CIK: 0001697882
Total reported value
$69.9M
Reporting period: 2026-06-30 · Number of holdings: 52
Flaharty Asset Management, LLC disclosed 52 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $69.9M and a quarterly turnover rate of 168.7%.
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Flaharty Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, close to its 52 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.75), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim RSPG
-93.2% -$25.0M
Add JPST
-87.1% -$14.6M
Add MINT
-90.2% -$42.2M
Add AAPL
-71.9% -$1.4M
Trim IWF
-75.8% -$26.4M
Add PFM
-90.6% -$22.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 6.58% | +0.77% | -90.18% | |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 4.19% | -0.58% | -92.40% | |
| 3 | FTSL | First Trust Senior Loan ETF | ETF-Other | 4.17% | -0.28% | -91.88% | |
| 4 | XLF | Ss Financial Select Sector | ETF-Other | 3.79% | -0.14% | -92.59% | |
| 5 | PFM | Invesco Dividend Achievers E | ETF-Other | 3.77% | +0.60% | -90.58% | |
| 6 | KORP | American Century Diversified | ETF-Other | 3.75% | -0.16% | -91.73% | |
| 7 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 3.71% | -0.13% | -93.27% | |
| 8 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 3.69% | +0.11% | -91.61% | |
| 9 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 3.61% | +0.55% | -91.43% | |
| 10 | XLI | Ss Industrial Select Sector | ETF-Other | 3.41% | -0.01% | -92.41% | |
| 11 | FTGC | First Trust Global Tactical | ETF-Other | 3.24% | -0.47% | -92.02% | |
| 12 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.20% | -0.10% | -92.73% | |
| 13 | FLGV | Franklin U.s. Treasury Bond | ETF-Gov Bonds | 3.13% | -0.42% | -92.27% | |
| 14 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.11% | -0.20% | -91.80% | |
| 15 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.08% | +0.99% | -87.14% | |
| 16 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.79% | -0.73% | -75.77% | |
| 17 | PFFD | Global X US Preferred ETF | ETF-Other | 2.60% | -0.02% | -91.48% | |
| 18 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.59% | -0.24% | -92.92% | |
| 19 | TVAL | T. Rowe Price Value ETF | ETF-Other | 2.54% | +0.33% | -91.46% | |
| 20 | SPBO | Ss Spdr P CORP Bond ETF | ETF-Corp Bonds | 2.44% | -0.25% | -92.10% | |
| 21 | QGRO | American Century US Quality | ETF-Other | 2.37% | +0.40% | -90.63% | |
| 22 | RSPG | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.29% | -1.02% | -93.25% | |
| 23 | JSI | Jh Securitized Income ETF | ETF-Other | 2.18% | -0.34% | -92.43% | |
| 24 | SKYY | First Trust Cloud Computing | ETF-Other | 2.13% | -0.09% | -93.29% | |
| 25 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 2.11% | -0.06% | -92.04% | |
| 26 | EMBD | Global X Emerging Markets Bd | ETF-Emerging Markets | 1.95% | -0.21% | -92.34% | |
| 27 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 1.27% | +0.23% | -91.39% | |
| 28 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 1.27% | +0.13% | -90.47% | |
| 29 | JSMD | Janus Small Mid Cap Gr Alp | ETF-Other | 1.02% | +0.18% | -91.43% | |
| 30 | AAPL | Apple INC | Stock-Tech | 1.01% | +0.75% | -71.93% | |
| 31 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.96% | -0.02% | -92.33% | |
| 32 | RPV | Invesco S&p 500 Pure Value E | ETF-Large Cap & Growth | 0.89% | +0.07% | -91.27% | |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.88% | +0.56% | -79.23% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.87% | +0.19% | -90.95% | |
