HA
Harborview Advisors, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Harborview Advisors, LLCCIK: 0001730890
Diversified strategyLong-term holderSector-focused
Total reported value
$178.5M
Reporting period: 2021-09-30 · Number of holdings: 106
Harborview Advisors, LLC disclosed 106 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $178.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 15.28
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 79.81
- Diversification
- 100
- Sizing Uniformity
- 82.46
Harborview Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.038 — mathematically equivalent to about 26 equally-sized positions, well below its 106 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.75), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHF | Schwab Intl Equity ETF | ETF-Other | 9.67% | — | +0.57% | |
| 2 | LQDH | Ishares Int Hedg CORP Bd ETF | ETF-Other | 8.63% | — | +6.82% | |
| 3 | AGZD | Wisdomtree Trust Wisdomtree | ETF-Other | 6.85% | — | +0.07% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 5.91% | — | -0.87% | |
| 5 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | ETF-Other | 5.27% | — | +4.39% | |
| 6 | SCHV | Schwab US Large-cap Value | ETF-Other | 4.65% | — | -3.42% | |
| 7 | PCEF | Invesco Cef Income Composite | ETF-Other | 3.98% | — | +0.12% | |
| 8 | GLD | Spdr Gold Shares | ETF-Commodities | 3.26% | — | +0.82% | |
| 9 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 2.77% | — | +0.00% | |
| 10 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 2.46% | — | -0.01% | |
| 11 | VTV | Vanguard Value ETF | ETF-Other | 2.38% | — | +7.29% | |
| 12 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 2.11% | — | +1.69% | |
| 13 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.91% | — | -1.08% | |
| 14 | IWC | Ishares Micro-cap ETF | ETF-Other | 1.72% | — | +0.40% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 1.65% | — | +0.76% | |
| 16 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 1.56% | — | +0.61% | |
| 17 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 1.39% | — | +1.31% | |
| 18 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.15% | — | -8.31% | |
| 19 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 1.11% | — | +7.03% | |
| 20 | DWX | State Street Spdr S&p Intern | ETF-Other | 1.05% | — | +4.81% | |
| 21 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.97% | — | -0.92% | |
| 22 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.93% | — | -0.15% | |
| 23 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.89% | — | -3.34% | |
| 24 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.88% | — | — | |
| 25 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.86% | — | -0.01% | |
| 26 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.81% | — | -0.54% | |
| 27 | EDIV | State Street Spdr S&p Emergi | ETF-Other | 0.81% | — | +4.29% | |
| 28 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.74% | — | -1.66% | |
| 29 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 0.68% | — | -4.08% | |
| 30 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 0.63% | — | +4.18% | |
| 31 | NULG | Nuveen Esg Lrg-cap Grw ETF | ETF-Other | 0.62% | — | +3.44% | |
| 32 | NUSC | Nuveen Esg Small-cap ETF | ETF-Other | 0.61% | — | +6.19% | |
| 33 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.57% | — | -0.06% | |
| 34 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.54% | — | -0.21% | |
| 35 | NUEM | Nuveen Esg Emerging Markets | ETF-Emerging Markets | 0.54% | — | +10.48% | |
| 36 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 0.53% | — | +4.89% | |
| 37 | XMPT | Vaneck Cef Muni Income ETF | ETF-Other | 0.53% | — | -9.02% | |
| 38 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.53% | — | -0.14% | |
| 39 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.51% | — | +0.13% | |
| 40 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.50% | — | +0.23% | |
| 41 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.50% | — | — | |
| 42 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.48% | — | -0.18% | |
| 43 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.47% | — | +0.37% | |
| 44 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.46% | — | -1.82% | |
| 45 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.46% | — | +38.23% | |
| 46 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.45% | — | +5.43% | |
| 47 | NUMV | Nuveen Esg Mid-cap Value ETF | ETF-Other | 0.44% | — | +8.88% | |
| 48 | IDXX | Idexx Laboratories Inc | Stock-Healthcare | 0.43% | — | — | |
| 49 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.42% | — | +0.64% | |
| 50 | SUSC | Ishares Esg Aware Usd Corpor | ETF-Other | 0.41% | — | +1.28% |
1–50 of 106
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 106 | $178.5M | 0 | ||
| 2021 Q2 | 102 | $178.6M | 96 | ||
| 2021 Q1 | 98 | $165.4M | 14 | ||
| 2020 Q4 | 94 | $149.4M | 27 | ||
| 2020 Q3 | 92 | $131.0M | 17 | ||
| 2020 Q2 | 87 | $120.9M | 24 | ||
| 2020 Q1 | 84 | $100.4M | 39 | ||
| 2019 Q4 | 88 | $130.5M | 6 | ||
| 2019 Q3 | 85 | $124.3M | 12 | ||
| 2019 Q2 | 83 | $123.6M | 9 | ||
| 2019 Q1 | 81 | $115.4M | 33 | ||
| 2018 Q4 | 54 | $85.4M | 16 | ||
| 2018 Q3 | 65 | $98.3M | 34 | ||
| 2018 Q2 | 74 | $108.5M | 6 | ||
| 2018 Q1 | 70 | $105.3M | 7 | ||
| 2017 Q4 | 66 | $104.6M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Harborview Advisors, LLC and what type of investor is it?
Harborview Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $178.5M, spread across 106 disclosed positions.
What are Harborview Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Harborview Advisors, LLC's top holdings by market value are:
1. Schwab Intl Equity ETF (SCHF) — $17.3M (9.7%)
2. Ishares Int Hedg CORP Bd ETF (LQDH) — $15.4M (8.6%)
3. Wisdomtree Trust Wisdomtree (AGZD) — $12.2M (6.8%)
4. Schwab US Large-cap Growth (SCHG) — $10.5M (5.9%)
5. Wisdmtree Emerg Mkt Ex-st Ow (XSOE) — $9.4M (5.3%)
What changes did Harborview Advisors, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Harborview Advisors, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Harborview Advisors, LLC focus on?
Harborview Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.9%
• Health Care: 19.0%
• Communication Services: 13.4%
• Consumer Discretionary: 10.0%
• Financials: 8.1%
• Consumer Staples: 5.7%
Investment Profile
Harborview Advisors, LLC's portfolio is broadly diversified and long-term-holding, with 43.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 17 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its LQDH position over the past two quarters (+$2.2M, now $15.4M), while trimming SCHE over the same stretch (-$647.0K, still holding $2.1M).
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