FC
Founders Capital Management 13F Holdings & Position Changes (Q3 2026)
Founders Capital ManagementCIK: 0001704300
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$220.3M
Reporting period: 2026-09-30 · Number of holdings: 67
Founders Capital Management disclosed 67 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $220.3M and a quarterly turnover rate of 30.6%.
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Personality snowflake
- Concentration
- 18.6
- Portfolio Stability
- 30.6
- Momentum
- 0
- Sector conviction
- 65.86
- Diversification
- 100
- Sizing Uniformity
- 85.34
Founders Capital Management's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 22 equally-sized positions, well below its 67 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Trim GLW
-0.1% -$10.7M
Sold out XOM
Add MSFT
-0.4% $4.5M
Trim AMAT
+0.1% -$3.6M
Add GD
+2119.0% $2.9M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.24% | +0.34% | -1.47% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 7.49% | +2.28% | -0.39% | |
| 3 | GLW | Corning Inc | Stock-Tech | 7.32% | -4.29% | -0.15% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 5.86% | +0.95% | -1.11% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 5.64% | +0.51% | +0.56% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.94% | +0.27% | -0.19% | |
| 7 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 4.86% | +0.38% | -0.04% | |
| 8 | ✓ | Stock-Other | 4.57% | +4.57% | NEW | ||
| 9 | RTX | Rtx CORP | Stock-Industrials | 4.40% | +0.17% | +1.34% | |
| 10 | LMT | Lockheed Martin CORP | Stock-Industrials | 4.23% | +0.89% | +20.87% | |
| 11 | AMAT | Applied Materials Inc | Stock-Tech | 3.93% | -1.36% | +0.11% | |
| 12 | CVX | Chevron CORP | Stock-Energy | 3.89% | +0.88% | +0.03% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.84% | +0.41% | +4.51% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.47% | +0.05% | +0.21% | |
| 15 | PAGP | Plains Gp Holdings Lp-cl A | Stock-Energy | 3.10% | +0.39% | +2.12% | |
| 16 | ABBV | Abbvie Inc | Stock-Healthcare | 2.97% | +0.24% | -0.28% | |
| 17 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.53% | +0.38% | -0.52% | |
| 18 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 2.25% | -0.06% | +0.59% | |
| 19 | GD | General Dynamics CORP | Stock-Industrials | 1.37% | +1.31% | +2119.02% | |
| 20 | BITW | Bitwise 10 Crypto Index ETF | ETF-Crypto | 1.20% | +0.87% | +135.52% | |
| 21 | BITQ | Bitwise Crypto Indu Inno ETF | ETF-Crypto | 1.18% | +0.12% | +2.41% | |
| 22 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.09% | +0.02% | +1.50% | |
| 23 | CQP | Cheniere Energy Partners LP | Stock-Other | 0.96% | +0.10% | +6.79% | |
| 24 | SLB | Slb LTD | Stock-Energy | 0.75% | +0.09% | +2.84% | |
| 25 | EPD | Enterprise Products Partners | Stock-Energy | 0.71% | +0.21% | +38.59% | |
| 26 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.67% | -0.34% | -26.11% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.59% | +0.07% | +2.66% | |
| 28 | VLO | Valero Energy CORP | Stock-Energy | 0.55% | +0.25% | +17.87% | |
| 29 | ADBE | Adobe Inc | Stock-Tech | 0.49% | -0.04% | -24.13% | |
| 30 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.43% | — | -0.48% | |
| 31 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.34% | +0.03% | +0.71% | |
| 32 | BA | Boeing Co/the | Stock-Industrials | 0.31% | -0.06% | -7.60% | |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.30% | +0.01% | — | |
