GW
Guardian Wealth Management, LLC — 13F Filing & Top Stock Positions (Q3 2026)
Guardian Wealth Management, LLCCIK: 0002095373
Momentum followerQuality / disciplined sizingSector-focused
Total reported value
$353.3M
Reporting period: 2026-09-30 · Number of holdings: 30
Guardian Wealth Management, LLC disclosed 30 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $353.3M and a quarterly turnover rate of 7.2%.
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Personality snowflake
- Concentration
- 26.67
- Portfolio Stability
- 7.24
- Momentum
- 100
- Sector conviction
- 83.52
- Diversification
- 60
- Sizing Uniformity
- 89.83
Guardian Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.067 — mathematically equivalent to about 15 equally-sized positions, well below its 30 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.02), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DFSD
+19.3% $3.8M
Trim DFAS
-5.0% -$3.0M
Trim DFUV
-6.5% -$2.9M
Add DFGX
+13.5% $2.2M
Trim DFAT
-4.7% -$2.3M
Trim DFGR
-1.1% -$2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUV | Dimensional US Marketwide Va | ETF-Other | 12.00% | -0.71% | -6.46% | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 11.12% | -0.25% | -4.32% | |
| 3 | DFGX | Dimsnl Intr Cf In Etf-usd In | ETF-Other | 8.00% | +0.68% | +13.50% | |
| 4 | DFSD | Dimensional Short Duration | ETF-Other | 7.67% | +1.12% | +19.26% | |
| 5 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 7.04% | -0.77% | -4.99% | |
| 6 | DFGR | Dim Global Real Estate ETF | ETF-Other | 6.91% | -0.50% | -1.14% | |
| 7 | DFAT | Dimensional US Target Value | ETF-Other | 6.32% | -0.59% | -4.67% | |
| 8 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 5.51% | +0.38% | +11.94% | |
| 9 | DFIV | Dimensional International Va | ETF-Other | 3.94% | +0.06% | -2.68% | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 3.85% | -0.02% | -1.77% | |
| 11 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 3.72% | -0.14% | -3.80% | |
| 12 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 3.69% | -0.15% | -2.86% | |
| 13 | DISV | Dimensional International Sm | ETF-Other | 3.61% | +0.20% | -2.84% | |
| 14 | DFIS | Dimensional International Sm | ETF-Other | 3.60% | +0.09% | -1.69% | |
| 15 | DFNM | Dimensional National Muni Bd | ETF-Other | 2.87% | +0.19% | +11.21% | |
| 16 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 2.45% | -0.02% | -0.43% | |
| 17 | VDE | Vanguard Energy ETF | ETF-Other | 1.80% | +0.20% | -2.97% | |
| 18 | IAU | Ishares Gold Trust | ETF-Commodities | 1.69% | +0.21% | +9.02% | |
| 19 | VAW | Vanguard Materials ETF | ETF-Other | 1.52% | -0.02% | +2.63% | |
| 20 | VHT | Vanguard Health Care ETF | ETF-Other | 1.28% | +0.02% | -4.62% | |
| 21 | DUSB | Dimension Ultrashort Fi ETF | ETF-Other | 0.33% | +0.05% | +17.53% | |
| 22 | DHR | Danaher CORP | Stock-Healthcare | 0.32% | +0.01% | -12.62% | |
| 23 | ✓ | Stock-Other | 0.23% | +0.23% | NEW | ||
| 24 | AAPL | Apple Inc | Stock-Tech | 0.09% | +0.01% | -2.80% | |
| 25 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.09% | — | -7.27% | |
| 26 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.08% | — | +0.57% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.07% | — | -2.53% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.07% | +0.07% | NEW | |
| 29 | GPN | Global Payments Inc | Stock-Industrials | 0.06% | -0.01% | -25.68% | |
| 30 | WMT | Walmart Inc | Stock-Consumer Staples | 0.06% | -0.01% | -0.87% |
Portfolio Performance
Performance for Q4 2026
-0.5%
Performance Last 4 Quarters
+3.1%
- Stdev
- +11.1%
- Beta
- +0.64
- Alpha
- -7.3%
- Max Drawdown
- -2.9%
- Annualized Perf
- +4.8%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +0.76
- Stutzer
- +0.14
- Treynor
- +0.08
- Sterling
- —
- Calmar
- +1.65
- Information Ratio
- -1.99
- Tracking Error
- +7.2%
- Stdev Down
- +6.9%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.17
- Sharpe
- +0.47
- Stdev Sectors
- +12.5%
- Skewness
- -0.1
- Kurtosis
- -0.4
- Upside Potential
- +2.44
