FC
Fairpointe Capital LLC Historical SEC 13F Holdings & Archive (Q1 2021)
Fairpointe Capital LLCCIK: 0001521422
Diversified strategyHigh-turnover traderSector-focused
Total reported value
$66.3M
Reporting period: 2021-03-31 · Number of holdings: 114
Fairpointe Capital LLC disclosed 114 holdings in its latest 13F filing for the period ending 2021-03-31, with total reported value of $66.3M and a quarterly turnover rate of 165.8%.
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Personality snowflake
- Concentration
- 12.17
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 88.47
Fairpointe Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 114 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 44934s206
-21.3% $1.2M
Add PRKS
0.0% $1.9M
Trim JNP
-97.8% -$19.5M
Trim SCHW
-98.3% -$18.2M
Trim TGNA
-96.5% -$22.7M
Add MAT
-81.5% -$15.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 76 holdings (of 114 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Icad Inc New | Stock-Other | 8.77% | +7.93% | -21.33% | |
| 2 | PRKS | United Parks & Resorts Inc | Stock-Other | 7.87% | +7.26% | — | |
| 3 | MAT | Mattel Inc | Stock-Consumer Disc | 6.28% | +2.66% | -81.49% | |
| 4 | UNF | Unifirst Corp/ma | Stock-Other | 4.05% | — | — | |
| 5 | AIOT | Powerfleet Inc | Stock-Other | 3.37% | — | — | |
| 6 | ✓ | Neogenomics Inc | Stock-Other | 3.27% | — | — | |
| 7 | LIND | Lindblad Expeditions Holding | Stock-Other | 3.00% | — | -19.06% | |
| 8 | ✓ | Stock-Other | 2.68% | — | — | ||
| 9 | FLL | Full House Resorts Inc | Stock-Other | 2.55% | +2.39% | -11.20% | |
| 10 | ✓ | Marrone Bio Innovations | Stock-Other | 2.09% | — | +7.69% | |
| 11 | PACK | Ranpak Holdings CORP | Stock-Other | 2.03% | — | — | |
| 12 | REGIEUR | Renewable Energy Group Inc | Stock-Other | 1.99% | — | +100.00% | |
| 13 | TGNA | Tegna Inc | Stock-Other | 1.71% | -2.67% | -96.49% | |
| 14 | ✓ | Akerna Corp. | Stock-Other | 1.63% | — | +10.09% | |
| 15 | ✓ | Eyenovia, Inc. | Stock-Other | 1.62% | — | — | |
| 16 | CLAR | Clarus CORP | Stock-Other | 1.58% | — | — | |
| 17 | ✓ | Inotiv Inc | Stock-Other | 1.52% | +1.52% | NEW | |
| 18 | GLW | Corning Inc | Stock-Tech | 1.39% | -2.07% | -95.97% | |
| 19 | MGA | Magna International Inc | Stock-Consumer Disc | 1.33% | -1.96% | -96.04% | |
| 20 | ✓ | Audacy | Stock-Other | 1.31% | +1.31% | NEW | |
| 21 | CVSA | Covista Inc | Stock-Consumer Staples | 1.26% | +0.51% | -82.29% | |
| 22 | STRA | Strategic Education Inc | Stock-Other | 1.25% | — | — | |
| 23 | ✓ | Stock-Other | 1.22% | -0.79% | -93.46% | ||
| 24 | ✓ | Plby Group Inc | Stock-Other | 1.19% | +1.19% | NEW | |
| 25 | PNR | Pentair plc | Stock-Industrials | 1.18% | -1.50% | -95.42% | |
| 26 | ✓ | Stock-Other | 1.16% | -1.78% | -95.04% | ||
| 27 | LKQ | Lkq CORP | Stock-Consumer Disc | 1.15% | -1.36% | -95.35% | |
| 28 | ✓ | Danimer Scientific Inc | Stock-Other | 1.14% | +1.14% | NEW | |
| 29 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.13% | — | -18.29% | |
| 30 | WAB | Wabtec CORP | Stock-Industrials | 1.09% | -1.39% | -95.05% | |
| 31 | ✓ | Quidel CORP | Stock-Other | 1.09% | — | — | |
| 32 | WDC | Western Digital CORP | Stock-Tech | 1.08% | -0.59% | -93.47% | |
| 33 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 1.06% | -0.78% | -93.48% | |
| 34 | ✓ | Stock-Other | 1.04% | -2.12% | -95.26% | ||
| 35 | ✓ | Aquabounty Technologies | Stock-Other | 0.99% | — | — | |
| 36 | TEN1 | Tenneco Inc-class A | Stock-Other | 0.97% | — | — | |