| 34 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.25% | -0.02% | +3.89% | |
| 35 | TXN | Texas Instruments Inc | Stock-Tech | 0.24% | -0.01% | -3.50% | |
| 36 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.23% | — | +0.04% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.23% | — | -0.68% | |
| 38 | MU | Micron Technology Inc | Stock-Tech | 0.22% | -0.01% | — | |
| 39 | AVGO | Broadcom Inc | Stock-Tech | 0.19% | — | +0.59% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.19% | -0.01% | — | |
| 41 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.19% | +0.01% | — | |
| 42 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.18% | -0.02% | -8.38% | |
| 43 | PFE | Pfizer Inc | Stock-Healthcare | 0.17% | +0.03% | -3.71% | |
| 44 | HD | Home Depot Inc | Stock-Consumer Disc | 0.17% | -0.03% | — | |
| 45 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.16% | +0.02% | — | |
| 46 | EMR | Emerson Electric Co | Stock-Industrials | 0.15% | +0.02% | +5.74% | |
| 47 | ORCL | Oracle CORP | Stock-Tech | 0.15% | — | — | |
| 48 | SNDK | Sandisk CORP | Stock-Tech | 0.15% | -0.04% | -1.57% | |
| 49 | WDC | Western Digital CORP | Stock-Tech | 0.14% | -0.06% | -3.31% | |
| 50 | ✓ | Stock-Other | 0.13% | +0.13% | NEW |
1–50 of 67
Portfolio Performance
Performance for Q4 2026
+3.6%
Performance Last 4 Quarters
+27.2%
- Stdev
- +10.9%
- Beta
- +0.72
- Alpha
- +6.7%
- Max Drawdown
- -7.9%
- Annualized Perf
- +25.2%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +4.47
- Stutzer
- +0.6
- Treynor
- +0.32
- Sterling
- +1.66
- Calmar
- +3.18
- Information Ratio
- +0.04
- Tracking Error
- +7.3%
- Stdev Down
- +5.2%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +46.8%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.81
- Sharpe
- +2.13
- Stdev Sectors
- +11%
- Skewness
- -0.62
- Kurtosis
- -0.73
- Upside Potential
- +6.02
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 67 | $220.3M | 31 | ||
| 2026 Q2 | 420 | $231.1M | 24 | ||
| 2026 Q1 | 390 | $204.8M | 17 | ||
| 2025 Q4 | 407 | $192.6M | 12 | ||
| 2025 Q3 | 396 | $188.8M | 28 | ||
| 2025 Q2 | 383 | $166.8M | 0 | ||
| 2025 Q1 | 370 | $154.6M | 100 | ||
| 2024 Q4 | 368 | $158.0M | 0 | ||
| 2024 Q3 | 376 | $164.2M | 0 | ||
| 2024 Q2 | 370 | $154.3M | 0 | ||
| 2024 Q1 | 356 | $147.9M | 0 | ||
| 2023 Q4 | 381 | $137.6M | 0 | ||
| 2023 Q3 | 402 | $131.0M | 0 | ||
| 2023 Q2 | 395 | $137.5M | 0 | ||
| 2023 Q1 | 401 | $130.8M | 0 | ||
| 2022 Q4 | 391 | $133.1M | 0 | ||
| 2022 Q3 | 397 | $122.5M | 0 | ||
| 2022 Q2 | 403 | $126.9M | 0 | ||
| 2022 Q1 | 317 | $156.0M | 0 | ||
| 2021 Q4 | 317 | $156.0M | 0 | ||
| 2021 Q3 | 313 | $145.9M | 0 | ||
| 2021 Q2 | 309 | $153.4M | 96 | ||
| 2021 Q1 | 279 | $140.5M | 16 | ||
| 2020 Q4 | 333 | $141.4M | 56 | ||
| 2020 Q1 | 333 | $96.4M | 38 | ||
| 2019 Q4 | 317 | $132.1M | 15 | ||
| 2019 Q3 | 333 | $125.0M | 20 | ||
| 2019 Q2 | 333 | $113.4M | 11 | ||
| 2019 Q1 | 327 | $106.7M | 18 | ||
| 2018 Q4 | 344 | $93.7M | 28 | ||
| 2018 Q3 | 307 | $121.2M | 13 | ||
| 2018 Q2 | 311 | $113.9M | 33 | ||
| 2018 Q1 | 355 | $118.8M | 14 | ||
| 2017 Q4 | 406 | $120.6M | 18 | ||
| 2017 Q3 | 357 | $120.7M | 15 | ||
| 2017 Q2 | 369 | $112.8M | 12 | ||
| 2017 Q1 | 382 | $111.3M | 0 |
Holding changes this quarter
Founders Capital Management's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Nwpx Infrastructure Inc (NWPX).
