CIK: 0001861642
Total reported value
$3.0B
Reporting period: 2026-03-31 · Number of holdings: 934
Hennion & Walsh Asset Management, Inc. disclosed 934 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $3.0B and a quarterly turnover rate of 26.6%.
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Hennion & Walsh Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 164 equally-sized positions, well below its 934 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add MQY
+228.8% $34.4M
Add MHD
+181.5% $19.1M
Trim RSP
-36.2% -$12.5M
Add XCEM
+43.6% $13.5M
Trim GSIE
-19.3% -$10.4M
Trim JSCP
-31.6% -$6.2M
Showing top 200 holdings (of 934 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.90% | — | +3.63% | |
| 2 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 2.37% | — | +5.83% | |
| 3 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 1.98% | +0.09% | +5.66% | |
| 4 | MQY | Blackrock Muniyield Quality | Stock-Other | 1.70% | +1.14% | +228.81% | |
| 5 | VTV | Vanguard Value ETF | ETF-Other | 1.56% | — | +2.86% | |
| 6 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 1.50% | -0.40% | -19.30% | |
| 7 | ISPY | Proshares S&p High Incom ETF | ETF-Other | 1.47% | — | +2.82% | |
| 8 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 1.32% | +0.44% | +43.64% | |
| 9 | IGEB | Ishares Investment Grade Sys | ETF-Corp Bonds | 1.19% | -0.21% | -12.11% | |
| 10 | JSML | Janus Hender Sm Cap Grw Alph | ETF-Other | 1.11% | +1.11% | NEW | |
| 11 | MHD | Blackrock Muniholdings Fund | Stock-Other | 1.02% | +0.63% | +181.47% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.89% | -0.17% | -6.32% | |
| 13 | PFF | Ishares Preferred & Income S | ETF-Other | 0.84% | — | +4.07% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 0.80% | -0.19% | -11.34% | |
| 15 | NVG | Nuveen Amt-fr Muni Crdt | Stock-Other | 0.80% | — | +16.30% | |
| 16 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.74% | -0.45% | -36.25% | |
| 17 | NUV | Nuveen Municipal Value | Stock-Other | 0.74% | — | +4.21% | |
| 18 | CELC | Celcuity INC | Stock-Other | 0.70% | — | -4.36% | |
| 19 | HYGW | Ishares Hy CORP Bd Buywr ETF | ETF-Other | 0.67% | — | +4.69% | |
| 20 | XNEAX | Nuveen Amt-fr Qlty Muni INC | Stock-Other | 0.66% | — | -0.83% | |
| 21 | PML | Pimco Municipal Income Fd Ii | Stock-Other | 0.66% | — | -7.59% | |
| 22 | AVGO | Broadcom INC | Stock-Tech | 0.66% | -0.19% | -11.23% | |
| 23 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.63% | -0.12% | -5.57% | |
| 24 | ADI | Analog Devices INC | Stock-Tech | 0.61% | — | -1.63% | |
| 25 | AMAT | Applied Materials INC | Stock-Tech | 0.61% | +0.09% | -10.36% | |
| 26 | AAPL | Apple INC | Stock-Tech | 0.58% | -0.14% | -12.41% | |
| 27 | NMZ | Nuveen Muni Hi INC Opport | Stock-Other | 0.57% | +0.17% | +43.71% | |
| 28 | NZF | Nuveen Municipal Credit INC | Stock-Other | 0.56% | — | +2.10% | |
| 29 | LRCX | Lam Research CORP | Stock-Tech | 0.55% | +0.13% | +7.94% | |
| 30 | KLAC | Kla CORP | Stock-Tech | 0.52% | — | -9.59% | |
| 31 | V | Visa Inc-class A Shares | Stock-Financials | 0.48% | -0.11% | -4.16% | |
