GW
Great Waters Wealth Management SEC 13F Holdings (Q3 2026) — Top Position: DIMENSIONAL US EQ MKT ETF
Great Waters Wealth ManagementCIK: 0001964535
Momentum followerSector-focusedLong-term holder
Total reported value
$1.1B
Reporting period: 2026-09-30 · Number of holdings: 131
Great Waters Wealth Management disclosed 131 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.1B and a quarterly turnover rate of 7.1%.
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Personality snowflake
- Concentration
- 51.83
- Portfolio Stability
- 7.08
- Momentum
- 100
- Sector conviction
- 79.28
- Diversification
- 100
- Sizing Uniformity
- 59.88
Great Waters Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.130 — mathematically equivalent to about 8 equally-sized positions, well below its 131 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DFUS
+6.1% $18.1M
Trim BND
-15.5% -$5.5M
Add DFAX
+5.8% $11.8M
Trim IWM
-11.8% -$4.0M
Add DFCF
+10.7% $8.4M
Trim DFIC
-14.5% -$2.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 23.25% | +0.97% | +6.12% | |
| 2 | DFAX | Dimensional World Ex US Core | ETF-Other | 17.80% | +0.55% | +5.83% | |
| 3 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 15.31% | +0.32% | +10.68% | |
| 4 | DFSD | Dimensional Short Duration | ETF-Other | 8.84% | +0.22% | +8.49% | |
| 5 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 8.55% | -0.22% | +6.74% | |
| 6 | DFAT | Dimensional US Target Value | ETF-Other | 5.63% | -0.12% | +6.07% | |
| 7 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.54% | -0.01% | +9.75% | |
| 8 | BND | Vanguard Total Bond Market | ETF-Other | 2.10% | -0.57% | -15.48% | |
| 9 | DFIC | Dimensional International Co | ETF-Other | 1.66% | -0.32% | -14.53% | |
| 10 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.61% | -0.42% | -11.78% | |
| 11 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.14% | -0.05% | -1.53% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 0.93% | +0.10% | +1.23% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 0.72% | +0.08% | +1.76% | |
| 14 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.67% | -0.12% | -0.94% | |
| 15 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.65% | -0.15% | -14.55% | |
| 16 | MMM | 3m Co | Stock-Industrials | 0.36% | -0.01% | -0.04% | |
| 17 | MU | Micron Technology Inc | Stock-Tech | 0.32% | -0.03% | +0.21% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 0.25% | +0.07% | +2.63% | |
| 19 | DCI | Donaldson Co Inc | Stock-Industrials | 0.24% | -0.01% | — | |
| 20 | SPGM | State Street Spdr Portfolio | ETF-Other | 0.24% | — | -0.75% | |
| 21 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.23% | -0.04% | -3.91% | |
| 22 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.23% | — | +1.89% | |
| 23 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.23% | -0.02% | -9.63% | |
| 24 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.22% | -0.01% | -1.33% | |
| 25 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.18% | -0.01% | -0.56% | |
| 26 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.17% | — | -0.13% | |
| 27 | AMD | Advanced Micro Devices | Stock-Tech | 0.17% | — | — | |
| 28 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.17% | +0.01% | +3.56% | |
| 29 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.17% | — | -0.52% | |
| 30 | ✓ | Stock-Other | 0.15% | +0.15% | NEW | ||
| 31 | CORP | Pimco Inv Grade CORP Bd ETF | ETF-Other | 0.15% | -0.01% | +1.47% | |
| 32 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.15% | — | -0.81% | |
| 33 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.15% | -0.02% | -7.90% | |