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Guardian Wealth Management, LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US Real Est ETF (DFAR); New buy: ; New buy: Microsoft CORP (MSFT); Sold out: Southern Co/the (SO); Add: Dimensional Short Duration (DFSD) — shares +19.26%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFSD | Dimensional Short Duration | +1.1% | +19.26% | Add |
| 2 | DFGX | Dimsnl Intr Cf In Etf-usd In | +0.7% | +13.50% | Add |
| 3 | DFCF | Dimensional Core Fixed Inc | +0.4% | +11.94% | Add |
| 4 | ✓ | +0.2% | NEW | New buy | |
| 5 | IAU | Ishares Gold Trust | +0.2% | +9.02% | Add |
| 6 | VDE | Vanguard Energy ETF | +0.2% | -2.97% | Trim |
| 7 | DISV | Dimensional International Sm | +0.2% | -2.84% | Trim |
| 8 | DFNM | Dimensional National Muni Bd | +0.2% | +11.21% | Add |
| 9 | DFIS | Dimensional International Sm | +0.1% | -1.69% | Trim |
| 10 | MSFT | Microsoft CORP | +0.1% | NEW | New buy |
| 11 | DFIV | Dimensional International Va | +0.1% | -2.68% | Trim |
| 12 | DUSB | Dimension Ultrashort Fi ETF | +0.1% | +17.53% | Add |
| 13 | VHT | Vanguard Health Care ETF | 0% | -4.62% | Trim |
| 14 | AAPL | Apple Inc | 0% | -2.80% | Trim |
| 15 | DHR | Danaher CORP | 0% | -12.62% | Trim |
| 16 | DFAC | Dimensional US Core Equity 2 | — | -7.27% | Trim |
| 17 | CL | Colgate-palmolive Co | — | +0.57% | Add |
| 18 | AMZN | Amazon.com Inc | — | -2.53% | Trim |
| 19 | GPN | Global Payments Inc | 0% | -25.68% | Trim |
| 20 | WMT | Walmart Inc | 0% | -0.87% | Trim |
| 21 | DFAI | Dimensional International Co | 0% | -1.77% | Trim |
| 22 | VGSH | Vanguard Short-term Treasury | 0% | -0.43% | Trim |
| 23 | VAW | Vanguard Materials ETF | 0% | +2.63% | Add |
| 24 | SO | Southern Co/the | -0.1% | EXIT | Sold out |
| 25 | DFEV | Dimensional Emrg Mrkt Val | -0.1% | -3.80% | Trim |
| 26 | DFAE | Dimensional Emerging Core Eq | -0.2% | -2.86% | Trim |
| 27 | DFUS | Dimensional US Eq Mkt ETF | -0.3% | -4.32% | Trim |
| 28 | DFAR | Dimensional US Real Est ETF | -0.3% | EXIT | Sold out |
| 29 | DFGR | Dim Global Real Estate ETF | -0.5% | -1.14% | Trim |
| 30 | DFAT | Dimensional US Target Value | -0.6% | -4.67% | Trim |
| 31 | DFUV | Dimensional US Marketwide Va | -0.7% | -6.46% | Trim |
| 32 | DFAS | Dimensional US Small Cap ETF | -0.8% | -4.99% | Trim |
Filing History
FAQ
What is Guardian Wealth Management, LLC and what type of investor is it?
Guardian Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $353.3M, spread across 30 disclosed positions.
What are Guardian Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Guardian Wealth Management, LLC's top holdings by market value are:
1. Dimensional US Marketwide Va (DFUV) — $42.4M (12.0%)
2. Dimensional US Eq Mkt ETF (DFUS) — $39.3M (11.1%)
3. Dimsnl Intr Cf In Etf-usd In (DFGX) — $28.3M (8.0%)
4. Dimensional Short Duration (DFSD) — $27.1M (7.7%)
5. Dimensional US Small Cap ETF (DFAS) — $24.9M (7.0%)
What changes did Guardian Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Guardian Wealth Management, LLC made 32 notable position adjustments: 2 new positions were initiated, 8 existing holdings were added to, 20 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Dimensional US Real Est ETF (DFAR); New buy: ; New buy: Microsoft CORP (MSFT); Sold out: Southern Co/the (SO); Add: Dimensional Short Duration (DFSD) — shares +19.26%
What sectors does Guardian Wealth Management, LLC focus on?
Guardian Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 42.9%
• Information Technology: 21.2%
• Consumer Staples: 18.4%
• Consumer Discretionary: 9.1%
• Industrials: 8.4%
Investment Profile
Guardian Wealth Management, LLC returned an annualized 4.8% over the trailing 8 months — underperforming the S&P 500 by 7.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.64 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 42.9% of the portfolio concentrated in Health Care.
It has added to its DFSD position over the past two quarters (+$5.6M, now $27.1M), while trimming VGSH over the same stretch (-$210.4K, still holding $8.7M).
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