FB
Front Barnett Associates LLC Historical SEC 13F Holdings & Archive (Q3 2023)
Front Barnett Associates LLCCIK: 0000936698
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$833.3M
Reporting period: 2023-09-30 · Number of holdings: 113
FRONT BARNETT ASSOCIATES LLC disclosed 113 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $833.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 16.37
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.26
- Diversification
- 100
- Sizing Uniformity
- 80.88
Front Barnett Associates LLC's disclosed holdings carry a Herfindahl concentration index of 0.041 — mathematically equivalent to about 24 equally-sized positions, well below its 113 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 13.41% | — | -3.17% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.38% | — | -3.03% | |
| 3 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 5.21% | — | -2.55% | |
| 4 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 4.15% | — | -2.59% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.48% | — | -2.91% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.44% | — | -2.65% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.24% | — | -3.25% | |
| 8 | ACN | Accenture plc | Stock-Tech | 3.17% | — | -2.61% | |
| 9 | J | Jacobs Solutions Inc | Stock-Industrials | 3.17% | — | -3.30% | |
| 10 | CVX | Chevron CORP | Stock-Energy | 3.11% | — | -2.43% | |
| 11 | UNP | Union Pacific CORP | Stock-Industrials | 3.06% | — | -2.07% | |
| 12 | CAT | Caterpillar Inc | Stock-Industrials | 2.91% | — | -2.89% | |
| 13 | FDX | Fedex CORP | Stock-Industrials | 2.80% | — | -2.91% | |
| 14 | LIN | Linde plc | Stock-Materials | 2.76% | — | -2.68% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 2.67% | — | -2.32% | |
| 16 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 2.62% | — | -1.78% | |
| 17 | PEP | Pepsico Inc | Stock-Consumer Staples | 2.51% | — | -2.34% | |
| 18 | TEL | TE Connectivity plc | Stock-Tech | 2.22% | — | -3.26% | |
| 19 | CRM | Salesforce Inc | Stock-Tech | 2.13% | — | -2.77% | |
| 20 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.08% | — | -0.33% | |
| 21 | RTX | Rtx CORP | Stock-Industrials | 1.73% | — | -1.88% | |
| 22 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.66% | — | -2.38% | |
| 23 | BLKCHF | Blackrock Inc | Stock-Other | 1.62% | — | -1.88% | |
| 24 | GPN | Global Payments Inc | Stock-Industrials | 1.57% | — | -1.79% | |
| 25 | BAC | Bank Of America CORP | Stock-Financials | 1.56% | — | -1.77% | |
| 26 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.39% | — | +2.90% | |
| 27 | MDT | Medtronic plc | Stock-Healthcare | 1.22% | — | -1.76% | |
| 28 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.10% | — | -1.40% | |
| 29 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.08% | — | +4.81% | |
| 30 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.91% | — | -3.52% | |
| 31 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 0.87% | — | +0.64% | |
| 32 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.72% | — | -0.27% | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.66% | — | — | |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.61% | — | -0.75% | |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.55% | — | — | |
| 36 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.48% | — | -3.67% | |
| 37 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.45% | — | -0.35% | |
| 38 | ITW | Illinois Tool Works | Stock-Industrials | 0.41% | — | -2.80% | |
| 39 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.39% | — | -0.51% | |
| 40 | AXP | American Express Co | Stock-Financials | 0.39% | — | -0.23% | |
| 41 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.35% | — | -3.04% | |
| 42 | QLD | Proshares Ultra Qqq | ETF-Other | 0.34% | — | — | |
| 43 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.33% | — | -36.50% | |
| 44 | HD | Home Depot Inc | Stock-Consumer Disc | 0.33% | — | -0.36% | |
