Harborview Advisors, LLC — Q4 2019 13F Holdings

Name: Harborview Advisors, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001730890

Total reported value

$178.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHF	Schwab Intl Equity ETF	ETF-Other	11.15%	—	-2.15%
2	SCHV	Schwab US Large-cap Value	ETF-Other	8.79%	—	-2.40%
3	SCHG	Schwab US Large-cap Growth	ETF-Other	8.44%	—	-5.19%
4	AGZD	Wisdomtree Trust Wisdomtree	ETF-Other	8.19%	—	+0.67%
5	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	6.47%	—	+0.99%
6	PCEF	Invesco Cef Income Composite	ETF-Other	5.61%	—	+5.41%
7	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	4.23%	—	-0.26%
8	MDYV	Ss Spdr S&p 400 Mc Val ETF	ETF-Other	3.78%	—	-1.57%
9	MDYG	Ss Spdr S&p 400 Mc Gr ETF	ETF-Other	3.44%	—	-4.19%
10	SLYV	Ss Spdr S&p 600 Sc Val ETF	ETF-Other	2.74%	—	-4.09%
11	SLYG	Ss Spdr S&p 600 Sc Gr ETF	ETF-Other	2.65%	—	-4.47%
12	IWC	Ishares Micro-cap ETF	ETF-Other	2.26%	—	+0.62%
13	XMPT	Vaneck Cef Muni Income ETF	ETF-Other	1.25%	—	-7.73%
14	DWX	State Street Spdr S&p Intern	ETF-Other	1.14%	—	-1.97%
15	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.14%	—	-2.96%
16	AAPL	Apple INC	Stock-Tech	1.13%	—	-2.45%
17	SCHM	Schwab US Mid Cap ETF	ETF-Other	1.05%	—	-3.02%
18	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.95%	—	-0.93%
19	SCHA	Schwab US Small-cap ETF	ETF-Other	0.93%	—	-0.13%
20	EDIV	State Street Spdr S&p Emergi	ETF-Other	0.90%	—	+0.41%
21	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.84%	—	-3.29%
22	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.82%	—	-5.71%
23	PRF	Invesco Rafi US 1000 ETF	ETF-Other	0.71%	—	-0.27%
24	IWD	Ishares Russell 1000 Value E	ETF-Other	0.69%	—	-1.49%
25	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.67%	—	-2.14%
26	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.63%	—	-9.62%
27	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.62%	—	-0.71%
28	BSCQ	Invesco Bulletshares 2026 Cb	ETF-Other	0.62%	—	+0.54%
29	BSCO	Invesco Bulletshares 2024 Cb	ETF-Other	0.62%	—	+1.22%
30	BSCMUSD	Invesco Bulletshares 2022 Co	ETF-Other	0.62%	—	+1.91%
31	BSCK	Invesco Bulletshares 2020 Co	ETF-Other	0.61%	—	+2.64%
32	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.61%	—	-0.56%
33	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.60%	—	—
34	SCHB	Schwab US Broad Market ETF	ETF-Other	0.59%	—	+0.58%
35	SCHO	Schwab Short-term US Treas	ETF-Other	0.56%	—	+5.72%
36	QQQX	Nuveen Nasdaq 100 Dyn Overwr	Stock-Other	0.54%	—	-7.07%
37	IWF	Ishares Russell 1000 Growth	ETF-Other	0.53%	—	-6.18%
38	SCHX	Schwab US Large-cap ETF	ETF-Other	0.51%	—	-2.02%
39	SUSC	Ishares Esg Aware Usd Corpor	ETF-Other	0.51%	—	-1.87%
40	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.50%	—	-0.79%
41	DES	Wisdomtree US Smallcap Divid	ETF-Other	0.47%	—	-9.62%
42	VSGX	Vanguard Esg Intl Stock ETF	ETF-Other	0.43%	—	-0.40%
43	NUSC	Nuveen Esg Small-cap ETF	ETF-Other	0.42%	—	-0.01%
44	XLF	Ss Financial Select Sector	ETF-Other	0.33%	—	—
45	IDXX	Idexx Laboratories INC	Stock-Healthcare	0.32%	—	—
46	NULV	Nuveen Esg Large-cap Val ETF	ETF-Other	0.32%	—	-1.66%
47	NUEM	Nuveen Esg Emerging Markets	ETF-Emerging Markets	0.32%	—	+0.40%
48	PWV	Invesco Large Cap Value ETF	ETF-Large Cap & Growth	0.31%	—	-5.76%
49	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.31%	—	+6.89%
50	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-Other	0.30%	—	-0.10%

