BC
Breakwater Capital Group: 13F Stock Holdings & Portfolio (Q3 2026)
Breakwater Capital GroupCIK: 0001964309
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$844.1M
Reporting period: 2026-09-30 · Number of holdings: 392
Breakwater Capital Group disclosed 392 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $844.1M and a quarterly turnover rate of 13.7%.
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Personality snowflake
- Concentration
- 4.61
- Portfolio Stability
- 13.72
- Momentum
- 100
- Sector conviction
- 63.7
- Diversification
- 100
- Sizing Uniformity
- 81.31
Breakwater Capital Group's disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 87 equally-sized positions, well below its 392 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.87), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd FLXR
+2591.9% $8.2M
Trim BINC
-22.2% -$4.3M
Trim MTBA
-84.2% -$4.0M
Sold out XOM
Add MSFT
+1.4% $3.5M
Trim IGEB
-50.8% -$3.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 392 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 3.96% | +0.11% | +1.89% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.19% | +0.27% | -3.71% | |
| 3 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 3.14% | +0.02% | +3.60% | |
| 4 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.90% | +0.08% | +3.44% | |
| 5 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 2.84% | -0.05% | -1.30% | |
| 6 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.42% | -0.08% | +0.15% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.32% | +0.03% | +0.48% | |
| 8 | VTV | Vanguard Value ETF | ETF-Other | 1.93% | -0.04% | +0.08% | |
| 9 | IQLT | Ishares Msci International Q | ETF-Other | 1.90% | +0.08% | +5.83% | |
| 10 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.77% | -0.02% | -2.06% | |
| 11 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.56% | -0.54% | -22.24% | |
| 12 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.54% | +0.11% | +13.90% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.46% | +0.40% | +1.38% | |
| 14 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.37% | +0.15% | +12.95% | |
| 15 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.33% | +0.01% | -0.09% | |
| 16 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.31% | +0.03% | +0.40% | |
| 17 | PXF | Invesco Rafi Developed Marke | ETF-Other | 1.18% | +0.10% | +10.04% | |
| 18 | FALN | Ishares Fallen Angels ETF | ETF-Other | 1.17% | -0.09% | -1.52% | |
| 19 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 1.16% | +0.05% | +2.79% | |
| 20 | IPKW | Invesco International Buybac | ETF-Other | 1.12% | +0.11% | +7.39% | |
| 21 | FLXR | Tcw Flexible Income ETF | ETF-Other | 1.01% | +0.97% | +2591.89% | |
| 22 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.97% | +0.02% | +1.50% | |
| 23 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.96% | -0.04% | +0.53% | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 0.88% | +0.15% | +6.81% | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.88% | +0.04% | +0.75% | |
| 26 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.87% | +0.01% | +3.82% | |
| 27 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 0.80% | +0.03% | +6.65% | |
| 28 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.78% | -0.01% | -1.33% | |
| 29 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 0.77% | +0.13% | +27.04% | |
| 30 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.77% | +0.05% | +11.67% | |
| 31 | DIVB | Ishares Core Dividend ETF | ETF-Other | 0.76% | +0.02% | -1.45% | |
| 32 | XSHQ | Invesco S&p Smallcap Quality | ETF-Other | 0.75% | -0.06% | +0.16% | |
| 33 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 0.73% | +0.05% | +17.60% | |
| 34 | DFAI | Dimensional International Co | ETF-Other | 0.72% | +0.04% | +7.28% | |
| 35 | EZM | Wisdomtree US Midcap Fund | ETF-Other | 0.69% | -0.02% | +4.62% | |