| 45 | SYK | Stryker CORP | Stock-Healthcare | 0.23% | — | — | |
| 46 | XOM | Exxon Mobil CORP | Stock-Energy | 0.23% | — | — | |
| 47 | DHR | Danaher CORP | Stock-Healthcare | 0.22% | — | -5.15% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.21% | — | — | |
| 49 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.21% | — | — | |
| 50 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.20% | — | — |
1–50 of 113
Portfolio Performance
Performance for Q3 2026
+3.8%
Performance Last 4 Quarters
+26.9%
- Stdev
- +13.5%
- Beta
- +0.96
- Alpha
- -1.2%
- Max Drawdown
- -13.1%
- Annualized Perf
- +18.5%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.53
- Stutzer
- +0.39
- Treynor
- +0.19
- Sterling
- +1.06
- Calmar
- +1.41
- Information Ratio
- -0.38
- Tracking Error
- +5.4%
- Stdev Down
- +7.1%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +39.8%
- Worst 12 Months
- +3.1%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.33
- Stdev Sectors
- +8.2%
- Skewness
- -0.05
- Kurtosis
- -0.07
- Upside Potential
- +4.21
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 113 | $833.3M | 0 | ||
| 2023 Q2 | 120 | $886.1M | 0 | ||
| 2023 Q1 | 117 | $850.5M | 0 | ||
| 2022 Q4 | 114 | $791.6M | 0 | ||
| 2022 Q3 | 112 | $758.6M | 0 | ||
| 2022 Q2 | 113 | $821.4M | 0 | ||
| 2022 Q1 | 116 | $993.7M | 0 | ||
| 2021 Q4 | 119 | $1.1B | 0 | ||
| 2021 Q3 | 118 | $974.5M | 0 | ||
| 2021 Q2 | 116 | $981.5M | 10 | ||
| 2021 Q1 | 109 | $899.2M | 14 | ||
| 2020 Q4 | 108 | $842.9M | 16 | ||
| 2020 Q3 | 109 | $733.7M | 15 | ||
| 2020 Q2 | 109 | $646.6M | 30 | ||
| 2020 Q1 | 110 | $523.5M | 25 | ||
| 2019 Q4 | 118 | $668.7M | 12 | ||
| 2019 Q3 | 120 | $604.3M | 11 | ||
| 2019 Q2 | 117 | $596.1M | 9 | ||
| 2019 Q1 | 122 | $621.0M | 14 | ||
| 2018 Q4 | 121 | $548.3M | 25 | ||
| 2018 Q3 | 122 | $664.2M | 10 | ||
| 2018 Q2 | 118 | $605.0M | 8 | ||
| 2018 Q1 | 118 | $596.2M | 7 | ||
| 2017 Q4 | 123 | $602.9M | 9 | ||
| 2017 Q3 | 123 | $568.5M | 8 | ||
| 2017 Q2 | 124 | $548.4M | 7 | ||
| 2017 Q1 | 123 | $537.5M | 10 | ||
| 2016 Q4 | 123 | $518.2M | 10 | ||
| 2016 Q3 | 121 | $523.6M | 11 | ||
| 2016 Q2 | 122 | $493.0M | 8 | ||
| 2016 Q1 | 119 | $496.7M | 8 | ||
| 2015 Q4 | 121 | $501.4M | 11 | ||
| 2015 Q3 | 116 | $481.7M | 22 | ||
| 2015 Q2 | 120 | $537.2M | 10 | ||
| 2015 Q1 | 123 | $542.9M | 17 | ||
| 2014 Q4 | 119 | $527.4M | 16 | ||
| 2014 Q3 | 119 | $522.6M | 9 | ||
| 2014 Q2 | 116 | $538.8M | 11 | ||
| 2014 Q1 | 111 | $516.2M | 11 | ||
| 2013 Q4 | 111 | $512.3M | 13 | ||
| 2013 Q3 | 113 | $468.2M | 11 | ||
| 2013 Q2 | 110 | $436.0M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Front Barnett Associates LLC and what type of investor is it?
Front Barnett Associates LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $833.3M, spread across 113 disclosed positions.
What are Front Barnett Associates LLC's largest equity positions?
Based on the latest 13F filing, Front Barnett Associates LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $111.7M (13.4%)
2. Alphabet Inc-cl A (GOOGL) — $44.8M (5.4%)
3. Thermo Fisher Scientific Inc (TMO) — $43.4M (5.2%)
4. Lowe's Cos Inc (LOW) — $34.6M (4.2%)
5. Alphabet Inc-cl C (GOOG) — $29.0M (3.5%)
What changes did Front Barnett Associates LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Front Barnett Associates LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Front Barnett Associates LLC focus on?
Front Barnett Associates LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 28.3%
• Industrials: 19.0%
• Communication Services: 11.9%
• Health Care: 11.8%
• Consumer Discretionary: 10.3%
• Financials: 6.5%
Investment Profile
Front Barnett Associates LLC returned an annualized 18.5% over the trailing 36 months — underperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.96 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its GOOGL position over the past two quarters (+$7.9M, now $44.8M), while trimming TMO over the same stretch (-$10.6M, still holding $43.4M).
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