FA
Flaharty Asset Management, LLC 13F Filing (Q2 2026) — Top Positions & Stock Picks
Flaharty Asset Management, LLCCIK: 0001697882
Diversified strategyHigh-turnover traderContrarian
Total reported value
$69.9M
Reporting period: 2026-06-30 · Number of holdings: 52
Flaharty Asset Management, LLC disclosed 52 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $69.9M and a quarterly turnover rate of 168.7%.
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Personality snowflake
- Concentration
- 11.95
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 61.29
- Diversification
- 100
- Sizing Uniformity
- 92.49
Flaharty Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, close to its 52 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.75), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim RSPG
-93.2% -$25.0M
Add JPST
-87.1% -$14.6M
Add MINT
-90.2% -$42.2M
Add AAPL
-71.9% -$1.4M
Trim IWF
-75.8% -$26.4M
Add SCHF
-20.7% -$76.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 6.58% | +0.77% | -90.18% | |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 4.19% | -0.58% | -92.40% | |
| 3 | FTSL | First Trust Senior Loan ETF | ETF-Other | 4.17% | -0.28% | -91.88% | |
| 4 | XLF | Ss Financial Select Sector | ETF-Other | 3.79% | -0.14% | -92.59% | |
| 5 | PFM | Invesco Dividend Achievers E | ETF-Other | 3.77% | +0.60% | -90.58% | |
| 6 | KORP | American Century Diversified | ETF-Other | 3.75% | -0.16% | -91.73% | |
| 7 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 3.71% | -0.13% | -93.27% | |
| 8 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 3.69% | +0.11% | -91.61% | |
| 9 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 3.61% | +0.55% | -91.43% | |
| 10 | XLI | Ss Industrial Select Sector | ETF-Other | 3.41% | -0.01% | -92.41% | |
| 11 | FTGC | First Trust Global Tactical | ETF-Other | 3.24% | -0.47% | -92.02% | |
| 12 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.20% | -0.10% | -92.73% | |
| 13 | FLGV | Franklin U.s. Treasury Bond | ETF-Gov Bonds | 3.13% | -0.42% | -92.27% | |
| 14 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.11% | -0.20% | -91.80% | |
| 15 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.08% | +0.99% | -87.14% | |
| 16 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.79% | -0.73% | -75.77% | |
| 17 | PFFD | Global X US Preferred ETF | ETF-Other | 2.60% | -0.02% | -91.48% | |
| 18 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.59% | -0.24% | -92.92% | |
| 19 | TVAL | T. Rowe Price Value ETF | ETF-Other | 2.54% | +0.33% | -91.46% | |
| 20 | SPBO | Ss Spdr P CORP Bond ETF | ETF-Corp Bonds | 2.44% | -0.25% | -92.10% | |
| 21 | QGRO | American Century US Quality | ETF-Other | 2.37% | +0.40% | -90.63% | |
| 22 | RSPG | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.29% | -1.02% | -93.25% | |
| 23 | JSI | Jh Securitized Income ETF | ETF-Other | 2.18% | -0.34% | -92.43% | |
| 24 | SKYY | First Trust Cloud Computing | ETF-Other | 2.13% | -0.09% | -93.29% | |
| 25 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 2.11% | -0.06% | -92.04% | |
| 26 | EMBD | Global X Emerging Markets Bd | ETF-Emerging Markets | 1.95% | -0.21% | -92.34% | |
| 27 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 1.27% | +0.23% | -91.39% | |
| 28 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 1.27% | +0.13% | -90.47% | |
| 29 | JSMD | Janus Small Mid Cap Gr Alp | ETF-Other | 1.02% | +0.18% | -91.43% | |
| 30 | AAPL | Apple Inc | Stock-Tech | 1.01% | +0.75% | -71.93% | |
| 31 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.96% | -0.02% | -92.33% | |
| 32 | RPV | Invesco S&p 500 Pure Value E | ETF-Large Cap & Growth | 0.89% | +0.07% | -91.27% | |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.88% | +0.56% | -79.23% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.87% | +0.19% | -90.95% | |
| 35 | MFSI | Mfs Active International | ETF-Other | 0.85% | +0.08% | -91.30% | |
| 36 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | +0.37% | -84.86% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.81% | +0.68% | -53.81% | |
| 38 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.80% | +0.72% | -20.69% | |
