13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001534450
Total reported value
$92.6M
$92.6M
122 檔
26.2%
The Q1 2026 SEC filing reveals that Ground Swell Capital, LLC held a total portfolio value of $92.6M, covering 122 public equity positions.
In Q1 2026, Ground Swell Capital, LLC displayed an active expansion posture, initiating 113 new positions and adding to 4 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 35.15% | -35.15% | EXIT | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.48% | -3.48% | EXIT | |
| 3 | PPH | Vaneck Pharmaceutical ETF | ETF-Other | 3.17% | -3.17% | EXIT | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.07% | -3.07% | EXIT | |
| 5 | AAPL | Apple Inc | Stock-Tech | 3.01% | -3.01% | EXIT | |
| 6 | SOXX | Ishares Semiconductor ETF | ETF-Other | 2.11% | -2.11% | EXIT | |
| 7 | DUOL | Duolingo | Stock-Tech | 1.94% | -1.94% | EXIT | |
| 8 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.87% | -1.87% | EXIT | |
| 9 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.72% | -1.72% | EXIT | |
| 10 | EVRG | Evergy Inc | Stock-Utilities | 1.57% | -1.57% | EXIT | |
| 11 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 1.55% | -1.55% | EXIT | |
| 12 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.51% | -1.51% | EXIT | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.45% | -1.45% | EXIT | |
| 14 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 1.44% | -1.44% | EXIT | |
| 15 | SNDK | Sandisk CORP | Stock-Tech | 1.42% | -1.42% | EXIT | |
| 16 | AMD | Advanced Micro Devices | Stock-Tech | 1.19% | -1.19% | EXIT | |
| 17 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 1.16% | -1.16% | EXIT | |
| 18 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.12% | -0.39% | +2.90% | |
| 19 | IONS | Ionis Pharmaceuticals Inc | Stock-Healthcare | 1.08% | -1.08% | EXIT | |
| 20 | NVMI | Nova Ltd. | Stock-Other | 1.05% | -1.05% | EXIT | |
| 21 | ORCL 6.5 01-15-29 DBond | Oracle CORP | Bond | 1.05% | -1.05% | EXIT | |
| 22 | NBIX | Neurocrine Biosciences Inc | Stock-Healthcare | 0.98% | -0.98% | EXIT | |
| 23 | ENTG | Entegris Inc | Stock-Tech | 0.94% | +0.42% | — | |
| 24 | TER | Teradyne Inc | Stock-Tech | 0.94% | -0.94% | EXIT | |
| 25 | WHR 8.5 02-15-29 ABond | Whirlpool CORP | Bond | 0.90% | -0.90% | EXIT | |
| 26 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.89% | -0.89% | EXIT | |
| 27 | ALAB | Astera Labs Inc | Stock-Tech | 0.87% | -0.87% | EXIT | |
| 28 | APO 6.75 07-31-26Bond | Apollo Global Management | Bond | 0.84% | -0.84% | EXIT | |
| 29 | ANAB | Anaptysbio Inc | Stock-Other | 0.83% | -0.83% | EXIT | |
| 30 | MAZE | Maze Therapeutics Inc | Stock-Other | 0.80% | -0.80% | EXIT | |
| 31 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.67% | -0.67% | EXIT | |
| 32 | CME | Cme Group Inc | Stock-Financials | 0.64% | -0.64% | EXIT | |
| 33 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 0.62% | -0.62% | EXIT | |
| 34 | RMBS | Rambus Inc | Stock-Tech | 0.61% | -0.61% | EXIT | |
| 35 | COPX | Global X Copper Miners ETF | ETF-Other | 0.60% | -0.60% | EXIT | |
| 36 | LSCC | Lattice Semiconductor CORP | Stock-Tech | 0.58% | -0.18% | — | |
| 37 | OIH | Vaneck Oil Services ETF | ETF-Other | 0.56% | -0.56% | EXIT | |
| 38 | AGIO | Agios Pharmaceuticals Inc | Stock-Other | 0.56% | -0.56% | EXIT | |
| 39 | AXIA-PC | Axia Energia-adr Pref C | Stock-Other | 0.54% | +0.08% | — | |
| 40 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.53% | -0.53% | EXIT | |
| 41 | EXPD | Expeditors Intl Wash Inc | Stock-Industrials | 0.52% | -0.52% | EXIT | |
| 42 | RDNT | Radnet Inc | Stock-Healthcare | 0.52% | -0.52% | EXIT | |
| 43 | MOG-A | Moog Inc-class A | Stock-Other | 0.51% | -0.51% | EXIT | |
| 44 | BNTX | Biontech Se-adr | Stock-Other | 0.51% | -0.51% | EXIT | |
| 45 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 0.49% | -0.49% | EXIT | |
| 46 | PCG 6 12-01-27 ABond | Pg&e CORP | Bond | 0.49% | -0.49% | EXIT | |
