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Foundations Investment Advisors, LLC Quarterly 13F Portfolio Update (Q2 2026)
Foundations Investment Advisors, LLCCIK: 0001743404
Diversified strategyMomentum follower
Total reported value
$9.7B
Reporting period: 2026-06-30 · Number of holdings: 1687
FOUNDATIONS INVESTMENT ADVISORS, LLC disclosed 1687 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $9.7B and a quarterly turnover rate of 40.2%.
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Personality snowflake
- Concentration
- 3.9
- Portfolio Stability
- 40.2
- Momentum
- 100
- Sector conviction
- 52.87
- Diversification
- 100
- Sizing Uniformity
- 67.28
Foundations Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 102 equally-sized positions, well below its 1687 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 44053A424
Add IVV
+114.5% $218.0M
Trim AEMS
-98.8% -$123.0M
Sold out AESR
Trim EFV
-52.8% -$74.8M
Trim QUAL
-68.0% -$72.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1687 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.78% | +1.93% | +114.55% | |
| 2 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.41% | +0.22% | +5.88% | |
| 3 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 2.86% | -0.05% | +10.25% | |
| 4 | SOXX | Ishares Semiconductor ETF | ETF-Other | 2.40% | +0.71% | -12.49% | |
| 5 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 2.37% | +0.21% | +32.24% | |
| 6 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 2.08% | +0.14% | +10.30% | |
| 7 | ✓ | Stock-Other | 2.01% | +2.01% | NEW | ||
| 8 | NVDA | Nvidia CORP | Stock-Tech | 1.85% | +0.03% | +6.96% | |
| 9 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 1.77% | +0.03% | +26.78% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 1.40% | +0.01% | +6.42% | |
| 11 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 1.31% | +0.05% | +9.91% | |
| 12 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.24% | -0.07% | -20.06% | |
| 13 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.17% | +0.18% | -10.87% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.16% | +0.21% | +18.21% | |
| 15 | ARKW | Ark Next Generation Internet | ETF-Other | 1.09% | +0.19% | +21.90% | |
| 16 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.07% | -0.35% | -23.25% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.04% | -0.06% | +12.25% | |
| 18 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.04% | +0.21% | +12.95% | |
| 19 | HBTA | Horizon Expedition Plus ETF | ETF-Other | 0.85% | +0.85% | NEW | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.84% | -0.24% | -18.80% | |
| 21 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.83% | -0.02% | -7.70% | |
| 22 | MS | Morgan Stanley | Stock-Financials | 0.82% | +0.11% | +8.27% | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.81% | +0.13% | +10.73% | |
| 24 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.80% | +0.48% | +165.59% | |
| 25 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.79% | -0.44% | -22.33% | |
| 26 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 0.79% | -0.04% | -3.76% | |
| 27 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 0.79% | +0.79% | NEW | |
| 28 | ASML | ASML Holding N.V. | Stock-Tech | 0.78% | +0.19% | +5.52% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.77% | — | +4.18% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.76% | -0.01% | +7.55% | |
| 31 | C | Citigroup Inc | Stock-Financials | 0.76% | -0.11% | -14.24% | |
| 32 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.75% | +0.05% | +7.69% | |
