BD
Balasa Dinverno & Foltz LLC Historical SEC 13F Holdings & Archive (Q3 2022)
Balasa Dinverno & Foltz LLCCIK: 0001308757
Diversified strategyLong-term holder
Total reported value
$1.6B
Reporting period: 2022-09-30 · Number of holdings: 336
BALASA DINVERNO & FOLTZ LLC disclosed 336 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $1.6B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 18.26
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 59.49
- Diversification
- 100
- Sizing Uniformity
- 62.07
Balasa Dinverno & Foltz LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 336 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 336 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUV | Dimensional US Marketwide Va | ETF-Other | 14.27% | — | -0.29% | |
| 2 | IWF | Ishares Russell 1000 Growth | ETF-Other | 7.61% | — | -1.70% | |
| 3 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 6.71% | — | +3.58% | |
| 4 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 5.03% | — | +1.85% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.64% | — | -2.87% | |
| 6 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 3.51% | — | +1.01% | |
| 7 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 3.44% | — | -1.21% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 3.33% | — | +0.31% | |
| 9 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.29% | — | -2.11% | |
| 10 | INTF | Ishares International Equity | ETF-Other | 3.22% | — | -0.12% | |
| 11 | DFIS | Dimensional International Sm | ETF-Other | 3.04% | — | +50.86% | |
| 12 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.89% | — | +14.11% | |
| 13 | MUB | Ishares National Muni Bond E | ETF-Other | 2.78% | — | +61.24% | |
| 14 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.77% | — | +42.71% | |
| 15 | DFIV | Dimensional International Va | ETF-Other | 2.07% | — | -0.27% | |
| 16 | DFAT | Dimensional US Target Value | ETF-Other | 1.96% | — | -7.74% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.72% | — | +8.47% | |
| 18 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 1.49% | — | -5.27% | |
| 19 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.12% | — | +20.92% | |
| 20 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 1.06% | — | +46.27% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 1.04% | — | +3.19% | |
| 22 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.86% | — | — | |
| 23 | IWC | Ishares Micro-cap ETF | ETF-Other | 0.66% | — | -4.84% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.54% | — | +1817.18% | |
| 25 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.51% | — | -16.83% | |
| 26 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.49% | — | +3.39% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.44% | — | +23.00% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.42% | — | -0.53% | |
| 29 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.36% | — | +390.60% | |
| 30 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.35% | — | -3.46% | |
| 31 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.34% | — | -6.05% | |
| 32 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 0.34% | — | -2.69% | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.33% | — | +337.23% | |
| 34 | CVS | Cvs Health CORP | Stock-Healthcare | 0.32% | — | +2.45% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.31% | — | -3.89% | |
| 36 | MET | Metlife Inc | Stock-Financials | 0.30% | — | -2.11% | |
| 37 | WMT | Walmart Inc | Stock-Consumer Staples | 0.30% | — | +13.48% | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.30% | — | +2.90% | |