Showing top 200 changes by size (of 422 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +4.6% | NEW | New buy | |
| 2 | MSFT | Microsoft CORP | +2.3% | -0.39% | Trim |
| 3 | GD | General Dynamics CORP | +1.3% | +2119.02% | Add |
| 4 | AAPL | Apple Inc | +1% | -1.11% | Trim |
| 5 | LMT | Lockheed Martin CORP | +0.9% | +20.87% | Add |
| 6 | CVX | Chevron CORP | +0.9% | +0.03% | Add |
| 7 | BITW | Bitwise 10 Crypto Index ETF | +0.9% | +135.52% | Add |
| 8 | JNJ | Johnson & Johnson | +0.5% | +0.56% | Add |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | +4.51% | Add |
| 10 | PAGP | Plains Gp Holdings Lp-cl A | +0.4% | +2.12% | Add |
| 11 | MRK | Merck & Co. Inc. | +0.4% | -0.52% | Trim |
| 12 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.4% | -0.04% | Trim |
| 13 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -1.47% | Trim |
| 14 | JPM | Jpmorgan Chase & Co | +0.3% | -0.19% | Trim |
| 15 | VLO | Valero Energy CORP | +0.3% | +17.87% | Add |
| 16 | ABBV | Abbvie Inc | +0.2% | -0.28% | Trim |
| 17 | EPD | Enterprise Products Partners | +0.2% | +38.59% | Add |
| 18 | RTX | Rtx CORP | +0.2% | +1.34% | Add |
| 19 | ✓ | +0.1% | NEW | New buy | |
| 20 | BITQ | Bitwise Crypto Indu Inno ETF | +0.1% | +2.41% | Add |
| 21 | CQP | Cheniere Energy Partners LP | +0.1% | +6.79% | Add |
| 22 | SLB | Slb LTD | +0.1% | +2.84% | Add |
| 23 | EOG | Eog Resources Inc | +0.1% | +285.71% | Add |
| 24 | AMZN | Amazon.com Inc | +0.1% | +2.66% | Add |
| 25 | GOOG | Alphabet Inc-cl C | +0.1% | +0.21% | Add |
| 26 | KO | Coca-cola Co/the | 0% | +0.71% | Add |
| 27 | PFE | Pfizer Inc | 0% | -3.71% | Trim |
| 28 | NOC | Northrop Grumman CORP | 0% | +1.50% | Add |
| 29 | EMR | Emerson Electric Co | 0% | +5.74% | Add |
| 30 | NVDA | Nvidia CORP | 0% | — | Unchanged |
| 31 | DIA | Ss Spdr Dow Jones Indus Avg | — | -0.48% | Trim |
| 32 | TXN | Texas Instruments Inc | 0% | -3.50% | Trim |
| 33 | MU | Micron Technology Inc | 0% | — | Unchanged |
| 34 | WMT | Walmart Inc | 0% | — | Unchanged |
| 35 | SBRA | Sabra Health Care Reit Inc | 0% | EXIT | Sold out |
| 36 | VOT | Vanguard Mid-cap Growth ETF | 0% | EXIT | Sold out |
| 37 | DIS | Walt Disney Co/the | 0% | EXIT | Sold out |
| 38 | DOV | Dover CORP | 0% | EXIT | Sold out |
| 39 | GS | Goldman Sachs Group Inc | 0% | — | Unchanged |
| 40 | TDW | Tidewater Inc | 0% | EXIT | Sold out |
| 41 | EXK | Endeavour Silver CORP | 0% | EXIT | Sold out |
| 42 | GM | General Motors Co | 0% | EXIT | Sold out |
| 43 | UPS | United Parcel Service-cl B | 0% | — | Unchanged |
| 44 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | 0% | EXIT | Sold out |
| 45 | RCAT | Red Cat Holdings Inc | 0% | EXIT | Sold out |
| 46 | GEHC | GE Healthcare Technology | 0% | EXIT | Sold out |
| 47 | PKX | Posco Holdings Inc -spon Adr | 0% | EXIT | Sold out |
| 48 | SLV | Ishares Silver Trust | 0% | EXIT | Sold out |
| 49 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | 0% | EXIT | Sold out |
| 50 | SHY | Ishares 1-3 Year Treasury Bo | 0% | EXIT | Sold out |
1–50 of 200
Filing History
FAQ
What is Founders Capital Management and what type of investor is it?
Founders Capital Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $220.3M, spread across 67 disclosed positions.
What are Founders Capital Management's largest equity positions?
Based on the latest 13F filing, Founders Capital Management's top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $20.4M (9.2%)
2. Microsoft CORP (MSFT) — $16.5M (7.5%)
3. Corning Inc (GLW) — $16.1M (7.3%)
4. Apple Inc (AAPL) — $12.9M (5.9%)
5. Johnson & Johnson (JNJ) — $12.4M (5.6%)
What changes did Founders Capital Management make in its most recent portfolio filing?
In the latest reported quarter, Founders Capital Management made 193 notable position adjustments: 2 new positions were initiated, 22 existing holdings were added to, 18 positions were partially reduced, and 151 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Nwpx Infrastructure Inc (NWPX)
What sectors does Founders Capital Management focus on?
Founders Capital Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.4%
• Industrials: 16.6%
• Health Care: 16.2%
• Energy: 12.9%
• Financials: 7.7%
• Communication Services: 5.3%
Investment Profile
Founders Capital Management returned an annualized 25.2% over the trailing 36 months — outperforming the S&P 500 by 6.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 37.4% of the portfolio concentrated in Information Technology.
It has added to its MSFT position over the past two quarters (+$4.5M, now $16.5M), while trimming MCD over the same stretch (-$1.2M, still holding $1.5M).
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Developer Access
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REST API
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