13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001704300
Total reported value
$231.1M
$231.1M
396 檔
28.3%
During the Q3 2025 filing period, Founders Capital Management (CIK: 0001704300) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $231.1M across 396 reported positions.
Founders Capital Management executed strategic sector rebalancing during Q3 2025, establishing 2 new positions while fully exiting 5 holdings and trimming 15 positions.
Showing top 200 holdings (of 396 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.75% | +1.03% | +0.16% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 7.60% | -0.66% | +0.18% | |
| 3 | GLW | Corning Inc | Stock-Tech | 6.36% | +4.54% | -0.94% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 5.71% | -0.04% | -0.44% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 5.24% | +0.07% | +1.18% | |
| 6 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 4.84% | +0.34% | -0.09% | |
| 7 | RTX | Rtx CORP | Stock-Industrials | 4.82% | -0.59% | -0.05% | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.64% | -0.39% | -0.16% | |
| 9 | LMT | Lockheed Martin CORP | Stock-Industrials | 3.92% | -1.08% | +1.81% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.76% | +0.10% | -0.10% | |
| 11 | XOM | Exxon Mobil CORP | Stock-Energy | 3.52% | -1.28% | +2.33% | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 3.05% | +0.11% | -1.10% | |
| 13 | CVX | Chevron CORP | Stock-Energy | 3.05% | -0.76% | +4.42% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.87% | +0.32% | +0.01% | |
| 15 | APD | Air Products & Chemicals Inc | Stock-Materials | 2.79% | -1.67% | +0.45% | |
| 16 | AMAT | Applied Materials Inc | Stock-Tech | 1.82% | +2.49% | +0.04% | |
| 17 | EMR | Emerson Electric Co | Stock-Industrials | 1.71% | -1.46% | +0.53% | |
| 18 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.62% | -0.01% | -1.10% | |
| 19 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.52% | -0.50% | -0.23% | |
| 20 | ADBE | Adobe Inc | Stock-Tech | 1.51% | -0.21% | -1.01% | |
| 21 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.39% | -0.28% | -2.30% | |
| 22 | CQP | Cheniere Energy Partners LP | Stock-Other | 1.19% | -0.15% | +87.24% | |
| 23 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 1.18% | +0.11% | +1.18% | |
| 24 | PAGP | Plains Gp Holdings Lp-cl A | Stock-Energy | 1.18% | -0.32% | +81.93% | |
| 25 | ✓ | Exchange Traded Concepts Tru | Stock-Other | 1.17% | — | +2.10% | |
| 26 | SLB | Slb LTD | Stock-Energy | 0.71% | -0.14% | +0.21% | |
| 27 | BA | Boeing Co/the | Stock-Industrials | 0.44% | -0.01% | -1.69% | |
| 28 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.41% | +0.04% | +4.48% | |
| 29 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.40% | +0.03% | +3.22% | |
| 30 | ORCL | Oracle CORP | Stock-Tech | 0.36% | -0.03% | -2.98% | |
| 31 | TXN | Texas Instruments Inc | Stock-Tech | 0.31% | +0.06% | — | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.31% | -0.01% | — | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.30% | -0.02% | -0.07% | |
| 34 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.27% | -0.05% | -3.75% | |
| 35 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.25% | -0.03% | — | |
| 36 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.25% | — | +0.04% | |
| 37 | VLO | Valero Energy CORP | Stock-Energy | 0.24% | -0.02% | — | |
| 38 | WMT | Walmart Inc | Stock-Consumer Staples | 0.23% | -0.05% | -25.91% | |
| 39 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.22% | -0.04% | — | |
| 40 | WFC | Wells Fargo & Co | Stock-Financials | 0.21% | -0.04% | — | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.20% | — | — | |
| 42 | PFE | Pfizer Inc | Stock-Healthcare | 0.20% | -0.03% | +0.65% | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.19% | +0.02% | +420.00% | |
| 44 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.19% | -0.02% | — | |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.19% | +0.10% | +7.75% | |