| 39 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.29% | — | — | |
| 40 | UNM | Unum Group | Stock-Financials | 0.26% | — | +14.20% | |
| 41 | ABBV | Abbvie Inc | Stock-Healthcare | 0.25% | — | -8.96% | |
| 42 | HD | Home Depot Inc | Stock-Consumer Disc | 0.23% | — | -10.21% | |
| 43 | PFE | Pfizer Inc | Stock-Healthcare | 0.23% | — | -0.83% | |
| 44 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.23% | — | +23.59% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.22% | — | -0.23% | |
| 46 | INTU | Intuit Inc | Stock-Tech | 0.22% | — | +7.33% | |
| 47 | ACN | Accenture plc | Stock-Tech | 0.21% | — | +2.74% | |
| 48 | NVDA | Nvidia CORP | Stock-Tech | 0.20% | — | -11.33% | |
| 49 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.20% | — | +13.23% | |
| 50 | PWR | Quanta Services Inc | Stock-Industrials | 0.19% | — | -1.81% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q3 | 336 | $1.6B | 0 | ||
| 2022 Q2 | 333 | $1.6B | 0 | ||
| 2022 Q1 | 344 | $1.5B | 0 | ||
| 2021 Q4 | 343 | $1.6B | 0 | ||
| 2021 Q3 | 328 | $1.4B | 0 | ||
| 2021 Q2 | 329 | $1.4B | 95 | ||
| 2021 Q1 | 305 | $1.2B | 8 | ||
| 2020 Q4 | 291 | $1.2B | 18 | ||
| 2020 Q3 | 258 | $1.1B | 27 | ||
| 2020 Q2 | 236 | $901.4M | 50 | ||
| 2020 Q1 | 251 | $794.8M | 45 | ||
| 2019 Q4 | 269 | $942.6M | 12 | ||
| 2019 Q3 | 255 | $863.5M | 9 | ||
| 2019 Q2 | 246 | $858.4M | 9 | ||
| 2019 Q1 | 246 | $834.6M | 21 | ||
| 2018 Q4 | 227 | $797.1M | 28 | ||
| 2018 Q3 | 243 | $889.8M | 27 | ||
| 2018 Q2 | 227 | $690.0M | 8 | ||
| 2018 Q1 | 211 | $659.8M | 7 | ||
| 2017 Q4 | 215 | $674.6M | 8 | ||
| 2017 Q3 | 210 | $640.6M | 8 | ||
| 2017 Q2 | 211 | $615.1M | 8 | ||
| 2017 Q1 | 204 | $592.0M | 15 | ||
| 2016 Q4 | 191 | $588.7M | 12 | ||
| 2016 Q3 | 182 | $547.8M | 13 | ||
| 2016 Q2 | 180 | $560.4M | 12 | ||
| 2016 Q1 | 176 | $560.2M | 12 | ||
| 2015 Q4 | 202 | $595.5M | 11 | ||
| 2015 Q3 | 195 | $565.7M | 15 | ||
| 2015 Q2 | 201 | $614.2M | 20 | ||
| 2015 Q1 | 205 | $699.8M | 8 | ||
| 2014 Q4 | 195 | $695.7M | 11 | ||
| 2014 Q3 | 183 | $659.5M | 40 | ||
| 2014 Q2 | 179 | $871.5M | 13 | ||
| 2014 Q1 | 162 | $818.1M | 13 | ||
| 2013 Q4 | 156 | $728.1M | 20 | ||
| 2013 Q3 | 144 | $601.7M | 8 | ||
| 2013 Q2 | 132 | $561.3M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Balasa Dinverno & Foltz LLC and what type of investor is it?
Balasa Dinverno & Foltz LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $1.6B, spread across 336 disclosed positions.
What are Balasa Dinverno & Foltz LLC's largest equity positions?
Based on the latest 13F filing, Balasa Dinverno & Foltz LLC's top holdings by market value are:
1. Dimensional US Marketwide Va (DFUV) — $226.1M (14.3%)
2. Ishares Russell 1000 Growth (IWF) — $120.5M (7.6%)
3. Vanguard Small-cap Grwth ETF (VBK) — $106.3M (6.7%)
4. Ishares Msci USA Momentum Fa (MTUM) — $79.7M (5.0%)
5. Ishares Core S&p 500 ETF (IVV) — $57.6M (3.6%)
What changes did Balasa Dinverno & Foltz LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Balasa Dinverno & Foltz LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Balasa Dinverno & Foltz LLC focus on?
Balasa Dinverno & Foltz LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.4%
• Health Care: 24.8%
• Consumer Discretionary: 11.7%
• Financials: 9.3%
• Consumer Staples: 8.6%
• Communication Services: 8.4%
Investment Profile
Balasa Dinverno & Foltz LLC's portfolio is broadly diversified and long-term-holding, with 31.4% of the portfolio concentrated in Information Technology.
It has added to its MUB position over the past two quarters (+$27.4M, now $44.1M), while trimming IWF over the same stretch (-$42.6M, still holding $120.5M).
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