| 33 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.73% | -1.08% | -52.76% | |
| 34 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.73% | — | +5.02% | |
| 35 | IDEF | Ishares Def Industrials Act | ETF-Other | 0.69% | -0.03% | +19.25% | |
| 36 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.69% | +0.23% | +80.26% | |
| 37 | TDSC | Exchange Listed Funds Trust | ETF-Other | 0.68% | -0.13% | -5.44% | |
| 38 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.67% | +0.13% | +49.18% | |
| 39 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 0.66% | +0.65% | +13839.33% | |
| 40 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.64% | +0.01% | +6.41% | |
| 41 | HOOD | Robinhood Markets Inc - A | Stock-Financials | 0.64% | +0.09% | -4.13% | |
| 42 | CIEN | Ciena CORP | Stock-Tech | 0.64% | -0.59% | -50.83% | |
| 43 | GLD | Spdr Gold Shares | ETF-Commodities | 0.63% | -0.44% | -16.91% | |
| 44 | CLSM | Exchange Listed Funds Trust | ETF-Other | 0.63% | -0.05% | -5.91% | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.58% | -0.01% | +506.50% | |
| 46 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 0.55% | — | +20.22% | |
| 47 | MBB | Ishares Mbs ETF | ETF-Other | 0.54% | -0.05% | +11.72% | |
| 48 | IAU | Ishares Gold Trust | ETF-Commodities | 0.54% | -0.14% | +10.45% | |
| 49 | ICF | Ishares Select U.s. Reit ETF | ETF-Other | 0.53% | -0.01% | +8.91% | |
| 50 | DCOR | Dimensional US Core Eq 1 ETF | ETF-Other | 0.53% | — | +5.21% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+0.2%
Performance Last 4 Quarters
+19.5%
- Stdev
- +10.3%
- Beta
- +0.77
- Alpha
- +1.3%
- Max Drawdown
- -4.8%
- Annualized Perf
- +17.3%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.48
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.22
- Calmar
- +3.58
- Information Ratio
- -0.82
- Tracking Error
- +4.2%
- Stdev Down
- +4.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +29.3%
- Worst 12 Months
- +6.8%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.61
- Stdev Sectors
- +8.8%
- Skewness
- +0.03
- Kurtosis
- -0.27
- Upside Potential
- +5.13
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 1687 | $9.7B | 40 | ||
| 2026 Q1 | 1616 | $8.1B | 26 | ||
| 2025 Q4 | 1395 | $7.6B | 29 | ||
| 2025 Q3 | 1047 | $6.9B | 51 | ||
| 2025 Q2 | 1111 | $6.3B | 0 | ||
| 2025 Q1 | 1047 | $5.4B | 100 | ||
| 2024 Q4 | 837 | $5.2B | 0 | ||
| 2024 Q3 | 816 | $4.8B | 0 | ||
| 2024 Q2 | 752 | $4.1B | 0 | ||
| 2024 Q1 | 703 | $3.8B | 0 | ||
| 2023 Q4 | 665 | $3.7B | 0 | ||
| 2023 Q3 | 639 | $3.2B | 0 | ||
| 2023 Q2 | 573 | $3.0B | 0 | ||
| 2023 Q1 | 514 | $2.8B | 0 | ||
| 2022 Q4 | 443 | $2.5B | 0 | ||
| 2022 Q3 | 399 | $2.3B | 0 | ||
| 2022 Q2 | 395 | $2.4B | 0 | ||
| 2022 Q1 | 347 | $2.6B | 0 | ||
| 2021 Q4 | 343 | $2.7B | 0 | ||
| 2021 Q3 | 312 | $2.3B | 0 | ||
| 2021 Q2 | 300 | $2.1B | 100 | ||
| 2021 Q1 | 224 | $1.7B | 41 | ||
| 2020 Q4 | 188 | $1.5B | 100 | ||
| 2020 Q3 | 167 | $455.8M | 100 | ||
| 2020 Q2 | 163 | $1.1B | 100 | ||
| 2020 Q1 | 118 | $863.0M | 100 | ||
| 2019 Q4 | 128 | $813.4M | 76 | ||
| 2019 Q3 | 129 | $762.6M | 41 | ||
| 2019 Q2 | 119 | $665.8M | 100 | ||
| 2019 Q1 | 97 | $576.0M | 100 | ||
| 2018 Q4 | 103 | $472.8M | 100 | ||
| 2018 Q3 | 100 | $410.7M | 41 | ||
| 2018 Q2 | 90 | $375.2M | — |
Holding changes this quarter
Foundations Investment Advisors, LLC's most significant position changes for 2026-06-30: New buy: ; Sold out: Anfield US Equity Sector Rot (AESR); New buy: Horizon Expedition Plus ETF (HBTA); New buy: Ishrs Sys Alt Act ETF (IALT); New buy: Ishares Global Gb Usd Ha ETF (GGOV).
