HA
Havens Advisors LLC Historical SEC 13F Holdings & Archive (Q4 2022)
Havens Advisors LLCCIK: 0001280200
Quality / disciplined sizingLong-term holderDiversified strategy
Total reported value
$39.3M
Reporting period: 2022-12-31 · Number of holdings: 31
HAVENS ADVISORS LLC disclosed 31 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $39.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 19.61
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 62
- Sizing Uniformity
- 92.67
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | COWNEUR | Cowen Inc - A | Stock-Other | 8.84% | — | +40.63% | |
| 2 | UMPQUSD | Umpqua Holdings CORP | Stock-Other | 6.84% | — | +90.71% | |
| 3 | TSEM | Tower Semiconductor Ltd. | Stock-Tech | 6.64% | — | +5.33% | |
| 4 | FHN | First Horizon CORP | Stock-Financials | 6.60% | — | +341.67% | |
| 5 | RTO | Rentokil Initial Plc-sp Adr | Stock-Other | 6.34% | — | — | |
| 6 | ✓ | Horizon Therapeutics PLC | Stock-Other | 6.07% | — | — | |
| 7 | SWCHF | Sierra Wireless Inc | Stock-Other | 5.38% | — | — | |
| 8 | AJRDEUR | Aerojet Rocketdyne Holdings | Stock-Other | 4.98% | — | — | |
| 9 | POSHEUR | Poshmark Inc-class A | Stock-Other | 4.95% | — | — | |
| 10 | SJIEUR | South Jersey Industries | Stock-Other | 4.61% | — | -43.33% | |
| 11 | COUPEUR | Coupa Software Inc | Stock-Other | 4.43% | — | — | |
| 12 | AIMCUSD | Altra Industrial Motion CORP | Stock-Other | 4.10% | — | — | |
| 13 | S76 | Store Capital CORP | Stock-Other | 3.18% | — | — | |
| 14 | VMWEUR | Vmware Inc-class A | Stock-Other | 3.07% | — | — | |
| 15 | FOX | Fox CORP - Class B | Stock-Comm Services | 2.53% | — | — | |
| 16 | SPNT | SiriusPoint Ltd. | Stock-Other | 2.46% | — | +0.18% | |
| 17 | MR4 | Meridian Bioscience Inc | Stock-Other | 2.26% | — | -65.19% | |
| 18 | IAA-WUSD | Iaa Inc | Stock-Other | 2.25% | — | — | |
| 19 | ✓ | 1life Healthcare Inc | Stock-Other | 2.12% | — | -38.27% | |
| 20 | SGFYGBP | Signify Health Inc -class A | Stock-Other | 2.11% | — | -23.68% | |
| 21 | MAXRUSD | Maxar Technologies Inc | Stock-Other | 1.97% | — | — | |
| 22 | SPNEUSD | Seaspine Holdings CORP | Stock-Other | 1.80% | — | — | |
| 23 | ✓ | Knowbe4 Inc | Stock-Other | 1.76% | — | — | |
| 24 | ROG | Rogers CORP | Stock-Other | 1.21% | — | -76.47% | |
| 25 | SAVEEUR | Spirit Airlines Inc | Stock-Other | 0.87% | — | -29.60% | |
| 26 | ✓ | Stock-Other | 0.58% | — | — | ||
| 27 | ARES | Ares Management Corporation | Stock-Financials | 0.52% | — | — | |
| 28 | ✓ | Sustainable Develp Acqu I Co | Stock-Other | 0.51% | — | — | |
| 29 | ✓ | Warburg Pincus Captal CORP I | Stock-Other | 0.36% | — | — | |
| 30 | ✓ | Lead Edge Growth Oprtunts Lt | Stock-Other | 0.33% | — | — | |
| 31 | EVOP1EUR | Evo Payments Inc-class A | Stock-Other | 0.33% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q4 | 31 | $39.3M | 0 | ||
| 2022 Q3 | 42 | $66.8M | 0 | ||
| 2022 Q2 | 42 | $63.3M | 0 | ||
| 2022 Q1 | 44 | $54.5M | 0 | ||
| 2021 Q4 | 43 | $84.6M | 0 | ||