| 34 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.15% | -0.01% | -0.06% | |
| 35 | TER | Teradyne Inc | Stock-Tech | 0.14% | -0.04% | -0.30% | |
| 36 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.14% | -0.02% | +0.17% | |
| 37 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.14% | — | +1.65% | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.13% | +0.02% | +16.36% | |
| 39 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.12% | -0.05% | -10.97% | |
| 40 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.12% | — | +0.38% | |
| 41 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.12% | -0.02% | -0.13% | |
| 42 | ✓ | Stock-Other | 0.11% | +0.11% | NEW | ||
| 43 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.11% | -0.01% | -0.59% | |
| 44 | MDT | Medtronic plc | Stock-Healthcare | 0.10% | — | -6.79% | |
| 45 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.10% | — | -1.39% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | — | +0.07% | |
| 47 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.08% | -0.02% | -4.66% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.08% | — | +3.45% | |
| 49 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.08% | -0.01% | -0.26% | |
| 50 | IFLN | Invesco Bloomberg Enhanced F | ETF-Other | 0.08% | — | +1.66% |
1–50 of 131
Portfolio Performance
Performance for Q4 2026
+0.2%
Performance Last 4 Quarters
+11.8%
- Stdev
- +9.6%
- Beta
- +0.69
- Alpha
- +0.1%
- Max Drawdown
- -4.9%
- Annualized Perf
- +16.7%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.4
- Stutzer
- +0.48
- Treynor
- +0.23
- Sterling
- +1.17
- Calmar
- +3.41
- Information Ratio
- -1.16
- Tracking Error
- +6%
- Stdev Down
- +4.7%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +25.6%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.66
- Stdev Sectors
- +12.6%
- Skewness
- -0.17
- Kurtosis
- -0.22
- Upside Potential
- +4.93
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 131 | $1.1B | 7 | ||
| 2026 Q2 | 128 | $1.1B | 0 | ||
| 2026 Q1 | 121 | $944.9M | 7 | ||
| 2025 Q4 | 117 | $909.0M | 11 | ||
| 2025 Q3 | 114 | $846.4M | 18 | ||
| 2025 Q2 | 110 | $768.9M | 0 | ||
| 2025 Q1 | 103 | $720.8M | 0 | ||
| 2024 Q4 | 112 | $779.3M | 0 | ||
| 2024 Q3 | 110 | $741.6M | 0 | ||
| 2024 Q2 | 104 | $654.8M | 0 | ||
| 2024 Q1 | 99 | $612.3M | 0 | ||
| 2023 Q4 | 96 | $563.8M | 0 | ||
| 2023 Q3 | 93 | $503.9M | 0 | ||
| 2023 Q2 | 95 | $503.1M | 0 | ||
| 2023 Q1 | 84 | $473.3M | 0 | ||
| 2022 Q4 | 86 | $464.6M | 0 |
Holding changes this quarter
Great Waters Wealth Management's most significant position changes for 2026-09-30: Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ishares Broad Usd High Yield (USHY); New buy: Vanguard Mid-cap ETF (VO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | +1% | +6.12% | Add |
| 2 | DFAX | Dimensional World Ex US Core | +0.6% | +5.83% | Add |
| 3 | DFCF | Dimensional Core Fixed Inc | +0.3% | +10.68% | Add |
| 4 | DFSD | Dimensional Short Duration | +0.2% | +8.49% | Add |
| 5 | ✓ | +0.2% | NEW | New buy | |
| 6 | ✓ | +0.1% | NEW | New buy | |
| 7 | AAPL | Apple Inc | +0.1% | +1.23% | Add |
| 8 | NVDA | Nvidia CORP | +0.1% | +1.76% | Add |
| 9 | MSFT | Microsoft CORP | +0.1% | +2.63% | Add |
| 10 | ABT | Abbott Laboratories | 0% | +103.07% | Add |
| 11 | USHY | Ishares Broad Usd High Yield | 0% | NEW | New buy |
| 12 | VO | Vanguard Mid-cap ETF | 0% | NEW | New buy |
| 13 | ✓ | 0% | NEW | New buy | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +16.36% | Add |
| 15 | V | Visa Inc-class A Shares | 0% | NEW | New buy |
| 16 | RTX | Rtx CORP | 0% | NEW | New buy |
