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Alterity Financial Group, LLC Historical SEC 13F Holdings & Archive (Q4 2023)
Alterity Financial Group, LLCCIK: 0001840293
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$69.9M
Reporting period: 2023-12-31 · Number of holdings: 73
Alterity Financial Group, LLC disclosed 73 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $69.9M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 14.82
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 67.8
- Diversification
- 100
- Sizing Uniformity
- 86.85
Alterity Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 73 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 12.65% | — | -2.15% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 5.90% | — | -2.17% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.85% | — | -1.61% | |
| 4 | AVGO | Broadcom Inc | Stock-Tech | 5.06% | — | -0.63% | |
| 5 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 3.44% | — | -0.42% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.28% | — | -4.36% | |
| 7 | HON | Honeywell International Inc | Stock-Industrials | 3.06% | — | -1.83% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.98% | — | -2.42% | |
| 9 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.84% | — | -0.73% | |
| 10 | V | Visa Inc-class A Shares | Stock-Financials | 2.78% | — | -1.61% | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.31% | — | -2.48% | |
| 12 | AMD | Advanced Micro Devices | Stock-Tech | 1.86% | — | -3.11% | |
| 13 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.78% | — | -2.45% | |
| 14 | IBM | Intl Business Machines CORP | Stock-Tech | 1.75% | — | — | |
| 15 | XOM | Exxon Mobil CORP | Stock-Energy | 1.75% | — | -0.16% | |
| 16 | XLE | Ss Energy Select Sector | ETF-Other | 1.68% | — | +0.68% | |
| 17 | RTX | Rtx CORP | Stock-Industrials | 1.66% | — | +0.53% | |
| 18 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.65% | — | -3.54% | |
| 19 | CRM | Salesforce Inc | Stock-Tech | 1.60% | — | -1.74% | |
| 20 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.57% | — | — | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.40% | — | -2.52% | |
| 22 | BX | Blackstone Inc | Stock-Financials | 1.35% | — | -1.76% | |
| 23 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.25% | — | -2.42% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 1.22% | — | -2.57% | |
| 25 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.18% | — | -0.76% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.14% | — | +2.33% | |
| 27 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.11% | — | — | |
| 28 | ABBV | Abbvie Inc | Stock-Healthcare | 1.08% | — | -2.87% | |
| 29 | BLKCHF | Blackrock Inc | Stock-Other | 1.00% | — | -5.49% | |
| 30 | XLB | Ss Materials Select Sector | ETF-Other | 0.99% | — | — | |
| 31 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.95% | — | -4.38% | |
| 32 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.91% | — | — | |
| 33 | BAB | Invesco Taxable Municipal Bo | ETF-Other | 0.85% | — | -2.43% | |
| 34 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.82% | — | -0.67% | |
| 35 | CARR | Carrier Global CORP | Stock-Industrials | 0.82% | — | — | |
| 36 | DNP | Dnp Select Income Fund Inc | Stock-Financials | 0.80% | — | +1.75% | |
| 37 | INTC | Intel CORP | Stock-Tech | 0.79% | — | — | |
| 38 | 6D8 | Dupont De Nemours Inc | Stock-Other | 0.78% | — | — | |
| 39 | DOW | Dow Inc | Stock-Materials | 0.77% | — | -0.66% | |
| 40 | CQP | Cheniere Energy Partners LP | Stock-Other | 0.77% | — | -0.27% | |
| 41 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.74% | — | -4.50% | |
| 42 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.70% | — | -7.36% | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.69% | — | — | |
| 44 | AMGN | Amgen Inc | Stock-Healthcare | 0.67% | — | -1.51% | |
| 45 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.65% | — | -8.09% | |
| 46 | BP | Bp Plc-spons Adr | Stock-Energy | 0.56% | — | — | |
| 47 | XYLD | Global X S&p 500 Cove Call E | ETF-Large Cap & Growth | 0.55% | — | — | |
| 48 | XLF | Ss Financial Select Sector | ETF-Other | 0.55% | — | -0.67% | |
| 49 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.55% | — | +4.87% | |
| 50 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.55% | — | -5.05% |
1–50 of 73
Portfolio Performance
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+28.2%
- Stdev
- +12.6%
- Beta
- +0.92
- Alpha
- +1.4%
- Max Drawdown
- -10.1%
- Annualized Perf
- +20.9%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.39
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.31
- Calmar
- +2.06
- Information Ratio
- -0.03
- Tracking Error
- +4%
- Stdev Down
- +5.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +37.6%
- Worst 12 Months
- +10%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.58
- Stdev Sectors
- +11.2%
- Skewness
- +0.07
- Kurtosis
- -0.18
- Upside Potential
- +5.1
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Alterity Financial Group, LLC and what type of investor is it?
Alterity Financial Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $69.9M, spread across 73 disclosed positions.
What are Alterity Financial Group, LLC's largest equity positions?
Based on the latest 13F filing, Alterity Financial Group, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $8.8M (12.7%)
2. Nvidia CORP (NVDA) — $4.1M (5.9%)
3. Alphabet Inc-cl A (GOOGL) — $4.1M (5.8%)
4. Broadcom Inc (AVGO) — $3.5M (5.1%)
5. Thermo Fisher Scientific Inc (TMO) — $2.4M (3.4%)
What changes did Alterity Financial Group, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Alterity Financial Group, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Alterity Financial Group, LLC focus on?
Alterity Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.9%
• Health Care: 12.1%
• Industrials: 10.0%
• Financials: 8.9%
• Communication Services: 8.7%
• Consumer Discretionary: 7.4%
Investment Profile
Alterity Financial Group, LLC returned an annualized 20.9% over the trailing 36 months — outperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.9% of the portfolio concentrated in Information Technology.
It has added to its NVDA position over the past two quarters (+$790.3K, now $4.1M), while trimming BMY over the same stretch (-$211.5K, still holding $826.4K).
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