| 36 | TT | Trane Technologies plc | Stock-Industrials | 0.69% | -0.06% | +1.62% | |
| 37 | DFIV | Dimensional International Va | ETF-Other | 0.66% | +0.01% | -0.24% | |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.65% | -0.04% | -1.69% | |
| 39 | SYLD | Cambria Shareholder Yield Et | ETF-Other | 0.63% | -0.03% | -5.08% | |
| 40 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.62% | — | +4.96% | |
| 41 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.61% | -0.03% | +2.69% | |
| 42 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.60% | +0.03% | +1.77% | |
| 43 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 0.58% | -0.01% | +14.74% | |
| 44 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.58% | -0.01% | -1.60% | |
| 45 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.57% | -0.05% | +0.58% | |
| 46 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.55% | +0.04% | +5.24% | |
| 47 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.54% | +0.05% | +12.83% | |
| 48 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.51% | -0.02% | +3.77% | |
| 49 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.51% | +0.01% | +1.23% | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.50% | -0.05% | -8.62% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+0.9%
Performance Last 4 Quarters
+13.6%
- Stdev
- +10.1%
- Beta
- +0.77
- Alpha
- +0.4%
- Max Drawdown
- -6.3%
- Annualized Perf
- +19%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.67
- Stutzer
- +0.51
- Treynor
- +0.23
- Sterling
- +1.27
- Calmar
- +3
- Information Ratio
- -1.05
- Tracking Error
- +4.5%
- Stdev Down
- +4.9%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +28.6%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.78
- Stdev Sectors
- +10.5%
- Skewness
- -0.19
- Kurtosis
- -0.09
- Upside Potential
- +5.12
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 392 | $844.1M | 14 | ||
| 2026 Q2 | 377 | $833.3M | 17 | ||
| 2026 Q1 | 373 | $746.8M | 9 | ||
| 2025 Q4 | 352 | $716.6M | 13 | ||
| 2025 Q3 | 352 | $677.2M | 26 | ||
| 2025 Q2 | 340 | $613.6M | 0 | ||
| 2025 Q1 | 326 | $561.2M | 0 | ||
| 2024 Q4 | 284 | $502.3M | 0 | ||
| 2024 Q3 | 286 | $496.3M | 0 | ||
| 2024 Q2 | 276 | $440.7M | 0 | ||
| 2024 Q1 | 260 | $397.7M | 0 | ||
| 2023 Q4 | 247 | $353.7M | 0 | ||
| 2023 Q3 | 218 | $290.3M | 0 | ||
| 2023 Q2 | 198 | $273.7M | 0 | ||
| 2023 Q1 | 185 | $238.3M | 0 | ||
| 2022 Q4 | 168 | $191.1M | 0 |
Holding changes this quarter
Breakwater Capital Group's most significant position changes for 2026-09-30: Sold out: Exxon Mobil CORP (XOM); New buy: Palantir Technologies Inc-a (PLTR); New buy: Blackrock Muniyield Quality (MQY); New buy: Regan Floating Rate Mbs ETF (MBSF); New buy: Pimco 1-5 Year US Tips Index (STPZ).
Showing top 200 changes by size (of 404 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FLXR | Tcw Flexible Income ETF | +1% | +2591.89% | Add |
| 2 | MSFT | Microsoft CORP | +0.4% | +1.38% | Add |
| 3 | AAPL | Apple Inc | +0.3% | -3.71% | Trim |
| 4 | PLTR | Palantir Technologies Inc-a | +0.2% | NEW | New buy |
| 5 | GMUB | Gs Municipal Income ETF | +0.2% | +516.82% | Add |
| 6 | AOHY | Angel Oak High Yild Oppo ETF | +0.2% | +119.62% | Add |
| 7 | JPIE | Jpmorgan Income ETF | +0.2% | +236.13% | Add |
| 8 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.2% | +12.95% | Add |
| 9 | NVDA | Nvidia CORP | +0.2% | +6.81% | Add |
| 10 | SPIB | Ss Spdr P Int C CORP ETF | +0.1% | +27.04% | Add |
| 11 | MQY | Blackrock Muniyield Quality | +0.1% | NEW | New buy |
| 12 | JQUA | Jpmorgan US Quality Factor | +0.1% | +1.89% | Add |
| 13 | IPKW | Invesco International Buybac | +0.1% | +7.39% | Add |
| 14 | PYLD | Pimco Multisector Bond Actv | +0.1% | +13.90% | Add |
| 15 | PXF | Invesco Rafi Developed Marke | +0.1% | +10.04% | Add |
| 16 | HYDB | Ishares High Yield Systemati | +0.1% | +186.71% | Add |
| 17 | MBSF | Regan Floating Rate Mbs ETF | +0.1% | NEW | New buy |