| 17 | META | Meta Platforms Inc-class A | 0% | +12.66% | Add |
| 18 | AMZN | Amazon.com Inc | 0% | +3.56% | Add |
| 19 | PFE | Pfizer Inc | 0% | +0.01% | Add |
| 20 | VTI | Vanguard Total Stock Mkt ETF | 0% | +17.69% | Add |
| 21 | MCK | Mckesson CORP | 0% | — | Unchanged |
| 22 | VEA | Vanguard Ftse Developed ETF | 0% | +24.78% | Add |
| 23 | SFL | SFL Corporation Ltd. | 0% | — | Unchanged |
| 24 | AMP | Ameriprise Financial Inc | 0% | — | Unchanged |
| 25 | SCHD | Schwab US Dvd Equity ETF | — | +1.89% | Add |
| 26 | AMD | Advanced Micro Devices | — | — | Unchanged |
| 27 | SCHG | Schwab US Large-cap Growth | — | -0.81% | Trim |
| 28 | TT | Trane Technologies plc | — | — | Unchanged |
| 29 | VOO | Vanguard S&p 500 ETF | — | +15.27% | Add |
| 30 | SOLV | Solventum CORP | — | -0.88% | Trim |
| 31 | AMGN | Amgen Inc | — | — | Unchanged |
| 32 | CVX | Chevron CORP | — | +0.16% | Add |
| 33 | PSO | Pearson Plc-sponsored Adr | — | -18.74% | Trim |
| 34 | ECL | Ecolab Inc | — | -4.31% | Trim |
| 35 | TGT | Target CORP | — | -3.48% | Trim |
| 36 | IWD | Ishares Russell 1000 Value E | — | -0.13% | Trim |
| 37 | WMT | Walmart Inc | — | -0.55% | Trim |
| 38 | CSCO | Cisco Systems Inc | — | -0.03% | Trim |
| 39 | TRV | Travelers Cos Inc/the | — | +0.15% | Add |
| 40 | XOM | Exxon Mobil CORP | — | -0.80% | Trim |
| 41 | AVGO | Broadcom Inc | — | -1.47% | Trim |
| 42 | MDT | Medtronic plc | — | -6.79% | Trim |
| 43 | SRLN | Ss Blackstone Sr Loan ETF | — | +1.65% | Add |
| 44 | MO | Altria Group Inc | — | -0.03% | Trim |
| 45 | WFC | Wells Fargo & Co | — | -5.83% | Trim |
| 46 | VGSH | Vanguard Short-term Treasury | — | -1.39% | Trim |
| 47 | GIS | General Mills Inc | — | +0.02% | Add |
| 48 | VCSH | Vanguard S/t CORP Bond ETF | — | +12.42% | Add |
| 49 | IFLN | Invesco Bloomberg Enhanced F | — | +1.66% | Add |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | — | +3.45% | Add |
1–50 of 134
Filing History
FAQ
What is Great Waters Wealth Management and what type of investor is it?
Great Waters Wealth Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 131 disclosed positions.
What are Great Waters Wealth Management's largest equity positions?
Based on the latest 13F filing, Great Waters Wealth Management's top holdings by market value are:
1. Dimensional US Eq Mkt ETF (DFUS) — $258.6M (23.3%)
2. Dimensional World Ex US Core (DFAX) — $198.0M (17.8%)
3. Dimensional Core Fixed Inc (DFCF) — $170.2M (15.3%)
4. Dimensional Short Duration (DFSD) — $98.3M (8.8%)
5. Dimensional US Small Cap ETF (DFAS) — $95.0M (8.6%)
What changes did Great Waters Wealth Management make in its most recent portfolio filing?
In the latest reported quarter, Great Waters Wealth Management made 103 notable position adjustments: 7 new positions were initiated, 42 existing holdings were added to, 51 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ishares Broad Usd High Yield (USHY); New buy: Vanguard Mid-cap ETF (VO)
What sectors does Great Waters Wealth Management focus on?
Great Waters Wealth Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.3%
• Health Care: 20.1%
• Industrials: 13.5%
• Consumer Discretionary: 6.7%
• Consumer Staples: 5.3%
• Financials: 2.9%
Investment Profile
Great Waters Wealth Management returned an annualized 16.7% over the trailing 36 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 44.3% of the portfolio concentrated in Information Technology.
It has added to its DFUS position over the past two quarters (+$58.8M, now $258.6M), while trimming BND over the same stretch (-$6.9M, still holding $23.3M).
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