| 39 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.70% | +0.63% | -25.18% | |
| 40 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.70% | +0.62% | -36.71% | |
| 41 | VMC | Vulcan Materials Co | Stock-Materials | 0.56% | +0.41% | -71.74% | |
| 42 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.54% | +0.49% | -12.90% | |
| 43 | RSPU | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.48% | +0.30% | -77.72% | |
| 44 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.45% | +0.45% | NEW | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.44% | +0.44% | NEW | |
| 46 | RDVY | First Trust Rising Dividend | ETF-Other | 0.38% | -0.06% | -93.60% | |
| 47 | IHI | Ishares U.s. Medical Devices | ETF-Other | 0.35% | +0.35% | NEW | |
| 48 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.34% | +0.34% | NEW | |
| 49 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.32% | +0.24% | -77.76% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.31% | +0.22% | -63.79% |
1–50 of 52
Portfolio Performance
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+15.8%
- Stdev
- +8%
- Beta
- +0.55
- Alpha
- +1.6%
- Max Drawdown
- -4.7%
- Annualized Perf
- +12.9%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.08
- Stutzer
- +0.45
- Treynor
- +0.23
- Sterling
- +0.97
- Calmar
- +2.73
- Information Ratio
- -1.09
- Tracking Error
- +6.9%
- Stdev Down
- +4.1%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +21.7%
- Worst 12 Months
- +5.5%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.57
- Stdev Sectors
- +10%
- Skewness
- -0.21
- Kurtosis
- -0.38
- Upside Potential
- +4.65
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 52 | $69.9M | 100 | ||
| 2026 Q1 | 133 | $805.5M | 12 | ||
| 2025 Q4 | 141 | $800.7M | 22 | ||
| 2025 Q3 | 130 | $787.1M | 16 | ||
| 2025 Q2 | 133 | $731.1M | 10 | ||
| 2025 Q1 | 508 | $693.0M | 100 | ||
| 2024 Q4 | 128 | $685.0M | 0 | ||
| 2024 Q3 | 447 | $711.2M | 0 | ||
| 2024 Q2 | 119 | $676.9M | 0 | ||
| 2024 Q1 | 118 | $673.8M | 0 | ||
| 2023 Q4 | 117 | $633.1M | 0 | ||
| 2023 Q3 | 473 | $597.6M | 0 | ||
| 2023 Q2 | 109 | $583.9M | 0 | ||
| 2023 Q1 | 111 | $560.3M | 0 | ||
| 2022 Q4 | 117 | $534.3M | 0 | ||
| 2022 Q3 | 114 | $485.8M | 0 | ||
| 2022 Q2 | 123 | $492.0M | 0 | ||
| 2022 Q1 | 120 | $544.6M | 0 | ||
| 2021 Q4 | 136 | $543.4M | 0 | ||
| 2021 Q3 | 134 | $484.6M | 0 | ||
| 2021 Q2 | 123 | $468.0M | 100 | ||
| 2021 Q1 | 112 | $433.3M | 12 | ||
| 2020 Q4 | 102 | $400.6M | 26 | ||
| 2020 Q3 | 67 | $317.6M | 15 | ||
| 2020 Q2 | 70 | $284.9M | 34 | ||
| 2020 Q1 | 62 | $217.0M | 45 | ||
| 2019 Q4 | 74 | $282.5M | 8 | ||
| 2019 Q3 | 73 | $264.1M | 20 | ||
| 2019 Q2 | 68 | $257.4M | 11 | ||
| 2019 Q1 | 81 | $248.8M | 23 | ||
| 2018 Q4 | 82 | $234.4M | 27 | ||
| 2018 Q3 | 75 | $257.5M | 12 | ||
| 2018 Q2 | 79 | $256.3M | 28 | ||
| 2018 Q1 | 93 | $237.2M | 100 | ||
| 2017 Q4 | 87 | $227.6M | 100 | ||
| 2017 Q3 | 62 | $194.4M | 100 | ||
| 2017 Q2 | 62 | $178.1K | 100 | ||
| 2017 Q1 | 57 | $159.5M | 100 | ||
| 2016 Q4 | 10 | $31.5M | — |
Holding changes this quarter
Flaharty Asset Management, LLC's most significant position changes for 2026-06-30: Sold out: Caterpillar Inc (CAT); Sold out: Nvidia CORP (NVDA); Sold out: Ishares Select Dividend ETF (DVY); Sold out: Global X S&p 500 Cove Call E (XYLD); Sold out: Global X Nasd 100 Cov Call (QYLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | +1% | -87.14% | Trim |
| 2 | MINT | Pimco Enhanced Short Maturit | +0.8% | -90.18% | Trim |
| 3 | AAPL | Apple Inc | +0.8% | -71.93% | Trim |
| 4 | SCHF | Schwab Intl Equity ETF | +0.7% | -20.69% | Trim |
| 5 | JPM | Jpmorgan Chase & Co | +0.7% | -53.81% | Trim |
| 6 | VONG | Vanguard Russell 1000 Growth | +0.6% | -25.18% | Trim |
| 7 | VONV | Vanguard Russell 1000 Value | +0.6% | -36.71% | Trim |
| 8 | PFM | Invesco Dividend Achievers E | +0.6% | -90.58% | Trim |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | -79.23% | Trim |
| 10 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.6% | -91.43% | Trim |
| 11 | SCHC | Schwab Intl Small-cap Equity | +0.5% | -12.90% | Trim |
| 12 | LAMR | Lamar Advertising Co-a | +0.5% | NEW | New buy |
| 13 | XLP | Ss Consumer Staples Sel Sect | +0.4% | NEW | New buy |
