GS
Ground Swell Capital, LLC — 13F Portfolio Report & Top Holdings (Q2 2026)
Ground Swell Capital, LLCCIK: 0001534450
High-turnover traderSector-focusedContrarian
Total reported value
$92.6M
Reporting period: 2026-06-30 · Number of holdings: 146
Ground Swell Capital, LLC disclosed 146 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $92.6M and a quarterly turnover rate of 194.4%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "G"
Personality snowflake
- Concentration
- 72.21
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 49.65
Ground Swell Capital, LLC's disclosed holdings carry a Herfindahl concentration index of 0.181 — mathematically equivalent to about 6 equally-sized positions, well below its 146 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy IVV
Sold out VOO
New buy 84615Q103
New buy IWM
New buy ASML
Sold out QQQ
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 145 holdings (of 146 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 36.88% | +36.88% | NEW | |
| 2 | ✓ | Stock-Other | 15.69% | +15.69% | NEW | ||
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 12.93% | +12.93% | NEW | |
| 4 | ASML | ASML Holding N.V. | Stock-Tech | 3.55% | +3.55% | NEW | |
| 5 | ✓ | Stock-Other | 2.12% | +2.12% | NEW | ||
| 6 | ENTG | Entegris Inc | Stock-Tech | 1.36% | +0.42% | +71.56% | |
| 7 | MRVL | Marvell Technology Inc | Stock-Tech | 1.23% | +1.23% | NEW | |
| 8 | LITE | Lumentum Holdings Inc | Stock-Tech | 1.02% | +1.02% | NEW | |
| 9 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.90% | +0.90% | NEW | |
| 10 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.90% | +0.90% | NEW | |
| 11 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.73% | -0.39% | +4.98% | |
| 12 | MKSI | Mks Inc | Stock-Tech | 0.67% | +0.67% | NEW | |
| 13 | ENPH | Enphase Energy Inc | Stock-Tech | 0.64% | +0.64% | NEW | |
| 14 | AXIA-PC | Axia Energia-adr Pref C | Stock-Other | 0.62% | +0.08% | +119.08% | |
| 15 | LRCX | Lam Research CORP | Stock-Tech | 0.61% | +0.61% | NEW | |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 0.59% | +0.59% | NEW | |
| 17 | NEE 7.299 06-01-27Bond | Nextera Energy Inc | Bond | 0.53% | +0.53% | NEW | |
| 18 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.52% | +0.52% | NEW | |
| 19 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.52% | +0.52% | NEW | |
| 20 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.48% | +0.48% | NEW | |
| 21 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 0.47% | +0.47% | NEW | |
| 22 | PFF | Ishares Preferred & Income S | ETF-Other | 0.47% | +0.02% | +89.32% | |
| 23 | TQQQ | Proshares Ultrapro Qqq | ETF-Other | 0.45% | +0.45% | NEW | |
| 24 | ORKA | Oruka Therapeutics Inc | Stock-Other | 0.44% | +0.44% | NEW | |
| 25 | HPE 7.625 09-01-27Bond | Hp Enterprise Co | Bond | 0.43% | +0.43% | NEW | |
| 26 | MPWR | Monolithic Power Systems Inc | Stock-Tech | 0.43% | +0.43% | NEW | |
| 27 | EBC | Eastern Bankshares Inc | Stock-Other | 0.43% | +0.43% | NEW | |
| 28 | URTH | Ishares Msci World ETF | ETF-Other | 0.42% | +0.42% | NEW | |
| 29 | LSCC | Lattice Semiconductor CORP | Stock-Tech | 0.40% | -0.18% | -23.48% | |
| 30 | GNTX | Gentex CORP | Stock-Consumer Disc | 0.39% | +0.39% | NEW | |
| 31 | ALGM | Allegro Microsystems Inc | Stock-Other | 0.39% | +0.39% | NEW | |
