | +0.2% | +183.97% | Add |
| 11 | GE | General Electric | +0.2% | +30.78% | Add |
| 12 | KTOS | Kratos Defense & Security | +0.2% | +30.65% | Add |
| 13 | VRNA | Verona Pharma PLC - Adr | +0.2% | -6.39% | Trim |
| 14 | ORCL | Oracle CORP | +0.2% | +44.61% | Add |
| 15 | LRCX | Lam Research CORP | +0.2% | +12.31% | Add |
| 16 | MMD | Nyli Mackay Dt Muni Oppo Fnd | +0.1% | +45.42% | Add |
| 17 | CEG | Constellation Energy | +0.1% | +36.54% | Add |
| 18 | INDV | Indivior Pharmaceuticals, Inc. | +0.1% | +12.38% | Add |
| 19 | KLAC | Kla CORP | +0.1% | +9.54% | Add |
| 20 | AXON | Axon Enterprise Inc | +0.1% | +26.86% | Add |
| 21 | NUV | Nuveen Municipal Value | +0.1% | +23.51% | Add |
| 22 | MYI | Blackrock Muniyield Qlty Iii | +0.1% | +22.94% | Add |
| 23 | AMAT | Applied Materials Inc | +0.1% | +7.92% | Add |
| 24 | ANET | Arista Networks Inc | +0.1% | +42.88% | Add |
| 25 | PWR | Quanta Services Inc | +0.1% | +5.79% | Add |
| 26 | MSFT | Microsoft CORP | +0.1% | -0.17% | Add |
| 27 | ISPY | Proshares S&p High Incom ETF | +0.1% | +7.46% | Add |
| 28 | JPM | Jpmorgan Chase & Co | +0.1% | +7.42% | Add |
| 29 | XCEM | Columbia Em Core Ex-china | 0% | +2.70% | Add |
| 30 | AMZN | Amazon.com Inc | 0% | +0.18% | Add |
| 31 | IVV | Ishares Core S&p 500 ETF | 0% | +1.75% | Add |
| 32 | GSLC | Goldman Activebeta US Lc ETF | 0% | +2.07% | Add |
| 33 | DDWM | Wisdomtree Dy Inter Eq Fd-us | -0.1% | +3.47% | Add |
| 34 | LEO | Bny Mellon Strategic Muni | -0.2% | -41.20% | Trim |
| 35 | NAD | Nuveen Quality Municipal Inc | -0.2% | -33.27% | Trim |
| 36 | VTV | Vanguard Value ETF | -0.8% | -28.67% | Trim |
| 37 | RSP | Invesco S&p 500 Equal Weight | -0.8% | -35.98% | Trim |
| 38 | IGEB | Ishares Investment Grade Sys | -0.9% | +6.36% | Trim |
| 39 | PFFD | Global X US Preferred ETF | -1.3% | -23.11% | Trim |
| 40 | PFF | Ishares Preferred & Income S | — | NEW | New buy |
| 41 | SMLF | Ishares US Smallcap Equity F | — | NEW | New buy |
| 42 | JSCP | Jpmorgan Short Duration Core | — | NEW | New buy |
| 43 | EVMO | Eaton Vance Mortgage Opp ETF | — | NEW | New buy |
| 44 | JEMB | Jh Em Debt Hard Currency ETF | — | NEW | New buy |
| 45 | RKLB | Rocket Lab CORP | — | NEW | New buy |
| 46 | XPMQX | Pimco Muni Income Fund Iii | — | EXIT | Sold out |
| 47 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 48 | XPMAX | Pioneer Municipal High Inc | — | EXIT | Sold out |
| 49 | PML | PIMCO Municipal Income Fund II | — | EXIT | Sold out |
| 50 | MMU | Western Asset Managed Munici | — | NEW | New buy |
According to official SEC Form 13F filings, Hennion & Walsh Asset Management, Inc. reported a total U.S. public equity portfolio value of $1.9B across 937 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, GSLC, DDWM) accounted for 16.9% of total reported equity market value during Q3 2025.
Top New Position Initiated
PFF
市值: $23.6M
Top Position Liquidated / Trimmed
XPMQX
前期市值: $6.1M
During Q3 2025, Hennion & Walsh Asset Management, Inc.'s top holdings by market value included IVV (4.0%)、GSLC (2.5%)、DDWM (1.9%). The largest single position, IVV, represented 4.0% of total portfolio value.
In Q3 2025, Hennion & Walsh Asset Management, Inc. made 50 total portfolio adjustments, initiating 8 new buys, adding to 31 positions, trimming 8 holdings, and fully liquidating 3 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.