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Flaherty & Crumrine Inc Historical SEC 13F Holdings & Archive (Q3 2018)
Flaherty & Crumrine IncCIK: 0001261239
Concentrated strategyQuality / disciplined sizingHigh-turnover trader
Total reported value
$19.8M
Reporting period: 2018-09-30 · Number of holdings: 4
FLAHERTY & CRUMRINE INC disclosed 4 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $19.8M and a quarterly turnover rate of 63.3%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 63.25
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 8
- Sizing Uniformity
- 93.61
Sector classification currently covers about 58% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WFC 7.5 PERP L
0.0% $158.0K
Add KMI 9.75 10-26-18 A
0.0% -$144.0K
Add BACR 8.125 PERP 5
-31.6% -$3.8M
Add 92936P100
0.0% $20.0K
Sold out KMI
Holdings Map
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BACR 8.125 PERP 5Bond | Barclays Bank PLC | Bond | 39.72% | +8.67% | -31.59% | |
| 2 | WFC 7.5 PERP LBond | Wells Fargo & Company | Bond | 32.32% | +15.72% | — | |
| 3 | KMI 9.75 10-26-18 ABond | Kinder Morgan Inc/delawa | Bond | 25.21% | +11.55% | — | |
| 4 | ✓ | Wmi Holdings CORP | Stock-Other | 2.76% | +1.36% | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q3 | 4 | $19.8M | 63 | 1BACR 8.125 PERP 52WFC 7.5 PERP L3KMI 9.75 10-26-18 A | |
| 2018 Q2 | 5 | $37.5M | 19 | ||
| 2018 Q1 | 6 | $39.7M | 26 | ||
| 2017 Q4 | 5 | $36.0M | 4 | ||
| 2017 Q3 | 5 | $37.5M | 100 | ||
| 2017 Q2 | 12 | $133.0M | 13 | 1G842282HSBC V6.875 PERP3G84228 | |
| 2017 Q1 | 10 | $122.1M | 28 | 1G842282HSBC V6.875 PERP3G84228 | |
| 2016 Q4 | 10 | $115.1M | 49 | ||
| 2016 Q3 | 8 | $74.4M | 50 | ||
| 2016 Q2 | 10 | $110.4M | 53 | 1RBS 7.25 PERP T2HSBC V6.875 PERP3BACR 8.125 PERP 5 | |
| 2016 Q1 | 12 | $102.9M | 9 | 1RBS 7.25 PERP T2KMI 9.75 10-26-18 A3BACR 8.125 PERP 5 | |
| 2015 Q4 | 9 | $98.8M | 36 | 1RBS 7.25 PERP T2KMI 9.75 10-26-18 A3BACR 7.1 PERP 3 | |
| 2015 Q3 | 8 | $85.5M | 6 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2015 Q2 | 9 | $88.4M | 1 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2015 Q1 | 9 | $88.7M | 4 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2014 Q4 | 8 | $88.5M | 3 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2014 Q3 | 8 | $91.0M | 51 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2014 Q2 | 9 | $136.9M | 18 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2014 Q1 | 10 | $156.1M | 43 | 1RBS 7.25 PERP T2BACR 8.125 PERP 53BACR 7.1 PERP 3 | |
| 2013 Q4 | 10 | $149.1M | 10 | 1BACR 8.125 PERP 52WFC 7.5 PERP L3RBS 7.25 PERP T | |
| 2013 Q3 | 11 | $161.5M | 10 | 1BACR 8.125 PERP 52WFC 7.5 PERP L3BACR 7.1 PERP 3 | |
| 2013 Q2 | 9 | $163.1M | 0 | 1BACR 8.125 PERP 52WFC 7.5 PERP L3RBS 7.25 PERP T |
Holding changes this quarter
Flaherty & Crumrine Inc's most significant position changes for 2018-09-30: Sold out: Kinder Morgan, Inc. (KMI); Trim: Barclays Bank PLC (BACR 8.125 PERP 5) — shares -31.59%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP LBond | Wells Fargo & Company | +15.7% | — | Unchanged |
| 2 | KMI 9.75 10-26-18 ABond | Kinder Morgan Inc/delawa | +11.6% | — | Unchanged |
| 3 | BACR 8.125 PERP 5Bond | Barclays Bank PLC | +8.7% | -31.59% | Trim |
| 4 | ✓ | Wmi Holdings CORP | +1.4% | — | Unchanged |
| 5 | KMI | Kinder Morgan, Inc. | — | EXIT | Sold out |
Filing History
FAQ
What is Flaherty & Crumrine Inc and what type of investor is it?
Flaherty & Crumrine Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $19.8M, spread across 4 disclosed positions.
What are Flaherty & Crumrine Inc's largest equity positions?
Based on the latest 13F filing, Flaherty & Crumrine Inc's top holdings by market value are:
1. Barclays Bank PLC (BACR 8.125 PERP 5) — $7.9M (39.7%)
2. Wells Fargo & Company (WFC 7.5 PERP L) — $6.4M (32.3%)
3. Kinder Morgan Inc/delawa (KMI 9.75 10-26-18 A) — $5.0M (25.2%)
4. Wmi Holdings CORP — $545.0K (2.8%)
What changes did Flaherty & Crumrine Inc make in its most recent portfolio filing?
In the latest quarter, Flaherty & Crumrine Inc took a more defensive posture — trimming 1 positions and completely exiting 1 holdings. The largest of these moves: Sold out: Kinder Morgan, Inc. (KMI); Trim: Barclays Bank PLC (BACR 8.125 PERP 5) — shares -31.59%
What sectors does Flaherty & Crumrine Inc focus on?
Flaherty & Crumrine Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 56.2%
• Energy: 43.8%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Flaherty & Crumrine Inc's portfolio is concentrated and fast-trading, with 56.2% of the portfolio concentrated in Financials.
Its turnover score has fallen from 100 to 63 over the past 4 quarters — a shift toward longer holding periods.
It has trimmed its BACR 8.125 PERP 5 position for two straight quarters, cutting it by $3.8M while still holding $7.9M.
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Developer Access
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