| 14 | VMC | Vulcan Materials Co | +0.4% | -71.74% | Trim |
| 15 | QGRO | American Century US Quality | +0.4% | -90.63% | Trim |
| 16 | MSFT | Microsoft CORP | +0.4% | -84.86% | Trim |
| 17 | IHI | Ishares U.s. Medical Devices | +0.4% | NEW | New buy |
| 18 | NSC | Norfolk Southern CORP | +0.3% | NEW | New buy |
| 19 | TVAL | T. Rowe Price Value ETF | +0.3% | -91.46% | Trim |
| 20 | RSPU | Invesco S&p 500 Equal Weight | +0.3% | -77.72% | Trim |
| 21 | MDIV | Ft Multi-asset Divers Inc | +0.3% | NEW | New buy |
| 22 | NEE | Nextera Energy Inc | +0.3% | -21.33% | Trim |
| 23 | UNH | Unitedhealth Group Inc | +0.2% | -77.76% | Trim |
| 24 | IWO | Ishares Russell 2000 Growth | +0.2% | -91.39% | Trim |
| 25 | XOM | Exxon Mobil CORP | +0.2% | -63.79% | Trim |
| 26 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | -90.95% | Trim |
| 27 | JSMD | Janus Small Mid Cap Gr Alp | +0.2% | -91.43% | Trim |
| 28 | UTES | Virtus Reaves Utilities ETF | +0.1% | -90.47% | Trim |
| 29 | SDY | Ss Spdr S&p Dividend ETF | +0.1% | -91.61% | Trim |
| 30 | MFSI | Mfs Active International | +0.1% | -91.30% | Trim |
| 31 | RPV | Invesco S&p 500 Pure Value E | +0.1% | -91.27% | Trim |
| 32 | NIOBW | Niocorp Developments LTD -28 | — | EXIT | Sold out |
| 33 | XLI | Ss Industrial Select Sector | 0% | -92.41% | Trim |
| 34 | BRR | Procap Financial Inc | 0% | EXIT | Sold out |
| 35 | ✓ | 0% | EXIT | Sold out | |
| 36 | OPRT | Oportun Financial CORP | 0% | EXIT | Sold out |
| 37 | BRRWW | Procap Financial Inc | 0% | EXIT | Sold out |
| 38 | PFFD | Global X US Preferred ETF | 0% | -91.48% | Trim |
| 39 | IJJ | Ishares S&p Mid-cap 400 Valu | 0% | -92.33% | Trim |
| 40 | GOOGL | Alphabet Inc-cl A | 0% | EXIT | Sold out |
| 41 | KLAC | Kla CORP | 0% | EXIT | Sold out |
| 42 | AMD | Advanced Micro Devices | 0% | EXIT | Sold out |
| 43 | PAYX | Paychex Inc | 0% | EXIT | Sold out |
| 44 | SHOP | Shopify Inc - Class A | 0% | EXIT | Sold out |
| 45 | BSCT | Invesco Bulletshares 2029 Cb | 0% | EXIT | Sold out |
| 46 | AON | Aon plc | 0% | EXIT | Sold out |
| 47 | NEAR | Ishares Sh Dba ETF Usd Inc | 0% | EXIT | Sold out |
| 48 | XLK | Ss Technology Select Sector | 0% | EXIT | Sold out |
| 49 | VZ | Verizon Communications Inc | 0% | EXIT | Sold out |
| 50 | WFC | Wells Fargo & Co | 0% | EXIT | Sold out |
1–50 of 138
Filing History
FAQ
What is Flaharty Asset Management, LLC and what type of investor is it?
Flaharty Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $69.9M, spread across 52 disclosed positions.
What are Flaharty Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Flaharty Asset Management, LLC's top holdings by market value are:
1. Pimco Enhanced Short Maturit (MINT) — $4.6M (6.6%)
2. Janus Henderson Aaa Clo ETF (JAAA) — $2.9M (4.2%)
3. First Trust Senior Loan ETF (FTSL) — $2.9M (4.2%)
4. Ss Financial Select Sector (XLF) — $2.6M (3.8%)
5. Invesco Dividend Achievers E (PFM) — $2.6M (3.8%)
What changes did Flaharty Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Flaharty Asset Management, LLC made 138 notable position adjustments: 5 new positions were initiated, 0 existing holdings were added to, 47 positions were partially reduced, and 86 were completely exited. The largest of these moves: Sold out: Caterpillar Inc (CAT); Sold out: Nvidia CORP (NVDA); Sold out: Ishares Select Dividend ETF (DVY); Sold out: Global X S&p 500 Cove Call E (XYLD); Sold out: Global X Nasd 100 Cov Call (QYLD)
What sectors does Flaharty Asset Management, LLC focus on?
Flaharty Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.3%
• Financials: 16.5%
• Materials: 11.4%
• Real Estate: 9.2%
• Industrials: 7.0%
• Health Care: 6.5%
Investment Profile
Flaharty Asset Management, LLC returned an annualized 12.9% over the trailing 36 months — outperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.55 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 37.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 10 to 100 over the past 4 quarters — a shift toward more active trading.
It has trimmed its RSPG position for two straight quarters, cutting it by $33.2M while still holding $1.6M.
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