| 18 | IWF | Ishares Russell 1000 Growth | +0.1% | +3.44% | Add |
| 19 | IQLT | Ishares Msci International Q | +0.1% | +5.83% | Add |
| 20 | META | Meta Platforms Inc-class A | +0.1% | +8.35% | Add |
| 21 | STPZ | Pimco 1-5 Year US Tips Index | +0.1% | NEW | New buy |
| 22 | GSEW | Goldman Sachs Eql Wght Large | +0.1% | +210.42% | Add |
| 23 | CLOA | Ishares Aaa Clo Act Etf-usdi | +0.1% | +108.90% | Add |
| 24 | REIT | Alps Active Reit ETF | +0.1% | NEW | New buy |
| 25 | ✓ | +0.1% | NEW | New buy | |
| 26 | SYSB | Ishares Systematic Bond ETF | +0.1% | +59.84% | Add |
| 27 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +20.22% | Add |
| 28 | NAN | Nuveen Ny Qlty Muni Inc | +0.1% | +425.39% | Add |
| 29 | PSLV | Sprott Physical Silver Trust | +0.1% | NEW | New buy |
| 30 | IWL | Ishares Russell Top 200 ETF | +0.1% | +36.05% | Add |
| 31 | FESM | Fidelity Enhanced Small Cap | +0.1% | +17.60% | Add |
| 32 | AVEM | Avantis Emerging Markets Eq | +0.1% | +11.67% | Add |
| 33 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +12.83% | Add |
| 34 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | +0.1% | +2.79% | Add |
| 35 | FDHY | Fidelity Enh Hi Yld ETF | +0.1% | +72.35% | Add |
| 36 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +19.59% | Add |
| 37 | PHYS | Sprott Physical Gold Trust | +0.1% | NEW | New buy |
| 38 | PAAA | Pgim Aaa Clo ETF | +0.1% | +18.16% | Add |
| 39 | EWJ | Ishares Msci Japan ETF | +0.1% | +16.12% | Add |
| 40 | DFAI | Dimensional International Co | 0% | +7.28% | Add |
| 41 | IVW | Ishares S&p 500 Growth ETF | 0% | +5.24% | Add |
| 42 | AMZN | Amazon.com Inc | 0% | +0.75% | Add |
| 43 | CLOI | Vaneck Clo ETF | 0% | +17.69% | Add |
| 44 | USHY | Ishares Broad Usd High Yield | 0% | NEW | New buy |
| 45 | FANG | Diamondback Energy Inc | 0% | NEW | New buy |
| 46 | FQAL | Fidelity Quality Factor ETF | 0% | +23.21% | Add |
| 47 | SCHP | Schwab U.s. Tips ETF | 0% | NEW | New buy |
| 48 | MRNA | Moderna Inc | 0% | NEW | New buy |
| 49 | ✓ | 0% | NEW | New buy | |
| 50 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Breakwater Capital Group and what type of investor is it?
Breakwater Capital Group is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $844.1M, spread across 392 disclosed positions.
What are Breakwater Capital Group's largest equity positions?
Based on the latest 13F filing, Breakwater Capital Group's top holdings by market value are:
1. Jpmorgan US Quality Factor (JQUA) — $33.4M (4.0%)
2. Apple Inc (AAPL) — $27.0M (3.2%)
3. Vanguard Mega Cap Value ETF (MGV) — $26.5M (3.1%)
4. Ishares Russell 1000 Growth (IWF) — $24.5M (2.9%)
5. Invesco Rafi US 1000 ETF (PRF) — $24.0M (2.8%)
What changes did Breakwater Capital Group make in its most recent portfolio filing?
In the latest reported quarter, Breakwater Capital Group made 199 notable position adjustments: 30 new positions were initiated, 88 existing holdings were added to, 67 positions were partially reduced, and 14 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: Palantir Technologies Inc-a (PLTR); New buy: Blackrock Muniyield Quality (MQY); New buy: Regan Floating Rate Mbs ETF (MBSF); New buy: Pimco 1-5 Year US Tips Index (STPZ)
What sectors does Breakwater Capital Group focus on?
Breakwater Capital Group is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.6%
• Industrials: 12.2%
• Financials: 11.9%
• Health Care: 10.9%
• Communication Services: 8.3%
• Consumer Discretionary: 7.1%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Breakwater Capital Group returned an annualized 19.0% over the trailing 36 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 39.6% of the portfolio concentrated in Information Technology.
It has added to its JQUA position over the past two quarters (+$6.5M, now $33.4M), while trimming IGEB over the same stretch (-$5.1M, still holding $2.9M).
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