GW
Great Waters Wealth Management SEC 13F Holdings (Q2 2026) — Top Position: DIMENSIONAL US EQ MKT ETF
Great Waters Wealth ManagementCIK: 0001964535
Long-term holderSector-focused
Total reported value
$1.1B
Reporting period: 2026-06-30 · Number of holdings: 128
Great Waters Wealth Management disclosed 128 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.1B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 49.19
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 72.82
- Diversification
- 100
- Sizing Uniformity
- 61.61
Great Waters Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.123 — mathematically equivalent to about 8 equally-sized positions, well below its 128 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.84), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DFUS
+4.1% $40.6M
Trim DFCF
+10.4% $15.2M
Trim BND
-4.1% -$1.3M
Add DFAS
+4.9% $16.7M
Trim DFSD
+9.3% $7.7M
Trim DFIC
-7.5% -$659.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 127 holdings (of 128 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 22.28% | +1.13% | +4.14% | |
| 2 | DFAX | Dimensional World Ex US Core | ETF-Other | 17.25% | -0.32% | +3.42% | |
| 3 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 14.99% | -0.52% | +10.43% | |
| 4 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 8.77% | +0.51% | +4.88% | |
| 5 | DFSD | Dimensional Short Duration | ETF-Other | 8.62% | -0.42% | +9.26% | |
| 6 | DFAT | Dimensional US Target Value | ETF-Other | 5.75% | +0.11% | +4.10% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 2.67% | -0.52% | -4.11% | |
| 8 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.55% | +0.05% | +7.13% | |
| 9 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.03% | -0.01% | -6.30% | |
| 10 | DFIC | Dimensional International Co | ETF-Other | 1.98% | -0.36% | -7.50% | |
| 11 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.19% | -0.02% | -1.51% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 0.83% | +0.03% | +3.16% | |
| 13 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.80% | -0.05% | -9.62% | |
| 14 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.79% | +0.25% | +10.06% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 0.64% | — | -0.19% | |
| 16 | MMM | 3m Co | Stock-Industrials | 0.37% | -0.01% | -0.51% | |
| 17 | MU | Micron Technology Inc | Stock-Tech | 0.35% | +0.23% | -0.03% | |
| 18 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.27% | -0.03% | -0.69% | |
| 19 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.25% | — | -0.31% | |
| 20 | DCI | Donaldson Co Inc | Stock-Industrials | 0.25% | -0.02% | — | |
| 21 | SPGM | State Street Spdr Portfolio | ETF-Other | 0.24% | -0.01% | -3.18% | |
| 22 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.23% | — | +298.13% | |
| 23 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.23% | -0.03% | -4.25% | |
| 24 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.19% | -0.01% | +0.66% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.18% | -0.02% | +5.02% | |
| 26 | TER | Teradyne Inc | Stock-Tech | 0.18% | +0.05% | — | |
| 27 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.18% | — | +0.22% | |
| 28 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.17% | -0.01% | -1.44% | |
| 29 | HON | Honeywell International Inc | Stock-Industrials | 0.17% | -0.23% | -51.11% | |
| 30 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.17% | -0.01% | -2.92% | |
| 31 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.17% | — | +0.24% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.17% | +0.10% | — | |
| 33 | CORP | Pimco Inv Grade CORP Bd ETF | ETF-Other | 0.16% | -0.03% | -2.99% | |
| 34 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.16% | +0.02% | +18.34% | |
