CIK: 0001111629
Total reported value
$53.7M
Reporting period: 2016-12-31 · Number of holdings: 87
FIRST NEW YORK SECURITIES LLC /NY disclosed 87 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $53.7M and a quarterly turnover rate of 186.6%.
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First New York Securities LLC /ny's disclosed holdings carry a Herfindahl concentration index of 0.178 — mathematically equivalent to about 6 equally-sized positions, well below its 87 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add 790849103
+14098.1% $19.2M
Add 767754104
-30.9% -$1.4M
Trim STLA
-98.5% -$1.7M
Trim CENTA
-99.1% -$930.2K
Trim B38564108
-86.8% -$1.3M
Trim UA
-80.9% -$775.7K
Showing top 86 holdings (of 87 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | St Jude Med INC | Stock-Other | 36.08% | +35.99% | +14098.06% | |
| 2 | LGF-BEUR | Lions Gate Entertainment-b | Stock-Other | 15.51% | +15.52% | NEW | |
| 3 | ✓ | Stock-Other | 10.36% | +10.36% | NEW | ||
| 4 | ✓ | Stock-Other | 7.49% | +3.91% | -30.88% | ||
| 5 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 5.66% | +5.66% | NEW | |
| 6 | ✓ | Enel Americas S A | Stock-Other | 3.95% | +3.95% | NEW | |
| 7 | SLGN | Silgan Holdings INC | Stock-Consumer Disc | 2.62% | +2.62% | NEW | |
| 8 | REYN | Reynolds Consumer Products Inc. | Stock-Other | 2.35% | +2.35% | NEW | |
| 9 | DB | Deutsche Bank Aktiengesellschaft | Stock-Financials | 2.02% | — | -28.57% | |
| 10 | ✓ | Stock-Other | 1.71% | +1.71% | NEW | ||
| 11 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.00% | +1.00% | NEW | |
| 12 | NWS | News CORP - Class B | Stock-Comm Services | 0.95% | — | — | |
| 13 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.78% | — | -48.57% | |
| 14 | ✓ | Wci Cmntys INC | Stock-Other | 0.72% | — | — | |
| 15 | ✓ | Mentor Graphics CORP | Stock-Other | 0.69% | — | — | |
| 16 | IVZ | Invesco Ltd. | Stock-Financials | 0.57% | — | — | |
| 17 | TWXCHF | Time Warner INC | Stock-Other | 0.54% | — | — | |
| 18 | LGFEUR | Lions Gate Entertainment-a | Stock-Other | 0.53% | — | — | |
| 19 | ✓ | Stock-Other | 0.50% | — | — | ||
| 20 | ✓ | Saban Capital Acquisition Co | Stock-Other | 0.39% | — | — | |
| 21 | EUFN | Ishares Msci Europe Financia | ETF-Other | 0.37% | — | — | |
| 22 | ✓ | Cmb Tech NV | Stock-Other | 0.37% | -0.59% | -86.84% | |
| 23 | SIENUSD | Sientra INC | Stock-Other | 0.35% | — | -37.16% | |
| 24 | III | Information Services Group | Stock-Other | 0.34% | — | — | |
| 25 | CITUSD | Cit Group INC | Stock-Other | 0.25% | — | — | |
| 26 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.25% | — | — | |
| 27 | UA | Under Armour Inc-class C | Stock-Consumer Disc | 0.24% | -0.36% | -80.90% | |
| 28 | AMXN | America Movil-spn Adr Cl L | Stock-Other | 0.23% | — | — | |
| 29 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 0.23% | — | -36.44% | |
| 30 | BELFA | Bel Fuse Inc-cl A | Stock-Other | 0.18% | — | +107.61% | |
| 31 | ✓ | Stillwater Mng Co Com | Stock-Other | 0.15% | — | — | |
| 32 | VRTS | Virtus Investment Partners | Stock-Other | 0.14% | — | — | |
| 33 | GEF | Greif Inc-cl A | Stock-Other | 0.14% | — | -86.97% | |
| 34 | ✓ | Elbit Imaging LTD | Stock-Other | 0.14% | — | — | |
| 35 | AIG | American International Group | Stock-Financials | 0.14% | — | +48.68% | |
| 36 | ZG | Zillow Group INC - A | Stock-Comm Services | 0.13% | — | -77.65% | |
| 37 | BVN | Cia De Minas Buenaventur-adr | Stock-Other | 0.11% | — | — | |
| 38 | ✓ | Stock-Other | 0.11% | — | — | ||
| 39 | ✓ | Klondex Mines Ltd. | Stock-Other | 0.09% | — | — | |
| 40 | UBSI | United Bankshares INC | Stock-Financials | 0.09% | — | — | |
| 41 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.09% | — | — | |
| 42 | TXMDEUR | Therapeuticsmd INC | Stock-Other | 0.09% | — | -20.00% | |
| 43 | RNST | Renasant CORP | Stock-Other | 0.09% | — | — | |
| 44 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 0.09% | — | — | |
| 45 | OREUR | Osisko Gold Royalties LTD | Stock-Other | 0.08% | — | — | |
| 46 | XLF | Ss Financial Select Sector | ETF-Other | 0.08% | — | -66.48% | |
| 47 | STLA | Stellantis N.V. | Stock-Consumer Disc | 0.07% | -1.09% | -98.47% | |
| 48 | EZU | Ishares Msci Eurozone ETF | ETF-Other | 0.07% | — | — | |
| 49 | KRNY | Kearny Financial Corp/md | Stock-Other | 0.07% | — | — | |
| 50 | AVAL | Grupo Aval Acciones y Valores S.A. | Stock-Other | 0.07% | — | -50.00% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 87 | $53.7M | 100 | |