| 32 | AXSM | Axsome Therapeutics Inc | Stock-Healthcare | 0.39% | +0.39% | NEW | |
| 33 | CGON | Cg Oncology Inc | Stock-Other | 0.37% | +0.37% | NEW | |
| 34 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.36% | +0.36% | NEW | |
| 35 | MBB | Ishares Mbs ETF | ETF-Other | 0.35% | +0.35% | NEW | |
| 36 | APPF | Appfolio Inc - A | Stock-Tech | 0.34% | +0.34% | NEW | |
| 37 | GWW | Ww Grainger Inc | Stock-Industrials | 0.33% | +0.33% | NEW | |
| 38 | URBN | Urban Outfitters Inc | Stock-Consumer Disc | 0.32% | +0.32% | NEW | |
| 39 | MUU | Direxion Daily Mu Bull 2x Et | ETF-Other | 0.32% | +0.32% | NEW | |
| 40 | NEE 7.234 11-01-27Bond | Nextera Energy Inc | Bond | 0.32% | +0.32% | NEW | |
| 41 | EQIX | Equinix Inc | Stock-Real Estate | 0.30% | +0.30% | NEW | |
| 42 | CPB | THE Campbell's Company | Stock-Consumer Staples | 0.29% | +0.29% | NEW | |
| 43 | MTSI | Macom Technology Solutions H | Stock-Tech | 0.29% | +0.29% | NEW | |
| 44 | ROAD | Construction Partners Inc-a | Stock-Industrials | 0.28% | +0.28% | NEW | |
| 45 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.27% | +0.27% | NEW | |
| 46 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.27% | +0.27% | NEW | |
| 47 | ETH | Grayscale Ethereum Staking M | ETF-Other | 0.27% | +0.27% | NEW | |
| 48 | ✓ | Stock-Other | 0.27% | +0.27% | NEW | ||
| 49 | AXS | AXIS Capital Holdings Limited | Stock-Financials | 0.26% | +0.26% | NEW | |
| 50 | APPN | Appian Corp-a | Stock-Other | 0.26% | +0.26% | NEW |
1–50 of 145
Portfolio Performance
Performance for Q3 2026
-3.2%
Performance Last 4 Quarters
+24.5%
- Stdev
- +16.9%
- Beta
- +1.12
- Alpha
- -3%
- Max Drawdown
- -7.7%
- Annualized Perf
- +19.7%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.36
- Stutzer
- +0.34
- Treynor
- +0.17
- Sterling
- +1.2
- Calmar
- +2.56
- Information Ratio
- -0.06
- Tracking Error
- +8.7%
- Stdev Down
- +8.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +43%
- Worst 12 Months
- +5%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.15
- Stdev Sectors
- +17.8%
- Skewness
- +0.38
- Kurtosis
- -0.07
- Upside Potential
- +4.04
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 146 | $92.6M | 100 | ||
| 2026 Q1 | 122 | $50.7M | 100 | ||
| 2025 Q4 | 87 | $48.6M | 100 | ||
| 2025 Q3 | 131 | $45.7M | 100 | ||
| 2025 Q2 | 141 | $63.0M | 0 | ||
| 2025 Q1 | 155 | $46.5M | 100 | ||
| 2024 Q4 | 147 | $66.5M | 0 | ||
| 2024 Q3 | 155 | $113.7M | 0 | ||
| 2024 Q2 | 173 | $129.2M | 0 | ||
| 2024 Q1 | 73 | $110.2M | 0 | ||
| 2023 Q4 | 68 | $27.2M | 0 | ||
| 2023 Q3 | 76 | $61.0M | 0 | ||
| 2023 Q2 | 58 | $41.5M | 0 | ||
| 2023 Q1 | 55 | $59.6M | 0 | ||
| 2022 Q4 | 77 | $22.5M | 0 | ||
| 2022 Q3 | 95 | $35.1M | 0 | ||
| 2022 Q2 | 139 | $54.5M | 0 | ||
| 2022 Q1 | 67 | $38.9M | 0 | ||
| 2021 Q4 | 68 | $17.2M | 0 | ||
| 2021 Q3 | 66 | $23.2M | 0 | ||
| 2021 Q2 | 82 | $21.0M | 100 | ||
| 2021 Q1 | 98 | $31.0M | 100 | ||
| 2020 Q4 | 64 | $26.1M | 100 | ||
| 2014 Q3 | 2386 | $52.9M | 100 | ||
| 2014 Q2 | 1988 | $51.5M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Ground Swell Capital, LLC's most significant position changes for 2026-06-30: New buy: Ishares Core S&p 500 ETF (IVV); Sold out: Vanguard S&p 500 ETF (VOO); New buy: ; New buy: Ishares Russell 2000 ETF (IWM); New buy: ASML Holding N.V. (ASML).