| 35 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.16% | -0.02% | +5.96% | |
| 36 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.16% | -0.02% | -2.50% | |
| 37 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.15% | +0.01% | +5.32% | |
| 38 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.14% | -0.03% | -4.04% | |
| 39 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.14% | +0.01% | -4.09% | |
| 40 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.12% | -0.03% | -4.81% | |
| 41 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.12% | — | -2.81% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.11% | +0.04% | +58.85% | |
| 43 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.10% | -0.02% | +1.14% | |
| 44 | MDT | Medtronic plc | Stock-Healthcare | 0.10% | -0.01% | +15.81% | |
| 45 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.10% | -0.01% | -1.23% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | — | +2.35% | |
| 47 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.09% | +0.03% | +105.53% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.09% | +0.02% | +4.41% | |
| 49 | TT | Trane Technologies plc | Stock-Industrials | 0.08% | — | — | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.08% | -0.01% | — |
1–50 of 127
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+17.8%
- Stdev
- +10.1%
- Beta
- +0.7
- Alpha
- +0.6%
- Max Drawdown
- -4.9%
- Annualized Perf
- +15%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.8
- Stutzer
- +0.42
- Treynor
- +0.21
- Sterling
- +1.04
- Calmar
- +3.06
- Information Ratio
- -0.91
- Tracking Error
- +6%
- Stdev Down
- +5.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +25.6%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.44
- Stdev Sectors
- +11.7%
- Skewness
- -0.17
- Kurtosis
- -0.47
- Upside Potential
- +4.43
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 128 | $1.1B | 0 | ||
| 2026 Q1 | 121 | $944.9M | 7 | ||
| 2025 Q4 | 117 | $909.0M | 11 | ||
| 2025 Q3 | 114 | $846.4M | 18 | ||
| 2025 Q2 | 110 | $768.9M | 0 | ||
| 2025 Q1 | 103 | $720.8M | 0 | ||
| 2024 Q4 | 112 | $779.3M | 0 | ||
| 2024 Q3 | 110 | $741.6M | 0 | ||
| 2024 Q2 | 104 | $654.8M | 0 | ||
| 2024 Q1 | 99 | $612.3M | 0 | ||
| 2023 Q4 | 96 | $563.8M | 0 | ||
| 2023 Q3 | 93 | $503.9M | 0 | ||
| 2023 Q2 | 95 | $503.1M | 0 | ||
| 2023 Q1 | 84 | $473.3M | 0 | ||
| 2022 Q4 | 86 | $464.6M | 0 |
Holding changes this quarter
Great Waters Wealth Management's most significant position changes for 2026-06-30: New buy: Ss Spdr Dow Jones Indus Avg (DIA); New buy: Intel CORP (INTC); New buy: Vanguard Intermediate-term B (BIV); Sold out: United Natural Foods Inc (UNFI); New buy: Vanguard Growth ETF (VUG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | +1.1% | +4.14% | Add |
| 2 | DFAS | Dimensional US Small Cap ETF | +0.5% | +4.88% | Add |
| 3 | UNH | Unitedhealth Group Inc | +0.3% | +10.06% | Add |
| 4 | MU | Micron Technology Inc | +0.2% | -0.03% | Trim |
| 5 | DFAT | Dimensional US Target Value | +0.1% | +4.10% | Add |
| 6 | AMD | Advanced Micro Devices | +0.1% | — | Unchanged |
| 7 | DFGR | Dim Global Real Estate ETF | +0.1% | +7.13% | Add |
| 8 | TER | Teradyne Inc | +0.1% | — | Unchanged |
| 9 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | NEW | New buy |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +58.85% | Add |
| 11 | LRCX | Lam Research CORP | 0% | — | Unchanged |
| 12 | INTC | Intel CORP | 0% | NEW | New buy |
| 13 | AAPL | Apple Inc | 0% | +3.16% | Add |
| 14 | ECL | Ecolab Inc | 0% | +103.47% | Add |
| 15 | QQQ | Invesco Qqq Trust Series 1 | 0% | +105.53% | Add |
| 16 | GOOG | Alphabet Inc-cl C | 0% | +91.70% | Add |
| 17 | AMZN | Amazon.com Inc | 0% | +18.34% | Add |