| 37 | NTRS | Northern Trust CORP | Stock-Financials | 0.97% | -2.28% | -96.78% | |
| 38 | DCI | Donaldson Co Inc | Stock-Industrials | 0.91% | -2.06% | -96.40% | |
| 39 | RMD | Resmed Inc | Stock-Healthcare | 0.91% | -1.17% | -94.18% | |
| 40 | SCHL | Scholastic CORP | Stock-Other | 0.86% | -0.70% | -94.41% | |
| 41 | NYT | New York Times Co-a | Stock-Comm Services | 0.84% | -1.47% | -95.44% | |
| 42 | ✓ | Stock-Other | 0.80% | -1.55% | -96.15% | ||
| 43 | SNN | Smith & Nephew PLC -spon Adr | Stock-Other | 0.78% | -0.38% | -90.91% | |
| 44 | ✓ | Stock-Other | 0.77% | -0.88% | -94.19% | ||
| 45 | JNP | Juniper Networks Inc | Stock-Other | 0.75% | -2.92% | -97.80% | |
| 46 | IDA | Idacorp Inc | Stock-Utilities | 0.69% | — | — | |
| 47 | CMC | Commercial Metals Co | Stock-Industrials | 0.69% | — | -16.38% | |
| 48 | RJF | Raymond James Financial Inc | Stock-Financials | 0.66% | -2.09% | -97.73% | |
| 49 | CARS | Cars.com Inc | Stock-Other | 0.60% | -2.18% | -97.72% | |
| 50 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.59% | -2.82% | -98.29% |
1–50 of 76
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q1 | 114 | $66.3M | 100 | ||
| 2020 Q4 | 117 | $544.4M | 29 | ||
| 2020 Q3 | 77 | $623.6M | 20 | ||
| 2020 Q2 | 116 | $686.3M | 24 | ||
| 2020 Q1 | 121 | $668.4M | 73 | ||
| 2019 Q4 | 119 | $1.3B | 50 | ||
| 2019 Q3 | 125 | $2.0B | 31 | ||
| 2019 Q2 | 125 | $2.5B | 25 | ||
| 2019 Q1 | 125 | $3.0B | 20 | ||
| 2018 Q4 | 133 | $2.9B | 31 | ||
| 2018 Q3 | 126 | $3.9B | 18 | ||
| 2018 Q2 | 124 | $4.3B | 23 | ||
| 2018 Q1 | 129 | $4.8B | 21 | ||
| 2017 Q4 | 129 | $5.3B | 10 | ||
| 2017 Q3 | 111 | $5.1B | 9 | ||
| 2017 Q2 | 115 | $5.0B | 20 | ||
| 2017 Q1 | 137 | $5.1B | 17 | ||
| 2016 Q4 | 140 | $4.9B | 34 | ||
| 2016 Q3 | 133 | $4.4B | 12 | ||
| 2016 Q2 | 138 | $4.4B | 19 | ||
| 2016 Q1 | 135 | $4.8B | 30 | ||
| 2015 Q4 | 142 | $5.5B | 19 | ||
| 2015 Q3 | 137 | $5.9B | 23 | ||
| 2015 Q2 | 145 | $7.2B | 25 | ||
| 2015 Q1 | 143 | $7.6B | 16 | ||
| 2014 Q4 | 145 | $7.6B | 14 | ||
| 2014 Q3 | 132 | $7.5B | 22 | ||
| 2014 Q2 | 128 | $7.5B | 24 | ||
| 2014 Q1 | 128 | $7.4B | 25 | ||
| 2013 Q4 | 127 | $6.9B | 26 | ||
| 2013 Q3 | 126 | $6.0B | 24 | ||
| 2013 Q2 | 121 | $5.0B | 0 |
Holding changes this quarter
Fairpointe Capital LLC's most significant position changes for 2021-03-31: Sold out: Cooper Tire & Rubber (CTB); Sold out: Variant Perception Cycle Aware ; Sold out: Waters CORP (WAT); Sold out: Unisys CORP (UIS); Sold out: Whirlpool CORP (WHR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Icad Inc New | +7.9% | -21.33% | Trim |
| 2 | PRKS | United Parks & Resorts Inc | +7.3% | — | Unchanged |
| 3 | MAT | Mattel Inc | +2.7% | -81.49% | Trim |
| 4 | FLL | Full House Resorts Inc | +2.4% | -11.20% | Trim |
| 5 | CVSA | Covista Inc | +0.5% | -82.29% | Trim |
| 6 | SNN | Smith & Nephew PLC -spon Adr | -0.4% | -90.91% | Trim |
| 7 | WERN | Werner Enterprises Inc | -0.5% | -94.93% | Trim |
| 8 | WDC | Western Digital CORP | -0.6% | -93.47% | Trim |
| 9 | SCHL | Scholastic CORP | -0.7% | -94.41% | Trim |
| 10 | DGX | Quest Diagnostics Inc | -0.8% | -93.48% | Trim |
| 11 | ✓ | -0.8% | -93.46% | Trim | |
| 12 | ✓ | -0.9% | -94.19% | Trim | |
| 13 | VREX | Varex Imaging CORP | -0.9% | -96.38% | Trim |
| 14 | BIIB | Biogen Inc | -1.1% | -96.92% | Trim |
| 15 | RMD | Resmed Inc | -1.2% | -94.18% | Trim |
| 16 | LKQ | Lkq CORP | -1.4% | -95.35% | Trim |
| 17 | WAB | Wabtec CORP | -1.4% | -95.05% | Trim |
| 18 | NYT | New York Times Co-a | -1.5% | -95.44% | Trim |