Showing top 200 changes by size (of 256 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +36.9% | NEW | New buy |
| 2 | ✓ | +15.7% | NEW | New buy | |
| 3 | IWM | Ishares Russell 2000 ETF | +12.9% | NEW | New buy |
| 4 | ASML | ASML Holding N.V. | +3.6% | NEW | New buy |
| 5 | ✓ | +2.1% | NEW | New buy | |
| 6 | MRVL | Marvell Technology Inc | +1.2% | NEW | New buy |
| 7 | LITE | Lumentum Holdings Inc | +1% | NEW | New buy |
| 8 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.9% | NEW | New buy |
| 9 | IWD | Ishares Russell 1000 Value E | +0.9% | NEW | New buy |
| 10 | MKSI | Mks Inc | +0.7% | NEW | New buy |
| 11 | ENPH | Enphase Energy Inc | +0.6% | NEW | New buy |
| 12 | LRCX | Lam Research CORP | +0.6% | NEW | New buy |
| 13 | VTV | Vanguard Value ETF | +0.6% | NEW | New buy |
| 14 | NEE 7.299 06-01-27Bond | Nextera Energy Inc | +0.5% | NEW | New buy |
| 15 | BNDX | Vanguard Total Intl Bond ETF | +0.5% | NEW | New buy |
| 16 | EFA | Ishares Msci Eafe ETF | +0.5% | NEW | New buy |
| 17 | SCHB | Schwab US Broad Market ETF | +0.5% | NEW | New buy |
| 18 | IBKR | Interactive Brokers Gro-cl A | +0.5% | NEW | New buy |
| 19 | TQQQ | Proshares Ultrapro Qqq | +0.5% | NEW | New buy |
| 20 | ORKA | Oruka Therapeutics Inc | +0.4% | NEW | New buy |
| 21 | HPE 7.625 09-01-27Bond | Hp Enterprise Co | +0.4% | NEW | New buy |
| 22 | MPWR | Monolithic Power Systems Inc | +0.4% | NEW | New buy |
| 23 | EBC | Eastern Bankshares Inc | +0.4% | NEW | New buy |
| 24 | ENTG | Entegris Inc | +0.4% | +71.56% | Add |
| 25 | URTH | Ishares Msci World ETF | +0.4% | NEW | New buy |
| 26 | GNTX | Gentex CORP | +0.4% | NEW | New buy |
| 27 | ALGM | Allegro Microsystems Inc | +0.4% | NEW | New buy |
| 28 | AXSM | Axsome Therapeutics Inc | +0.4% | NEW | New buy |
| 29 | CGON | Cg Oncology Inc | +0.4% | NEW | New buy |
| 30 | CINF | Cincinnati Financial CORP | +0.4% | NEW | New buy |
| 31 | MBB | Ishares Mbs ETF | +0.4% | NEW | New buy |
| 32 | APPF | Appfolio Inc - A | +0.3% | NEW | New buy |
| 33 | GWW | Ww Grainger Inc | +0.3% | NEW | New buy |
| 34 | URBN | Urban Outfitters Inc | +0.3% | NEW | New buy |
| 35 | MUU | Direxion Daily Mu Bull 2x Et | +0.3% | NEW | New buy |
| 36 | NEE 7.234 11-01-27Bond | Nextera Energy Inc | +0.3% | NEW | New buy |
| 37 | EQIX | Equinix Inc | +0.3% | NEW | New buy |
| 38 | CPB | THE Campbell's Company | +0.3% | NEW | New buy |
| 39 | MTSI | Macom Technology Solutions H | +0.3% | NEW | New buy |
| 40 | ROAD | Construction Partners Inc-a | +0.3% | NEW | New buy |
| 41 | IYW | Ishares Ustechnology ETF | +0.3% | NEW | New buy |
| 42 | VO | Vanguard Mid-cap ETF | +0.3% | NEW | New buy |
| 43 | ETH | Grayscale Ethereum Staking M | +0.3% | NEW | New buy |
| 44 | ✓ | +0.3% | NEW | New buy | |
| 45 | AXS | AXIS Capital Holdings Limited | +0.3% | NEW | New buy |
| 46 | APPN | Appian Corp-a | +0.3% | NEW | New buy |
| 47 | ACN | Accenture plc | +0.3% | NEW | New buy |
| 48 | ✓ | +0.3% | NEW | New buy | |
| 49 | VSXY | Victoria's Secret & Co | +0.3% | NEW | New buy |
| 50 | DG | Dollar General CORP | +0.3% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Ground Swell Capital, LLC and what type of investor is it?
Ground Swell Capital, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $92.6M, spread across 146 disclosed positions.
What are Ground Swell Capital, LLC's largest equity positions?
Based on the latest 13F filing, Ground Swell Capital, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $34.1M (36.9%)
2. — $14.5M (15.7%)
3. Ishares Russell 2000 ETF (IWM) — $12.0M (12.9%)
4. ASML Holding N.V. (ASML) — $3.3M (3.5%)
5. — $2.0M (2.1%)
What changes did Ground Swell Capital, LLC make in its most recent portfolio filing?
In the latest reported quarter, Ground Swell Capital, LLC made 200 notable position adjustments: 108 new positions were initiated, 4 existing holdings were added to, 1 positions were partially reduced, and 87 were completely exited. The largest of these moves: New buy: Ishares Core S&p 500 ETF (IVV); Sold out: Vanguard S&p 500 ETF (VOO); New buy: ; New buy: Ishares Russell 2000 ETF (IWM); New buy: ASML Holding N.V. (ASML)
What sectors does Ground Swell Capital, LLC focus on?
Ground Swell Capital, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 60.5%
• Consumer Discretionary: 12.8%
• Financials: 7.1%
• Industrials: 7.0%
• Utilities: 4.5%
• Consumer Staples: 3.0%
Investment Profile
Ground Swell Capital, LLC returned an annualized 19.7% over the trailing 36 months — underperforming the S&P 500 by 3.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.12 (more volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is concentrated and fast-trading, with 60.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 4 quarters — a shift toward more active trading.
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Developer Access
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