1–50 of 88

Holding changes this quarter

Position changes disclosed by Harborview Advisors, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.3%	+0.99%	Add
2	PCEF	Invesco Cef Income Composite	+0.2%	+5.41%	Add
3	AAPL	Apple INC	+0.2%	-2.45%	Trim
4	IWC	Ishares Micro-cap ETF	+0.2%	+0.62%	Add
5	BMY	Bristol-myers Squibb Co	+0.1%	+6.89%	Add
6	SCHA	Schwab US Small-cap ETF	0%	-0.13%	Trim
7	EDIV	State Street Spdr S&p Emergi	0%	+0.41%	Add
8	SCHB	Schwab US Broad Market ETF	0%	+0.58%	Add
9	PRF	Invesco Rafi US 1000 ETF	0%	-0.27%	Trim
10	IJT	Ishares S&p Small-cap 600 Gr	0%	-0.56%	Trim
11	IFLN	Invesco Bloomberg Enhanced F	0%	+10.00%	Add
12	IVE	Ishares S&p 500 Value ETF	0%	-3.29%	Trim
13	VSGX	Vanguard Esg Intl Stock ETF	0%	-0.40%	Trim
14	XLF	Ss Financial Select Sector	0%	—	Unchanged
15	NUEM	Nuveen Esg Emerging Markets	0%	+0.40%	Add
16	IJS	Ishares S&p Small-cap 600 Va	0%	-0.79%	Trim
17	NUSC	Nuveen Esg Small-cap ETF	0%	-0.01%	Trim
18	CVS	Cvs Health CORP	0%	-2.83%	Trim
19	IWM	Ishares Russell 2000 ETF	0%	-0.61%	Trim
20	DSI	Ishares Esg Msci Kld 400 ETF	0%	+0.89%	Add
21	MDYV	Ss Spdr S&p 400 Mc Val ETF	—	-1.57%	Trim
22	IJJ	Ishares S&p Mid-cap 400 Valu	—	-0.71%	Trim
23	IWD	Ishares Russell 1000 Value E	—	-1.49%	Trim
24	SCHX	Schwab US Large-cap ETF	—	-2.02%	Trim
25	SCHO	Schwab Short-term US Treas	—	+5.72%	Add
26	IJK	Ishares S&p Mid-cap 400 Grow	—	-2.14%	Trim
27	PRFZ	Inv Rafi US 1500 Sm-usd INC	—	-0.10%	Trim
28	SCHG	Schwab US Large-cap Growth	0%	-5.19%	Trim
29	IVW	Ishares S&p 500 Growth ETF	0%	-2.96%	Trim
30	DBEF	Xtrackers Msci Eafe Hedged E	0%	—	Unchanged
31	SCHM	Schwab US Mid Cap ETF	0%	-3.02%	Trim
32	SLYG	Ss Spdr S&p 600 Sc Gr ETF	0%	-4.47%	Trim
33	SLYV	Ss Spdr S&p 600 Sc Val ETF	-0.1%	-4.09%	Trim
34	DES	Wisdomtree US Smallcap Divid	-0.1%	-9.62%	Trim
35	DON	Wisdomtree US Midcap Dividen	-0.1%	-9.62%	Trim
36	MDYG	Ss Spdr S&p 400 Mc Gr ETF	-0.1%	-4.19%	Trim
37	RMT	Royce Micro-cap Trust INC	-0.1%	-32.16%	Trim
38	SCHV	Schwab US Large-cap Value	-0.1%	-2.40%	Trim
39	XMPT	Vaneck Cef Muni Income ETF	-0.2%	-7.73%	Trim
40	SCHF	Schwab Intl Equity ETF	-0.2%	-2.15%	Trim
41	AGZD	Wisdomtree Trust Wisdomtree	-0.3%	+0.67%	Add
42	RVT	Royce Small-cap Trust INC	—	EXIT	Sold out
43	FBT	First Trust Nyse Arca Biotec	—	NEW	New buy
44	RYLD	Global X Russell 2000 Cov Cl	—	NEW	New buy
45	QYLD	Global X Nasd 100 Cov Call	—	NEW	New buy
46	VBR	Vanguard Small-cap Value ETF	—	NEW	New buy
47	ICSH	Ishares Ultra Short Duration	—	NEW	New buy
48	VYM	Vanguard High Dvd Yield ETF	—	NEW	New buy
49	IGA	Voya Global Advan & Prem Opp	—	EXIT	Sold out
50	PPHMEUR	Avid Bioservices INC	—	EXIT	Sold out