| 32 | BTT | Blackrock 2030 Muni Trgt Trm | Stock-Other | 0.47% | — | +13.79% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.46% | -0.14% | +1.10% | |
| 34 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.46% | +0.16% | +62.51% | |
| 35 | JSCP | Jpmorgan Short Duration Core | ETF-Other | 0.45% | -0.22% | -31.55% | |
| 36 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.44% | — | +1.92% | |
| 37 | GE | General Electric | Stock-Industrials | 0.44% | — | +19.26% | |
| 38 | MUA | Blackrock Muniassets Fund | Stock-Other | 0.44% | — | +25.39% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | — | +5.35% | |
| 40 | EIM | Eaton Vance Municipal Bond | Stock-Other | 0.43% | — | -0.67% | |
| 41 | COGT | Cogent Biosciences INC | Stock-Other | 0.42% | — | -3.43% | |
| 42 | IDV | Ishares International Select | ETF-Other | 0.41% | — | +1.69% | |
| 43 | WMT | Walmart INC | Stock-Consumer Staples | 0.41% | — | +10.02% | |
| 44 | NXP | Nuveen Select Tax-free INC | Stock-Other | 0.39% | — | -5.92% | |
| 45 | MMD | Nyli Mackay Dt Muni Oppo Fnd | Stock-Other | 0.37% | — | -0.47% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.37% | — | -2.84% | |
| 47 | NAD | Nuveen Quality Municipal INC | Stock-Other | 0.36% | — | +33.54% | |
| 48 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.36% | +0.10% | +11.75% | |
| 49 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.35% | — | +1.38% | |
| 50 | PWR | Quanta Services INC | Stock-Industrials | 0.35% | — | -8.57% |
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+15.1%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 934 | $3.0B | 27 | |
| 2025-12-31 | 930 | $2.9B | 21 | |
| 2025-09-30 | 941 | $2.8B | 40 | |
| 2025-06-30 | 920 | $2.5B | 0 | |
| 2025-03-31 | 870 | $2.2B | 100 | |
| 2024-12-31 | 851 | $2.2B | 0 | |
| 2024-09-30 | 866 | $2.1B | 0 | |
| 2024-06-30 | 838 | $1.9B | 0 | |
| 2024-03-31 | 840 | $1.9B | 0 | |
| 2023-12-31 | 816 | $1.8B | 0 | |
| 2023-09-30 | 799 | $1.6B | 0 | |
| 2023-06-30 | 797 | $1.7B | 0 | |
| 2023-03-31 | 774 | $1.6B | 0 | |
| 2022-12-31 | 766 | $1.6B | 0 | |
| 2022-09-30 | 765 | $1.5B | 0 | |
| 2022-06-30 | 756 | $1.6B | 0 | |
| 2022-03-31 | 769 | $1.9B | 0 | |
| 2021-12-31 | 742 | $2.0B | 0 | |
| 2021-09-30 | 710 | $1.9B | 0 | |
| 2021-06-30 | 724 | $1.9B | 100 | |
| 2021-03-31 | 698 | $1.7B | — |
Hennion & Walsh Asset Management, Inc.'s most significant position changes for 2026-03-31: New buy: Janus Hender Sm Cap Grw Alph (JSML); Sold out: Ishares US Smallcap Equity F (SMLF); Sold out: Blackrock Muniyield Qlty Iii (MYI); Sold out: Indivior Pharmaceuticals, Inc. (INDV); New buy: Indivior Pharmaceuticals INC (INDV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MQY | Blackrock Muniyield Quality | +1.1% | +228.81% | Add |
| 2 | MHD | Blackrock Muniholdings Fund | +0.6% | +181.47% | Add |
| 3 | XCEM | Columbia Em Core Ex-china | +0.4% | +43.64% | Add |
| 4 | NMZ | Nuveen Muni Hi INC Opport | +0.2% | +43.71% | Add |
| 5 | DAWNGBX | Day One Biopharmaceuticals I | +0.2% | +17.12% | Add |
| 6 | JEPQ | JPM Nasdaq Equity Premium | +0.2% | +62.51% | Add |
| 7 | VGM | Invesco Trust For Investmen | +0.1% | +96.12% | Add |
| 8 | LRCX | Lam Research CORP | +0.1% | +7.94% | Add |