Showing top 200 changes by size (of 1338 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2% | NEW | New buy | |
| 2 | IVV | Ishares Core S&p 500 ETF | +1.9% | +114.55% | Add |
| 3 | HBTA | Horizon Expedition Plus ETF | +0.9% | NEW | New buy |
| 4 | IALT | Ishrs Sys Alt Act ETF | +0.8% | NEW | New buy |
| 5 | SOXX | Ishares Semiconductor ETF | +0.7% | -12.49% | Trim |
| 6 | VCR | Vanguard Consumer Discre ETF | +0.7% | +13839.33% | Add |
| 7 | EFG | Ishares Msci Eafe Growth ETF | +0.5% | +165.59% | Add |
| 8 | MP | Mp Materials CORP | +0.5% | +4787.60% | Add |
| 9 | GGOV | Ishares Global Gb Usd Ha ETF | +0.4% | NEW | New buy |
| 10 | ✓ | +0.4% | NEW | New buy | |
| 11 | ECHO | Echostar Corp-a | +0.3% | NEW | New buy |
| 12 | GOVT | Ishares US Treasury Bond ETF | +0.2% | +80.26% | Add |
| 13 | JULU | Allianzim US Bf15 Uncap Jul | +0.2% | NEW | New buy |
| 14 | IVW | Ishares S&p 500 Growth ETF | +0.2% | +5.88% | Add |
| 15 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.2% | +32.24% | Add |
| 16 | GOOGL | Alphabet Inc-cl A | +0.2% | +18.21% | Add |
| 17 | VRT | Vertiv Holdings Co-a | +0.2% | +12.95% | Add |
| 18 | XHB | Ss Spdr S&p Homebldrs ETF | +0.2% | NEW | New buy |
| 19 | SFTY | Horizon Managed Risk ETF | +0.2% | NEW | New buy |
| 20 | ARKW | Ark Next Generation Internet | +0.2% | +21.90% | Add |
| 21 | ASML | ASML Holding N.V. | +0.2% | +5.52% | Add |
| 22 | PANW | Palo Alto Networks Inc | +0.2% | +2.78% | Add |
| 23 | BAI | Ishrs Ai In And Tech Act ETF | +0.2% | -10.87% | Trim |
| 24 | IYT | Ishares US Transportation Et | +0.2% | NEW | New buy |
| 25 | VST | Vistra CORP | +0.2% | +1570.71% | Add |
| 26 | IYM | Ishares U.s. Basic Materials | +0.2% | NEW | New buy |
| 27 | VDC | Vanguard Consumer Staple ETF | +0.2% | +2473.57% | Add |
| 28 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +10.30% | Add |
| 29 | LLY | Eli Lilly & Co | +0.1% | +10.73% | Add |
| 30 | SHV | Ishares 0-1 Year Treasury Bo | +0.1% | +49.18% | Add |
| 31 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.1% | +767.85% | Add |
| 32 | MS | Morgan Stanley | +0.1% | +8.27% | Add |
| 33 | LRCX | Lam Research CORP | +0.1% | -2.07% | Trim |
| 34 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +530.32% | Add |
| 35 | AMD | Advanced Micro Devices | +0.1% | +0.85% | Add |
| 36 | ✓ | +0.1% | NEW | New buy | |
| 37 | HOOD | Robinhood Markets Inc - A | +0.1% | -4.13% | Trim |
| 38 | MU | Micron Technology Inc | +0.1% | -5.41% | Trim |
| 39 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | +639.32% | Add |
| 40 | PHYS | Sprott Physical Gold Trust | +0.1% | +881.48% | Add |
| 41 | DSCO | Doubleline Sec Credit ETF | +0.1% | NEW | New buy |
| 42 | CORO | Ish Intl Ctry Rot Act ETF | +0.1% | +9.91% | Add |
| 43 | GS | Goldman Sachs Group Inc | +0.1% | +7.69% | Add |
| 44 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +18.48% | Add |
| 45 | VTWO | Vanguard Russell 2000 ETF | +0.1% | +818.38% | Add |
| 46 | DELL | Dell Technologies -c | +0.1% | +2.30% | Add |
| 47 | IGV | Ishares Expanded Tech-softwa | +0.1% | +637.51% | Add |
| 48 | SNDK | Sandisk CORP | +0.1% | +39.24% | Add |
| 49 | PDBC | Invesco Optimum Yield Divers | +0.1% | +591.16% | Add |
| 50 | IBM | Intl Business Machines CORP | 0% | +22.17% | Add |
1–50 of 200
Filing History
FAQ
What is Foundations Investment Advisors, LLC and what type of investor is it?
Foundations Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $9.7B, spread across 1687 disclosed positions.
What are Foundations Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Foundations Investment Advisors, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $367.3M (3.8%)
2. Ishares S&p 500 Growth ETF (IVW) — $331.5M (3.4%)
3. Ishares S&p 500 Value ETF (IVE) — $278.3M (2.9%)
4. Ishares Semiconductor ETF (SOXX) — $233.4M (2.4%)
5. Ishr Cr Unvrse Usd Bd Etf-ui (IUSB) — $230.5M (2.4%)
What changes did Foundations Investment Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Foundations Investment Advisors, LLC made 200 notable position adjustments: 16 new positions were initiated, 127 existing holdings were added to, 40 positions were partially reduced, and 17 were completely exited. The largest of these moves: New buy: ; Sold out: Anfield US Equity Sector Rot (AESR); New buy: Horizon Expedition Plus ETF (HBTA); New buy: Ishrs Sys Alt Act ETF (IALT); New buy: Ishares Global Gb Usd Ha ETF (GGOV)
What sectors does Foundations Investment Advisors, LLC focus on?
Foundations Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.3%
• Financials: 18.6%
• Industrials: 8.8%
• Communication Services: 8.6%
• Health Care: 6.1%
• Consumer Discretionary: 6.0%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Foundations Investment Advisors, LLC returned an annualized 17.3% over the trailing 36 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 33.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 40 over the past 4 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$311.7M, now $367.3M), while trimming OEF over the same stretch (-$125.8M, still holding $2.6M).
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Developer Access
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