| 2021 Q3 | 44 | $83.3M | 0 | ||
| 2021 Q2 | 46 | $126.0M | 95 | ||
| 2021 Q1 | 49 | $113.1M | 85 | ||
| 2020 Q4 | 40 | $107.4M | 100 | ||
| 2020 Q3 | 27 | $108.0M | 100 | ||
| 2020 Q2 | 21 | $67.0M | 100 | ||
| 2020 Q1 | 30 | $102.6M | 75 | ||
| 2019 Q4 | 31 | $114.0M | 100 | ||
| 2019 Q3 | 27 | $109.9M | 98 | ||
| 2019 Q2 | 30 | $142.2M | 96 | ||
| 2019 Q1 | 32 | $103.3M | 100 | ||
| 2018 Q4 | 31 | $107.8M | 100 | ||
| 2018 Q3 | 36 | $144.4M | 82 | ||
| 2018 Q2 | 34 | $153.1M | 95 | ||
| 2018 Q1 | 28 | $130.5M | 90 | ||
| 2017 Q4 | 21 | $132.9M | 98 | ||
| 2017 Q3 | 27 | $148.3M | 87 | ||
| 2017 Q2 | 31 | $140.0M | 100 | ||
| 2017 Q1 | 32 | $152.9M | 93 | ||
| 2016 Q4 | 36 | $149.8M | 100 | 179084929203553767754 | |
| 2016 Q3 | 33 | $128.4M | 100 | ||
| 2016 Q2 | 44 | $131.8M | 100 | ||
| 2016 Q1 | 38 | $196.3M | 100 | ||
| 2015 Q4 | 37 | $164.8M | 100 | ||
| 2015 Q3 | 30 | $163.8M | 100 | ||
| 2015 Q2 | 34 | $134.2M | 82 | 125490A23070003441060 | |
| 2015 Q1 | 31 | $125.4M | 100 | 1307000225490A387264S | |
| 2014 Q4 | 44 | $161.1M | 76 | 1307000288732J3018490 | |
| 2014 Q3 | 53 | $180.5M | 100 | 1307000282481R3G2554F | |
| 2014 Q2 | 44 | $137.9M | 84 | 101849023458383G2554F | |
| 2014 Q1 | 30 | $98.1M | 100 | ||
| 2013 Q4 | 36 | $126.0M | 100 | ||
| 2013 Q3 | 50 | $179.5M | 100 | ||
| 2013 Q2 | 44 | $127.8M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Havens Advisors LLC and what type of investor is it?
Havens Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $39.3M, spread across 31 disclosed positions.
What are Havens Advisors LLC's largest equity positions?
Based on the latest 13F filing, Havens Advisors LLC's top holdings by market value are:
1. Cowen Inc - A (COWNEUR) — $3.5M (8.8%)
2. Umpqua Holdings CORP (UMPQUSD) — $2.7M (6.8%)
3. Tower Semiconductor Ltd. (TSEM) — $2.6M (6.6%)
4. First Horizon CORP (FHN) — $2.6M (6.6%)
5. Rentokil Initial Plc-sp Adr (RTO) — $2.5M (6.3%)
What changes did Havens Advisors LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Havens Advisors LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Havens Advisors LLC focus on?
Havens Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 43.7%
• Information Technology: 40.8%
• Communication Services: 15.5%
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Havens Advisors LLC's portfolio is broadly diversified and long-term-holding, with 43.7% of the portfolio concentrated in Financials.
It has added to its ARES position over the past two quarters (+$6.4K, now $203.4K), while trimming ROG over the same stretch (-$4.5M, still holding $477.4K).
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Portfolio Stability0.0
Sector conviction0.0
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MC
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ZA
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Developer Access
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REST API
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