| 9 | MYN | Blackrock Muniyield Ny Qlty | +0.1% | +74.60% | Add |
| 10 | MOD | Modine Manufacturing Co | +0.1% | +55.36% | Add |
| 11 | HWM | Howmet Aerospace INC | +0.1% | +41.14% | Add |
| 12 | XSSPX | Nuveen S&p 500 Dynam Overwr | +0.1% | +1333.49% | Add |
| 13 | FIX | Comfort Systems USA INC | +0.1% | +20.78% | Add |
| 14 | LMT | Lockheed Martin CORP | +0.1% | +11.75% | Add |
| 15 | PBD | Invesco Global Clean Energy | +0.1% | +317.75% | Add |
| 16 | DDWM | Wisdomtree Dy Inter Eq Fd-us | +0.1% | +5.66% | Add |
| 17 | AMAT | Applied Materials INC | +0.1% | -10.36% | Trim |
| 18 | ASML | ASML Holding N.V. | +0.1% | +38.35% | Add |
| 19 | INTU | Intuit INC | -0.1% | -20.64% | Trim |
| 20 | ISRG | Intuitive Surgical INC | -0.1% | -26.89% | Trim |
| 21 | V | Visa Inc-class A Shares | -0.1% | -4.16% | Trim |
| 22 | BSX | Boston Scientific CORP | -0.1% | +2.24% | Add |
| 23 | AMZN | Amazon.com INC | -0.1% | -5.57% | Trim |
| 24 | MSFT | Microsoft CORP | -0.1% | +1.10% | Add |
| 25 | AAPL | Apple INC | -0.1% | -12.41% | Trim |
| 26 | NOW | Servicenow INC | -0.1% | -28.40% | Trim |
| 27 | OLMA | Olema Pharmaceuticals INC | -0.2% | +7.70% | Add |
| 28 | GOOGL | Alphabet Inc-cl A | -0.2% | -6.32% | Trim |
| 29 | AVGO | Broadcom INC | -0.2% | -11.23% | Trim |
| 30 | NVDA | Nvidia CORP | -0.2% | -11.34% | Trim |
| 31 | IGEB | Ishares Investment Grade Sys | -0.2% | -12.11% | Trim |
| 32 | JSCP | Jpmorgan Short Duration Core | -0.2% | -31.55% | Trim |
| 33 | GSIE | Goldman Sachs Activebeta Int | -0.4% | -19.30% | Trim |
| 34 | RSP | Invesco S&p 500 Equal Weight | -0.5% | -36.25% | Trim |
| 35 | JSML | Janus Hender Sm Cap Grw Alph | — | NEW | New buy |
| 36 | SMLF | Ishares US Smallcap Equity F | — | EXIT | Sold out |
| 37 | MYI | Blackrock Muniyield Qlty Iii | — | EXIT | Sold out |
| 38 | INDV | Indivior Pharmaceuticals, Inc. | — | EXIT | Sold out |
| 39 | INDV | Indivior Pharmaceuticals INC | — | NEW | New buy |
| 40 | ITWO | Proshares R2000 Hi Incom ETF | — | NEW | New buy |
| 41 | MHD | BlackRock MuniHoldings Fund, Inc. | — | EXIT | Sold out |
| 42 | BLK | BlackRock, Inc. | — | EXIT | Sold out |
| 43 | BLE | Blackrock Muni INC Tr Ii | — | EXIT | Sold out |
| 44 | XMVFX | Blackrock Munivest Fund | — | EXIT | Sold out |
| 45 | XMYDX | Blackrock Muniyield Fund | — | EXIT | Sold out |
| 46 | XBKNX | Blackrock Invest Qlty Muni | — | EXIT | Sold out |
| 47 | XMQTX | Blackrock Muniyield Qlty Ii | — | EXIT | Sold out |
| 48 | MHD | BlackRock MuniHoldings Fund, Inc. | — | EXIT | Sold out |
| 49 | XMVTX | Blackrock Munivest Fund Ii | — | EXIT | Sold out |
| 50 | ✓ | Argan INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-08 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-22 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-19 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-27 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-20 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-12 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-19 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-26 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
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