CIK: 0001594954
Total reported value
$66.4M
Reporting period: 2017-09-30 · Number of holdings: 229
FT Options LLC disclosed 229 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $66.4M and a quarterly turnover rate of 103.4%.
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FT Options LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 229 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.49), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim CLVSEUR
-38.1% -$4.1M
Add INCY
+168.0% $3.7M
Trim GIS
-50.1% -$2.8M
Trim ABT
-54.5% -$2.0M
Add ALNY
+509.5% $1.8M
Trim CLX
-57.5% -$1.2M
Showing top 112 holdings (of 229 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GWPH | Gw Pharmaceuticals LTD | Stock-Other | 7.68% | -0.35% | +21.49% | |
| 2 | INCY | Incyte CORP | Stock-Healthcare | 6.36% | +5.41% | +167.98% | |
| 3 | CLVSEUR | Clovis Oncology INC | Stock-Other | 5.23% | -7.87% | -38.09% | |
| 4 | T8S | Tesaro INC | Stock-Other | 5.15% | +0.71% | +8.49% | |
| 5 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 4.26% | +4.26% | NEW | |
| 6 | ALNY | Alnylam Pharmaceuticals INC | Stock-Healthcare | 3.20% | +2.65% | +509.47% | |
| 7 | INSM | Insmed INC | Stock-Healthcare | 2.77% | +1.79% | +97.10% | |
| 8 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 2.71% | +0.79% | +13.17% | |
| 9 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 2.58% | — | — | |
| 10 | ICPTUSD | Intercept Pharmaceuticals In | Stock-Other | 2.53% | +2.53% | NEW | |
| 11 | AKBA | Akebia Therapeutics INC | Stock-Other | 2.34% | +1.25% | +45.64% | |
| 12 | PBYI | Puma Biotechnology INC | Stock-Other | 2.32% | +1.27% | -69.24% | |
| 13 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 2.06% | +1.82% | +38.87% | |
| 14 | ZGNXEUR | Zogenix INC | Stock-Other | 2.01% | +2.01% | NEW | |
| 15 | ✓ | Axovant Sciences LTD | Stock-Other | 2.00% | +1.44% | +1144.00% | |
| 16 | IBB | Ishares Biotechnology ETF | ETF-Tech | 2.00% | -2.05% | -16.95% | |
| 17 | KRG | Kite Realty Group Trust | Stock-Real Estate | 2.00% | +0.96% | +348.62% | |
| 18 | PLCE | Children's Place Inc/the | Stock-Other | 2.00% | +2.00% | NEW | |
| 19 | GILD | Gilead Sciences INC | Stock-Healthcare | 1.77% | +1.77% | NEW | |
| 20 | NKE | Nike INC -cl B | Stock-Consumer Disc | 1.77% | +1.77% | NEW | |
| 21 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.61% | +1.00% | +104.98% | |
| 22 | HSIC | Henry Schein INC | Stock-Healthcare | 1.59% | +1.59% | NEW | |
| 23 | ✓ | Stock-Other | 1.51% | +1.51% | NEW | ||
| 24 | ALXN | Alexion Pharmaceuticals INC | Stock-Other | 1.42% | +1.42% | NEW | |
| 25 | ✓ | Versartis INC | Stock-Other | 1.41% | +1.41% | NEW | |
| 26 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.31% | -1.45% | -7.84% | |
| 27 | TWXCHF | Time Warner INC | Stock-Other | 1.31% | +0.73% | +48.80% | |
| 28 | BUD | Anheuser-busch Inbev-spn Adr | Stock-Consumer Staples | 1.28% | — | -41.85% | |
| 29 | ABT | Abbott Laboratories | Stock-Healthcare | 1.27% | -3.65% | -54.47% | |
| 30 | DVAX | Dynavax Technologies CORP | Stock-Other | 1.20% | — | -72.35% | |
| 31 | OTICEUR | Otonomy INC | Stock-Other | 1.20% | -1.07% | +39.81% | |
| 32 | SRPT | Sarepta Therapeutics INC | Stock-Healthcare | 1.17% | — | +76.55% | |
| 33 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.07% | — | -28.99% | |
| 34 | AM6 | Amicus Therapeutics INC | Stock-Other | 1.02% | +0.57% | +78.41% | |
| 35 | ABBV | Abbvie INC | Stock-Healthcare | 1.01% | +0.96% | +327.01% | |
| 36 | AIMT | Aimmune Therapeutics INC | Stock-Other | 1.00% | +1.00% | NEW | |
| 37 | DVA | Davita INC | Stock-Healthcare | 0.91% | -0.92% | -28.33% | |
| 38 | SG7 | Sage Therapeutics INC | Stock-Other | 0.91% | — | -24.30% | |
| 39 | ✓ | Scynexis INC Com New | Stock-Other | 0.88% | — | -3.98% | |
| 40 | QSR | Restaurant Brands Intern | Stock-Consumer Disc | 0.79% | +0.79% | NEW | |
| 41 | ✓ | Cascadian Therapeutics | Stock-Other | 0.72% | — | -6.45% | |
| 42 | ESPR | Esperion Therapeutics INC | Stock-Other | 0.67% | +0.64% | -73.61% | |
| 43 | PTCT | Ptc Therapeutics INC | Stock-Healthcare | 0.61% | +0.61% | NEW | |
| 44 | WMT | Walmart INC | Stock-Consumer Staples | 0.61% | +0.61% | NEW | |
| 45 | DERMEUR | Dermira INC | Stock-Other | 0.57% | — | — | |
