HF
Halpern Financial, Inc. Historical SEC 13F Holdings & Archive (Q3 2024)
Halpern Financial, Inc.CIK: 0001994335
Diversified strategyLong-term holder
Total reported value
$388.7M
Reporting period: 2024-09-30 · Number of holdings: 230
Halpern Financial, Inc. disclosed 230 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $388.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 22.57
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 54.6
- Diversification
- 100
- Sizing Uniformity
- 65.31
Halpern Financial, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.056 — mathematically equivalent to about 18 equally-sized positions, well below its 230 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 230 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 12.83% | — | -2.66% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 8.48% | — | -5.15% | |
| 3 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 8.48% | — | -3.24% | |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 8.08% | — | +5.06% | |
| 5 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.78% | — | -4.32% | |
| 6 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 5.51% | — | +3.60% | |
| 7 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 4.70% | — | +13.32% | |
| 8 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 3.70% | — | +10.29% | |
| 9 | VB | Vanguard Small-cap ETF | ETF-Other | 3.47% | — | +14.03% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.16% | — | +3.17% | |
| 11 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.08% | — | -1.50% | |
| 12 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.94% | — | +10.35% | |
| 13 | JCPI | Jp Morgan Inflation Mgd Bond | ETF-Other | 2.77% | — | +2.50% | |
| 14 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 2.74% | — | -5.81% | |
| 15 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.71% | — | -0.05% | |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 2.70% | — | +21.00% | |
| 17 | FVAL | Fidelity Value Factor ETF | ETF-Other | 2.41% | — | -10.86% | |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.11% | — | +0.37% | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.49% | — | -1.83% | |
| 20 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.42% | — | +28.34% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 1.36% | — | +5.05% | |
| 22 | VUG | Vanguard Growth ETF | ETF-Other | 1.16% | — | +17.44% | |
| 23 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.11% | — | -1.92% | |
| 24 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.78% | — | — | |
| 25 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.50% | — | -44.63% | |
| 26 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.50% | — | — | |
| 27 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.40% | — | -0.17% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.37% | — | — | |
| 29 | NDAQ | Nasdaq Inc | Stock-Financials | 0.36% | — | -1.92% | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.35% | — | -4.77% | |
| 31 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.29% | — | — | |
| 32 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.29% | — | -3.88% | |
| 33 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.25% | — | -12.51% | |
| 34 | JMSB | John Marshall Bancorp Inc | Stock-Other | 0.24% | — | — | |
| 35 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.23% | — | +0.75% | |
| 36 | AAPL | Apple Inc | Stock-Tech | 0.22% | — | -0.16% | |
| 37 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.15% | — | — | |
| 38 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.14% | — | — | |
| 39 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.12% | — | — | |
| 40 | EQIX | Equinix Inc | Stock-Real Estate | 0.12% | — | — | |
| 41 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.12% | — | — | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.12% | — | -3.48% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.09% | — | — | |
| 44 | UBSI | United Bankshares Inc | Stock-Financials | 0.09% | — | — | |
| 45 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.08% | — | +2.29% | |
| 46 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.08% | — | — | |
| 47 | MSFT | Microsoft CORP | Stock-Tech | 0.07% | — | -13.73% | |
| 48 | RVMD | Revolution Medicines Inc | Stock-Healthcare | 0.07% | — | — | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.07% | — | +0.71% | |
| 50 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.06% | — | -12.57% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+21.1%
- Stdev
- +11.2%
- Beta
- +0.82
- Alpha
- +1.2%
- Max Drawdown
- -6.1%
- Annualized Perf
- +18.4%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.12
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.23
- Calmar
- +2.99
- Information Ratio
- -0.59
- Tracking Error
- +4.1%
- Stdev Down
- +5.6%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +31.2%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.58
- Stdev Sectors
- +9.1%
- Skewness
- -0.17
- Kurtosis
- -0.25
- Upside Potential
- +4.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q3 | 230 | $388.7M | 0 | ||
| 2024 Q2 | 224 | $364.0M | 0 | ||
| 2024 Q1 | 210 | $344.4M | 0 | ||
| 2023 Q4 | 253 | $322.0M | 0 | ||
| 2023 Q3 | 212 | $289.7M | 0 | ||
| 2023 Q2 | 258 | $292.0M | 0 | ||
| 2023 Q1 | 180 | $278.1M | 0 | ||
| 2022 Q4 | 197 | $272.8M | 0 | ||
| 2022 Q3 | 217 | $252.6M | 0 | ||
| 2022 Q2 | 317 | $256.4M | 0 | ||
| 2022 Q1 | 224 | $271.2M | 0 | ||
| 2021 Q4 | 250 | $233.7M | 0 | ||
| 2021 Q3 | 262 | $215.8M | 0 | ||
| 2021 Q2 | 246 | $212.4M | 0 | ||
| 2021 Q1 | 250 | $206.6M | 0 | ||
| 2020 Q4 | 204 | $192.3M | 0 | ||
| 2020 Q3 | 205 | $169.2M | 0 | ||
| 2020 Q2 | 176 | $150.8M | 0 | ||
| 2020 Q1 | 160 | $106.2M | 0 | ||
| 2019 Q4 | 183 | $128.3M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Halpern Financial, Inc. and what type of investor is it?
Halpern Financial, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $388.7M, spread across 230 disclosed positions.
What are Halpern Financial, Inc.'s largest equity positions?
Based on the latest 13F filing, Halpern Financial, Inc.'s top holdings by market value are:
1. Ishares S&p 500 Value ETF (IVE) — $49.9M (12.8%)
2. Ishares Core S&p 500 ETF (IVV) — $33.0M (8.5%)
3. Ishares Msci USA Min Vol Fac (USMV) — $33.0M (8.5%)
4. Ste Str Spdr Pt Dw EU ETF (SPDW) — $31.4M (8.1%)
5. Ishares S&p 500 Growth ETF (IVW) — $22.5M (5.8%)
What changes did Halpern Financial, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Halpern Financial, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Halpern Financial, Inc. focus on?
Halpern Financial, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 30.6%
• Consumer Discretionary: 19.0%
• Information Technology: 16.3%
• Financials: 13.1%
• Health Care: 5.7%
• Consumer Staples: 4.8%
Investment Profile
Halpern Financial, Inc. returned an annualized 18.4% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 30.6% of the portfolio concentrated in Energy.
It has added to its JEPI position over the past two quarters (+$14.2M, now $14.4M), while trimming FTEC over the same stretch (-$2.6M, still holding $10.6M).
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