| 2016-09-30 | 259 | $151.2M | 100 | |
| 2016-06-30 | 212 | $162.7M | 100 | 18723752268648382481R |
| 2016-03-31 | 250 | $145.1M | 100 | 113342B298742U388732J |
| 2015-12-31 | 80 | $11.6M | 100 | |
| 2015-09-30 | 335 | $222.0M | 100 | |
| 2015-06-30 | 431 | $199.5M | 100 | |
| 2015-03-31 | 379 | $101.5M | 100 | |
| 2014-12-31 | 347 | $56.2M | 100 | |
| 2014-09-30 | 566 | $142.0M | 100 | |
| 2014-06-30 | 190 | $97.0M | 100 | |
| 2014-03-31 | 396 | $203.8M | 100 | |
| 2013-12-31 | 306 | $164.4M | 100 | |
| 2013-09-30 | 352 | $250.8M | 100 | |
| 2013-06-30 | 455 | $266.8M | 0 |
First New York Securities LLC /ny's most significant position changes for 2016-12-31: Sold out: Procter & Gamble Co/the (PG); Sold out: TechnipFMC plc (FTI); Sold out: Cynapsus Therapeutics INC (CTH); New buy: Lions Gate Entertainment-b (LGF-BEUR); Sold out: Linkedin CORP.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | St Jude Med INC | +36% | +14098.06% | Add |
| 2 | ✓ | +3.9% | -30.88% | Trim | |
| 3 | UA | Under Armour Inc-class C | -0.4% | -80.90% | Trim |
| 4 | ✓ | Cmb Tech NV | -0.6% | -86.84% | Trim |
| 5 | CENTA | Central Garden And Pet Co-a | -0.6% | -99.09% | Trim |
| 6 | STLA | Stellantis N.V. | -1.1% | -98.47% | Trim |
| 7 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 8 | FTI | TechnipFMC plc | — | EXIT | Sold out |
| 9 | CTH | Cynapsus Therapeutics INC | — | EXIT | Sold out |
| 10 | LGF-BEUR | Lions Gate Entertainment-b | — | NEW | New buy |
| 11 | ✓ | Linkedin CORP | — | EXIT | Sold out |
| 12 | ✓ | — | EXIT | Sold out | |
| 13 | ✓ | — | NEW | New buy | |
| 14 | ✓ | Hutchinson Technology INC | — | EXIT | Sold out |
| 15 | ALV | Autoliv INC | — | EXIT | Sold out |
| 16 | RMD | Resmed INC | — | EXIT | Sold out |
| 17 | COTY | Coty Inc-cl A | — | EXIT | Sold out |
| 18 | ✓ | Cvent INC Com Added | — | EXIT | Sold out |
| 19 | INGM | Ingram Micro Holding Corporation | — | EXIT | Sold out |
| 20 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 21 | RXT | Rackspace Technology, Inc. | — | EXIT | Sold out |
| 22 | ✓ | — | EXIT | Sold out | |
| 23 | ✓ | Privatebancorp INC Com | — | EXIT | Sold out |
| 24 | ✓ | Raptor Pharmaceutical CORP | — | EXIT | Sold out |
| 25 | ✓ | Enel Americas S A | — | NEW | New buy |
| 26 | LXKEUR | Lexmark International Inc-a | — | EXIT | Sold out |
| 27 | XLP | Ss Consumer Staples Sel Sect | — | EXIT | Sold out |
| 28 | ASML | ASML Holding N.V. | — | EXIT | Sold out |
| 29 | ✓ | — | EXIT | Sold out | |
| 30 | PHG | Koninklijke Philips Nvr- Ny | — | EXIT | Sold out |
| 31 | SLGN | Silgan Holdings INC | — | NEW | New buy |
| 32 | TELFY | Telefonica Sa-spon Adr | — | EXIT | Sold out |
| 33 | REYN | Reynolds Consumer Products Inc. | — | NEW | New buy |
| 34 | 2051428D | Omr Art Smgarp EU Eq Pen-2 | — | EXIT | Sold out |
| 35 | ✓ | Petrobras Argentina S A | — | EXIT | Sold out |
| 36 | ✓ | Endesa Amers SA | — | EXIT | Sold out |
| 37 | SPCE | Virgin Galactic Holdings, Inc. | — | EXIT | Sold out |
| 38 | IACIEUR | Iac/interactivecorp | — | EXIT | Sold out |
| 39 | ✓ | — | NEW | New buy | |
| 40 | RACE | Ferrari N.V. | — | EXIT | Sold out |
| 41 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 42 | LOGI | Logitech International S.A. | — | EXIT | Sold out |
| 43 | ✓ | Imperva INC | — | EXIT | Sold out |
| 44 | DOW | Dow Chem Co | — | EXIT | Sold out |
| 45 | IMOS | ChipMOS TECHNOLOGIES INC. | — | EXIT | Sold out |
| 46 | ✓ | Golden Enterprises | — | EXIT | Sold out |
| 47 | ADSK | Autodesk INC | — | EXIT | Sold out |
| 48 | ✓ | Incontact INC | — | EXIT | Sold out |
| 49 | NVO | Novo-nordisk A/s-spons Adr | — | NEW | New buy |
| 50 | ✓ | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-18 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-27 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-31 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-25 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-27 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-30 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-23 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-01-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-16 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-18 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-15 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-06 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-17 | 13F-HR | View on EDGAR |
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