| 46 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.18% | -0.04% | — | |
| 47 | MA | Mastercard Inc - A | Stock-Financials | 0.18% | -0.03% | — | |
| 48 | IBM | Intl Business Machines CORP | Stock-Tech | 0.17% | -0.05% | — | |
| 49 | EPD | Enterprise Products Partners | Stock-Energy | 0.17% | -0.08% | +0.01% | |
| 50 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.13% | -0.01% | +0.89% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GLW | Corning Inc | +2% | -0.94% | Trim |
| 2 | GOOG | Alphabet Inc-cl C | +1.7% | +0.01% | Add |
| 3 | LMT | Lockheed Martin CORP | +1.1% | +1.81% | Add |
| 4 | JNJ | Johnson & Johnson | +0.9% | -0.16% | Add |
| 5 | MSFT | Microsoft CORP | +0.9% | +0.18% | Trim |
| 6 | ✓ | Exchange Traded Concepts Tru | +0.8% | +2.10% | Add |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.5% | +0.16% | Add |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.4% | -0.09% | Add |
| 9 | PAGP | Plains Gp Holdings Lp-cl A | +0.3% | +81.93% | Add |
| 10 | CQP | Cheniere Energy Partners LP | +0.3% | +87.24% | Add |
| 11 | AMAT | Applied Materials Inc | +0.2% | +0.04% | Trim |
| 12 | JPM | Jpmorgan Chase & Co | +0.2% | -0.44% | Trim |
| 13 | AVGO | Broadcom Inc | +0.2% | +420.00% | Add |
| 14 | RTX | Rtx CORP | +0.1% | -0.05% | Trim |
| 15 | ORCL | Oracle CORP | +0.1% | -2.98% | Unchanged |
| 16 | CHRD | Chord Energy CORP | +0.1% | — | Add |
| 17 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | +3.22% | Add |
| 18 | WDC | Western Digital CORP | +0.1% | — | Unchanged |
| 19 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 20 | TSLA | Tesla Inc | 0% | — | Unchanged |
| 21 | NVDA | Nvidia CORP | 0% | +5.05% | Add |
| 22 | BA | Boeing Co/the | 0% | -1.69% | Add |
| 23 | VLO | Valero Energy CORP | 0% | — | Unchanged |
| 24 | GS | Goldman Sachs Group Inc | 0% | — | Unchanged |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.10% | Add |
| 26 | AMZN | Amazon.com Inc | — | +4.48% | Add |
| 27 | EMR | Emerson Electric Co | 0% | +0.53% | Add |
| 28 | NOC | Northrop Grumman CORP | 0% | -0.23% | Trim |
| 29 | OKE | Oneok Inc | -0.1% | — | Unchanged |
| 30 | FNDA | Schwab Fndmntl US Sm Co ETF | -0.1% | +1.18% | Trim |
| 31 | KO | Coca-cola Co/the | -0.2% | — | Trim |
| 32 | AAPL | Apple Inc | -0.3% | +1.18% | Add |
| 33 | SLB | Slb LTD | -0.3% | +0.21% | Add |
| 34 | ABBV | Abbvie Inc | -0.4% | -1.10% | Trim |
| 35 | MCD | Mcdonald's CORP | -0.4% | -2.30% | Trim |
| 36 | ADBE | Adobe Inc | -0.5% | -1.01% | Add |
| 37 | MRK | Merck & Co. Inc. | -0.5% | -1.10% | Trim |
| 38 | PEP | Pepsico Inc | -0.6% | -3.75% | Trim |
| 39 | CVX | Chevron CORP | -0.8% | +4.42% | Add |
| 40 | APD | Air Products & Chemicals Inc | -0.9% | +0.45% | Trim |
| 41 | XOM | Exxon Mobil CORP | -0.9% | +2.33% | Add |
| 42 | HD | Home Depot Inc | -1.1% | -0.07% | Trim |
| 43 | LOW | Lowe's Cos Inc | -1.3% | — | Trim |
| 44 | HES | Hess CORP | — | EXIT | Sold out |
| 45 | HEI | Heico CORP | — | EXIT | Sold out |
| 46 | USX1 | United States Steel CORP | — | EXIT | Sold out |
| 47 | IHI | Ishares U.s. Medical Devices | — | EXIT | Sold out |
| 48 | DB | Deutsche Bank Aktiengesellschaft | — | NEW | New buy |
| 49 | UAL | United Airlines Holdings Inc | — | EXIT | Sold out |
| 50 | RSPT | Invesco S&p 500 Equal Weight | — | NEW | New buy |
According to official SEC Form 13F filings, Founders Capital Management reported a total U.S. public equity portfolio value of $231.1M across 396 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including QQQ, MSFT, GLW) accounted for 28.3% of total reported equity market value during Q3 2025.
Top New Position Initiated
DB
市值: $88.5K
Top Position Liquidated / Trimmed
HES
前期市值: $207.6K
During Q3 2025, Founders Capital Management's top holdings by market value included QQQ (9.8%)、MSFT (7.6%)、GLW (6.4%). The largest single position, QQQ, represented 9.8% of total portfolio value.
In Q3 2025, Founders Capital Management made 43 total portfolio adjustments, initiating 2 new buys, adding to 21 positions, trimming 15 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.