| 18 | BIV | Vanguard Intermediate-term B | 0% | NEW | New buy |
| 19 | AMAT | Applied Materials Inc | 0% | +0.15% | Add |
| 20 | LLY | Eli Lilly & Co | 0% | +4.41% | Add |
| 21 | VUG | Vanguard Growth ETF | 0% | NEW | New buy |
| 22 | VWO | Vanguard Ftse Emerging Marke | 0% | NEW | New buy |
| 23 | NVT | nVent Electric plc | 0% | NEW | New buy |
| 24 | C | Citigroup Inc | 0% | NEW | New buy |
| 25 | SCHG | Schwab US Large-cap Growth | 0% | +5.32% | Add |
| 26 | SCHA | Schwab US Small-cap ETF | 0% | -4.09% | Trim |
| 27 | DAL | Delta Air Lines Inc | 0% | +6.80% | Add |
| 28 | CAT | Caterpillar Inc | 0% | +0.59% | Add |
| 29 | GOOGL | Alphabet Inc-cl A | 0% | +1.03% | Add |
| 30 | CSCO | Cisco Systems Inc | 0% | +0.52% | Add |
| 31 | TSM | Taiwan Semiconductor-sp Adr | 0% | -0.55% | Trim |
| 32 | ENTG | Entegris Inc | 0% | — | Unchanged |
| 33 | VOO | Vanguard S&p 500 ETF | 0% | +16.28% | Add |
| 34 | ROK | Rockwell Automation Inc | 0% | — | Unchanged |
| 35 | NVDA | Nvidia CORP | — | -0.19% | Trim |
| 36 | SCHB | Schwab US Broad Market ETF | — | -0.31% | Trim |
| 37 | IWF | Ishares Russell 1000 Growth | — | +298.13% | Add |
| 38 | IWD | Ishares Russell 1000 Value E | — | +0.22% | Add |
| 39 | SCHF | Schwab Intl Equity ETF | — | +0.24% | Add |
| 40 | SCHM | Schwab US Mid Cap ETF | — | -2.81% | Trim |
| 41 | IVV | Ishares Core S&p 500 ETF | — | +2.35% | Add |
| 42 | TT | Trane Technologies plc | — | — | Unchanged |
| 43 | DGRE | Wisdomtree Emerging Markets | — | -3.67% | Trim |
| 44 | ABBV | Abbvie Inc | — | +21.77% | Add |
| 45 | IGM | Ishares Expanded Tech Sector | — | — | Unchanged |
| 46 | MO | Altria Group Inc | — | +14.75% | Add |
| 47 | FICO | Fair Isaac CORP | — | — | Unchanged |
| 48 | FITB | Fifth Third Bancorp | — | — | Unchanged |
| 49 | AVGO | Broadcom Inc | — | +2.03% | Add |
| 50 | VTI | Vanguard Total Stock Mkt ETF | — | -1.57% | Trim |
1–50 of 128
Filing History
FAQ
What is Great Waters Wealth Management and what type of investor is it?
Great Waters Wealth Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 128 disclosed positions.
What are Great Waters Wealth Management's largest equity positions?
Based on the latest 13F filing, Great Waters Wealth Management's top holdings by market value are:
1. Dimensional US Eq Mkt ETF (DFUS) — $240.5M (22.3%)
2. Dimensional World Ex US Core (DFAX) — $186.2M (17.3%)
3. Dimensional Core Fixed Inc (DFCF) — $161.8M (15.0%)
4. Dimensional US Small Cap ETF (DFAS) — $94.7M (8.8%)
5. Dimensional Short Duration (DFSD) — $93.1M (8.6%)
What changes did Great Waters Wealth Management make in its most recent portfolio filing?
In the latest reported quarter, Great Waters Wealth Management made 103 notable position adjustments: 7 new positions were initiated, 52 existing holdings were added to, 43 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ss Spdr Dow Jones Indus Avg (DIA); New buy: Intel CORP (INTC); New buy: Vanguard Intermediate-term B (BIV); Sold out: United Natural Foods Inc (UNFI); New buy: Vanguard Growth ETF (VUG)
What sectors does Great Waters Wealth Management focus on?
Great Waters Wealth Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.8%
• Health Care: 20.1%
• Industrials: 15.9%
• Consumer Discretionary: 7.1%
• Consumer Staples: 5.5%
• Financials: 2.9%
Investment Profile
Great Waters Wealth Management returned an annualized 15.0% over the trailing 36 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.70 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 40.8% of the portfolio concentrated in Information Technology.
It has added to its DFUS position over the past two quarters (+$41.3M, now $240.5M), while trimming BND over the same stretch (-$3.0M, still holding $28.9M).
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