| 35 | MFSI | Mfs Active International | ETF-Other | 0.85% | +0.08% | -91.30% | |
| 36 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | +0.37% | -84.86% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.81% | — | -53.81% | |
| 38 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.80% | — | -20.69% | |
| 39 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.70% | — | -25.18% | |
| 40 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.70% | — | -36.71% | |
| 41 | VMC | Vulcan Materials Co | Stock-Materials | 0.56% | — | -71.74% | |
| 42 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.54% | — | -12.90% | |
| 43 | RSPU | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.48% | — | -77.72% | |
| 44 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.45% | — | — | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.44% | — | — | |
| 46 | RDVY | First Trust Rising Dividend | ETF-Other | 0.38% | -0.06% | -93.60% | |
| 47 | IHI | Ishares U.s. Medical Devices | ETF-Other | 0.35% | — | — | |
| 48 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.34% | — | — | |
| 49 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.32% | — | -77.76% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.31% | — | -63.79% |
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+15.2%
Based on 89% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 52 | $69.9M | 100 | |
| 2026-03-31 | 133 | $805.5M | 12 | |
| 2025-12-31 | 141 | $800.7M | 22 | |
| 2025-09-30 | 130 | $787.1M | 16 | |
| 2025-06-30 | 133 | $731.1M | 10 | |
| 2025-03-31 | 508 | $693.0M | 100 | |
| 2024-12-31 | 128 | $685.0M | 0 | |
| 2024-09-30 | 447 | $711.2M | 0 | |
| 2024-06-30 | 119 | $676.9M | 0 | |
| 2024-03-31 | 118 | $673.8M | 0 | |
| 2023-12-31 | 117 | $633.1M | 0 | |
| 2023-09-30 | 473 | $597.6M | 0 | |
| 2023-06-30 | 109 | $583.9M | 0 | |
| 2023-03-31 | 111 | $560.3M | 0 | |
| 2022-12-31 | 117 | $534.3M | 0 | |
| 2022-09-30 | 114 | $485.8M | 0 | |
| 2022-06-30 | 123 | $492.0M | 0 | |
| 2022-03-31 | 120 | $544.6M | 0 | |
| 2021-12-31 | 136 | $543.4M | 0 | |
| 2021-09-30 | 134 | $484.6M | 0 | |
| 2021-06-30 | 123 | $468.0M | 100 | |
| 2021-03-31 | 112 | $433.3M | 12 | |
| 2020-12-31 | 102 | $400.6M | 26 | |
| 2020-09-30 | 67 | $317.6M | 15 | |
| 2020-06-30 | 70 | $284.9M | 34 | |
| 2020-03-31 | 62 | $217.0M | 45 | |
| 2019-12-31 | 74 | $282.5M | 8 | |
| 2019-09-30 | 73 | $264.1M | 20 | |
| 2019-06-30 | 68 | $257.4M | 11 | |
| 2019-03-31 | 81 | $248.8M | 23 | |
| 2018-12-31 | 82 | $234.4M | 27 | |
| 2018-09-30 | 75 | $257.5M | 12 | |
| 2018-06-30 | 79 | $256.3M | 28 | |
| 2018-03-31 | 93 | $237.2M | 100 | |
| 2017-12-31 | 87 | $227.6M | 100 | |
| 2017-09-30 | 62 | $194.4M | 100 | |
| 2017-06-30 | 62 | $178.1K | 100 | |
| 2017-03-31 | 57 | $159.5M | 100 | |
| 2016-12-31 | 10 | $31.5M | — |
Flaharty Asset Management, LLC's most significant position changes for 2026-06-30: Sold out: Caterpillar INC (CAT); Sold out: Nvidia CORP (NVDA); Sold out: Ishares Select Dividend ETF (DVY); Sold out: Global X S&p 500 Cove Call E (XYLD); Sold out: Global X Nasd 100 Cov Call (QYLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | +1% | -87.14% | Trim |
| 2 | MINT | Pimco Enhanced Short Maturit | +0.8% | -90.18% | Trim |
| 3 | AAPL | Apple INC | +0.8% | -71.93% | Trim |
| 4 | PFM | Invesco Dividend Achievers E | +0.6% | -90.58% | Trim |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | -79.23% | Trim |
| 6 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.6% | -91.43% | Trim |
| 7 | QGRO | American Century US Quality | +0.4% | -90.63% | Trim |