| 19 | BG | Bunge Global SA | -1.5% | -97.71% | Trim |
| 20 | PNR | Pentair plc | -1.5% | -95.42% | Trim |
| 21 | ✓ | Cree Inc | -1.5% | -97.67% | Trim |
| 22 | ✓ | -1.6% | -96.15% | Trim | |
| 23 | HRL | Hormel Foods CORP | -1.7% | -97.34% | Trim |
| 24 | ✓ | -1.8% | -95.04% | Trim | |
| 25 | CPA | Copa Holdings, S.A. | -1.8% | -98.20% | Trim |
| 26 | MGA | Magna International Inc | -2% | -96.04% | Trim |
| 27 | CINF | Cincinnati Financial CORP | -2% | -98.04% | Trim |
| 28 | NOK | Nokia Corp-spon Adr | -2% | -97.44% | Trim |
| 29 | DCI | Donaldson Co Inc | -2.1% | -96.40% | Trim |
| 30 | GLW | Corning Inc | -2.1% | -95.97% | Trim |
| 31 | RJF | Raymond James Financial Inc | -2.1% | -97.73% | Trim |
| 32 | ✓ | -2.1% | -95.26% | Trim | |
| 33 | CARS | Cars.com Inc | -2.2% | -97.72% | Trim |
| 34 | NTRS | Northern Trust CORP | -2.3% | -96.78% | Trim |
| 35 | LEA | Lear CORP | -2.5% | -98.34% | Trim |
| 36 | TGNA | Tegna Inc | -2.7% | -96.49% | Trim |
| 37 | SCHW | Schwab (charles) CORP | -2.8% | -98.29% | Trim |
| 38 | JNP | Juniper Networks Inc | -2.9% | -97.80% | Trim |
| 39 | CTB | Cooper Tire & Rubber | — | EXIT | Sold out |
| 40 | ✓ | Variant Perception Cycle Aware | — | EXIT | Sold out |
| 41 | WAT | Waters CORP | — | EXIT | Sold out |
| 42 | UIS | Unisys CORP | — | EXIT | Sold out |
| 43 | WHR | Whirlpool CORP | — | EXIT | Sold out |
| 44 | LGFEUR | Lions Gate Entertainment-a | — | EXIT | Sold out |
| 45 | HXL | Hexcel CORP | — | EXIT | Sold out |
| 46 | ✓ | Inotiv Inc | — | NEW | New buy |
| 47 | MDPUSD | Meredith CORP | — | EXIT | Sold out |
| 48 | ✓ | Audacy | — | NEW | New buy |
| 49 | ✓ | Plby Group Inc | — | NEW | New buy |
| 50 | ✓ | Danimer Scientific Inc | — | NEW | New buy |
Filing History
FAQ
What is Fairpointe Capital LLC and what type of investor is it?
Fairpointe Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-03-31), the firm manages a tracked equity portfolio valued at approximately $66.3M, spread across 114 disclosed positions.
What are Fairpointe Capital LLC's largest equity positions?
Based on the latest 13F filing, Fairpointe Capital LLC's top holdings by market value are:
1. Icad Inc New — $5.8M (8.8%)
2. United Parks & Resorts Inc (PRKS) — $5.2M (7.9%)
3. Mattel Inc (MAT) — $4.2M (6.3%)
4. Unifirst Corp/ma (UNF) — $2.7M (4.0%)
5. Powerfleet Inc (AIOT) — $2.2M (3.4%)
What changes did Fairpointe Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Fairpointe Capital LLC made 49 notable position adjustments: 4 new positions were initiated, 0 existing holdings were added to, 37 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: Cooper Tire & Rubber (CTB); Sold out: Variant Perception Cycle Aware ; Sold out: Waters CORP (WAT); Sold out: Unisys CORP (UIS); Sold out: Whirlpool CORP (WHR)
What sectors does Fairpointe Capital LLC focus on?
Fairpointe Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.8%
• Health Care: 35.3%
• Financials: 13.0%
• Communication Services: 7.9%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Fairpointe Capital LLC's portfolio is broadly diversified and fast-trading, with 43.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 73 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its ICAD INC NEW position over the past two quarters (+$2.5M, now $5.8M), while trimming MAT over the same stretch (-$21.6M, still holding $4.2M).
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Developer Access
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