| 47 | MSTR 8 PERPBond | Strategy Inc | Bond | 0.48% | -0.48% | EXIT | |
| 48 | GD | General Dynamics CORP | Stock-Industrials | 0.48% | -0.48% | EXIT | |
| 49 | MASI* | Masimo CORP | Stock-Other | 0.46% | -0.46% | EXIT | |
| 50 | NWS | News CORP - Class B | Stock-Comm Services | 0.46% | -0.46% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +2.4% | +442.91% | Add |
| 2 | ISRG | Intuitive Surgical Inc | +0.6% | +131.49% | Add |
| 3 | AMD | Advanced Micro Devices | +0.3% | +48.57% | Add |
| 4 | TER | Teradyne Inc | +0.3% | -2.02% | Trim |
| 5 | ✓ | 0% | -9.92% | Trim | |
| 6 | TSLA | Tesla Inc | -0.3% | +2.90% | Add |
| 7 | ONDS | Ondas Inc | -0.5% | -50.26% | Trim |
| 8 | TLT | Ishares 20+ Year Treasury Bd | -0.5% | -17.33% | Trim |
| 9 | QQQ | Invesco Qqq Trust Series 1 | -59.7% | -93.89% | Trim |
| 10 | VOO | Vanguard S&p 500 ETF | — | NEW | New buy |
| 11 | PPH | Vaneck Pharmaceutical ETF | — | NEW | New buy |
| 12 | NVDA | Nvidia CORP | — | NEW | New buy |
| 13 | PNW | Pinnacle West Capital Corporation | — | EXIT | Sold out |
| 14 | NXPI | NXP Semiconductors N.V. | — | EXIT | Sold out |
| 15 | SOXX | Ishares Semiconductor ETF | — | NEW | New buy |
| 16 | DUOL | Duolingo | — | NEW | New buy |
| 17 | DIA | Ss Spdr Dow Jones Indus Avg | — | NEW | New buy |
| 18 | EVRG | Evergy Inc | — | NEW | New buy |
| 19 | CHTR | Charter Communications Inc-a | — | NEW | New buy |
| 20 | MDY | State Street Spdr S&p Midcap | — | NEW | New buy |
| 21 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 22 | SNDK | Sandisk CORP | — | NEW | New buy |
| 23 | RYAAY | Ryanair Holdings Plc-sp Adr | — | NEW | New buy |
| 24 | IONS | Ionis Pharmaceuticals Inc | — | NEW | New buy |
| 25 | ROKU | Roku Inc | — | EXIT | Sold out |
| 26 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 27 | NVMI | Nova Ltd. | — | NEW | New buy |
| 28 | ORCL 6.5 01-15-29 DBond | Oracle CORP | — | NEW | New buy |
| 29 | NBIX | Neurocrine Biosciences Inc | — | NEW | New buy |
| 30 | PEP | Pepsico Inc | — | EXIT | Sold out |
| 31 | ENTG | Entegris Inc | — | NEW | New buy |
| 32 | AMZN | Amazon.com Inc | — | EXIT | Sold out |
| 33 | SOXL | Direx Dail Semi Bu 3x Et-usd | — | EXIT | Sold out |
| 34 | WHR 8.5 02-15-29 ABond | Whirlpool CORP | — | NEW | New buy |
| 35 | TIP | Ishares Tips Bond ETF | — | NEW | New buy |
| 36 | ALAB | Astera Labs Inc | — | NEW | New buy |
| 37 | SYU1 | Synovus Financial CORP | — | EXIT | Sold out |
| 38 | APO 6.75 07-31-26Bond | Apollo Global Management | — | NEW | New buy |
| 39 | ANAB | Anaptysbio Inc | — | NEW | New buy |
| 40 | MAZE | Maze Therapeutics Inc | — | NEW | New buy |
| 41 | DOCU | Docusign Inc | — | EXIT | Sold out |
| 42 | VB | Vanguard Small-cap ETF | — | EXIT | Sold out |
| 43 | RSP | Invesco S&p 500 Equal Weight | — | NEW | New buy |
| 44 | CME | Cme Group Inc | — | NEW | New buy |
| 45 | HON | Honeywell International Inc | — | EXIT | Sold out |
| 46 | DASH | Doordash Inc - A | — | EXIT | Sold out |
| 47 | ZBRA | Zebra Technologies Corp-cl A | — | NEW | New buy |
| 48 | RMBS | Rambus Inc | — | NEW | New buy |
| 49 | TXN | Texas Instruments Inc | — | EXIT | Sold out |
| 50 | COPX | Global X Copper Miners ETF | — | NEW | New buy |
According to official SEC Form 13F filings, Ground Swell Capital, LLC reported a total U.S. public equity portfolio value of $92.6M across 122 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including VOO, QQQ, PPH) accounted for 26.2% of total reported equity market value during Q1 2026.
Top New Position Initiated
VOO
市值: $17.8M
Top Position Liquidated / Trimmed
PNW
前期市值: $1.3M
During Q1 2026, Ground Swell Capital, LLC's top holdings by market value included VOO (35.1%)、QQQ (3.5%)、PPH (3.2%). The largest single position, VOO, represented 35.1% of total portfolio value.
In Q1 2026, Ground Swell Capital, LLC made 200 total portfolio adjustments, initiating 113 new buys, adding to 4 positions, trimming 5 holdings, and fully liquidating 78 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.