| 8 | MSFT | Microsoft CORP | +0.4% | -84.86% | Trim |
| 9 | TVAL | T. Rowe Price Value ETF | +0.3% | -91.46% | Trim |
| 10 | IWO | Ishares Russell 2000 Growth | +0.2% | -91.39% | Trim |
| 11 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | -90.95% | Trim |
| 12 | JSMD | Janus Small Mid Cap Gr Alp | +0.2% | -91.43% | Trim |
| 13 | UTES | Virtus Reaves Utilities ETF | +0.1% | -90.47% | Trim |
| 14 | SDY | Ss Spdr S&p Dividend ETF | +0.1% | -91.61% | Trim |
| 15 | MFSI | Mfs Active International | +0.1% | -91.30% | Trim |
| 16 | RPV | Invesco S&p 500 Pure Value E | +0.1% | -91.27% | Trim |
| 17 | XLI | Ss Industrial Select Sector | 0% | -92.41% | Trim |
| 18 | PFFD | Global X US Preferred ETF | 0% | -91.48% | Trim |
| 19 | IJJ | Ishares S&p Mid-cap 400 Valu | 0% | -92.33% | Trim |
| 20 | KNG | Ft Vest S&p 500 Dvd Arst Trg | -0.1% | -92.04% | Trim |
| 21 | RDVY | First Trust Rising Dividend | -0.1% | -93.60% | Trim |
| 22 | SKYY | First Trust Cloud Computing | -0.1% | -93.29% | Trim |
| 23 | IWD | Ishares Russell 1000 Value E | -0.1% | -92.73% | Trim |
| 24 | XCEM | Columbia Em Core Ex-china | -0.1% | -93.27% | Trim |
| 25 | XLF | Ss Financial Select Sector | -0.1% | -92.59% | Trim |
| 26 | IWB | Ishares Russell 1000 ETF | -0.2% | EXIT | Sold out |
| 27 | AZN | AstraZeneca PLC | -0.2% | EXIT | Sold out |
| 28 | KORP | American Century Diversified | -0.2% | -91.73% | Trim |
| 29 | BSCQ | Invesco Bulletshares 2026 Cb | -0.2% | EXIT | Sold out |
| 30 | MLPA | Global X Mlp ETF | -0.2% | EXIT | Sold out |
| 31 | BOND | Pimco Active Bond Exchange-t | -0.2% | -91.80% | Trim |
| 32 | EMBD | Global X Emerging Markets Bd | -0.2% | -92.34% | Trim |
| 33 | FDN | First Trust Dj Internet Ind | -0.2% | EXIT | Sold out |
| 34 | VNQ | Vanguard Real Estate ETF | -0.2% | EXIT | Sold out |
| 35 | AVUV | Avantis US Small Cap Value | -0.2% | -92.92% | Trim |
| 36 | JNJ | Johnson & Johnson | -0.2% | EXIT | Sold out |
| 37 | SPBO | Ss Spdr P CORP Bond ETF | -0.3% | -92.10% | Trim |
| 38 | QYLD | Global X Nasd 100 Cov Call | -0.3% | EXIT | Sold out |
| 39 | GRID | First Trst Nasd Cl Edg Sgiif | -0.3% | EXIT | Sold out |
| 40 | FTSL | First Trust Senior Loan ETF | -0.3% | -91.88% | Trim |
| 41 | XYLD | Global X S&p 500 Cove Call E | -0.3% | EXIT | Sold out |
| 42 | NVDA | Nvidia CORP | -0.3% | EXIT | Sold out |
| 43 | DVY | Ishares Select Dividend ETF | -0.3% | EXIT | Sold out |
| 44 | JSI | Jh Securitized Income ETF | -0.3% | -92.43% | Trim |
| 45 | CAT | Caterpillar INC | -0.3% | EXIT | Sold out |
| 46 | FLGV | Franklin U.s. Treasury Bond | -0.4% | -92.27% | Trim |
| 47 | FTGC | First Trust Global Tactical | -0.5% | -92.02% | Trim |
| 48 | JAAA | Janus Henderson Aaa Clo ETF | -0.6% | -92.40% | Trim |
| 49 | IWF | Ishares Russell 1000 Growth | -0.7% | -75.77% | Trim |
| 50 | RSPG | Invesco S&p 500 Equal Weight | -1% | -93.25% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-08 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-11-10 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-20 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-03 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-02 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-03 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-15 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-26 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-01 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | Amendment | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-16 | 13F-HR | View on EDGAR |
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