| 46 | CLX | Clorox Company | Stock-Consumer Staples | 0.53% | -2.09% | -57.54% | |
| 47 | ✓ | Stock-Other | 0.48% | — | — | ||
| 48 | GIS | General Mills INC | Stock-Consumer Staples | 0.46% | -4.88% | -50.15% | |
| 49 | AERIEUR | Aerie Pharmaceuticals INC | Stock-Other | 0.40% | — | +8.70% | |
| 50 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 0.38% | — | -55.45% |
Not enough priced holdings yet to compute performance
FT Options LLC's most significant position changes for 2017-09-30: New buy: Teva Pharmaceutical-sp Adr (TEVA); Sold out: Portola Pharmaceuticals INC (PTLAEUR); Sold out: Amgen INC (AMGN); New buy: Intercept Pharmaceuticals In (ICPTUSD); New buy: Zogenix INC (ZGNXEUR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | INCY | Incyte CORP | +5.4% | +167.98% | Add |
| 2 | ALNY | Alnylam Pharmaceuticals INC | +2.7% | +509.47% | Add |
| 3 | KMB | Kimberly-clark CORP | +1.8% | +38.87% | Add |
| 4 | INSM | Insmed INC | +1.8% | +97.10% | Add |
| 5 | ✓ | Axovant Sciences LTD | +1.4% | +1144.00% | Add |
| 6 | PBYI | Puma Biotechnology INC | +1.3% | -69.24% | Trim |
| 7 | AKBA | Akebia Therapeutics INC | +1.3% | +45.64% | Add |
| 8 | BMY | Bristol-myers Squibb Co | +1% | +104.98% | Add |
| 9 | KRG | Kite Realty Group Trust | +1% | +348.62% | Add |
| 10 | ABBV | Abbvie INC | +1% | +327.01% | Add |
| 11 | VRTX | Vertex Pharmaceuticals INC | +0.8% | +13.17% | Add |
| 12 | TWXCHF | Time Warner INC | +0.7% | +48.80% | Add |
| 13 | T8S | Tesaro INC | +0.7% | +8.49% | Add |
| 14 | ESPR | Esperion Therapeutics INC | +0.6% | -73.61% | Trim |
| 15 | AM6 | Amicus Therapeutics INC | +0.6% | +78.41% | Add |
| 16 | GWPH | Gw Pharmaceuticals LTD | -0.4% | +21.49% | Add |
| 17 | PNW | Pinnacle West Capital Corporation | -0.7% | -0.37% | Trim |
| 18 | DVA | Davita INC | -0.9% | -28.33% | Trim |
| 19 | POT1EUR | Potash CORP Of Saskatchewan | -1% | -91.40% | Trim |
| 20 | OTICEUR | Otonomy INC | -1.1% | +39.81% | Add |
| 21 | MDLZ | Mondelez International Inc-a | -1.5% | -7.84% | Trim |
| 22 | CL | Colgate-palmolive Co | -1.9% | -45.65% | Trim |
| 23 | KEL | Kellanova | -2% | -85.14% | Trim |
| 24 | IBB | Ishares Biotechnology ETF | -2.1% | -16.95% | Trim |
| 25 | CLX | Clorox Company | -2.1% | -57.54% | Trim |
| 26 | ABT | Abbott Laboratories | -3.7% | -54.47% | Trim |
| 27 | GIS | General Mills INC | -4.9% | -50.15% | Trim |
| 28 | CLVSEUR | Clovis Oncology INC | -7.9% | -38.09% | Trim |
| 29 | TEVA | Teva Pharmaceutical-sp Adr | — | NEW | New buy |
| 30 | PTLAEUR | Portola Pharmaceuticals INC | — | EXIT | Sold out |
| 31 | AMGN | Amgen INC | — | EXIT | Sold out |
| 32 | ICPTUSD | Intercept Pharmaceuticals In | — | NEW | New buy |
| 33 | ZGNXEUR | Zogenix INC | — | NEW | New buy |
| 34 | PLCE | Children's Place Inc/the | — | NEW | New buy |
| 35 | GILD | Gilead Sciences INC | — | NEW | New buy |
| 36 | NKE | Nike INC -cl B | — | NEW | New buy |
| 37 | HSIC | Henry Schein INC | — | NEW | New buy |
| 38 | ✓ | — | NEW | New buy | |
| 39 | ALXN | Alexion Pharmaceuticals INC | — | NEW | New buy |
| 40 | MDCOUSD | Medicines Company | — | EXIT | Sold out |
| 41 | ✓ | Versartis INC | — | NEW | New buy |
| 42 | CELG | Celgene CORP | — | EXIT | Sold out |
| 43 | AIMT | Aimmune Therapeutics INC | — | NEW | New buy |
| 44 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
| 45 | QSR | Restaurant Brands Intern | — | NEW | New buy |
| 46 | ✓ | Mallinckrodt PLC | — | EXIT | Sold out |
| 47 | XBI | Ss Spdr S&p Biotech ETF | — | EXIT | Sold out |
| 48 | PTCT | Ptc Therapeutics INC | — | NEW | New buy |
| 49 | WMT | Walmart INC | — | NEW | New buy |
| 50 | COST | Costco Wholesale CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017 Q3 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017 Q2 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017 Q1 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016 Q4 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016 Q3 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016 Q2 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016 Q1 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015 Q4 | 2016-02-05 | 13F-HR | View on EDGAR |
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