FN
First New York Securities LLC /ny Historical SEC 13F Holdings & Archive (Q4 2016)
First New York Securities LLC /nyCIK: 0001111629
High-turnover traderSector-focusedContrarian
Total reported value
$53.7M
Reporting period: 2016-12-31 · Number of holdings: 87
FIRST NEW YORK SECURITIES LLC /NY disclosed 87 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $53.7M and a quarterly turnover rate of 186.6%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 71.14
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 61.97
First New York Securities LLC /ny's disclosed holdings carry a Herfindahl concentration index of 0.178 — mathematically equivalent to about 6 equally-sized positions, well below its 87 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 790849103
+14098.1% $19.2M
Add 767754104
-30.9% -$1.4M
Trim STLA
-98.5% -$1.7M
Trim CENTA
-99.1% -$930.2K
Trim B38564108
-86.8% -$1.3M
Trim UA
-80.9% -$775.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 86 holdings (of 87 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | St Jude Med Inc | Stock-Other | 36.08% | +35.99% | +14098.06% | |
| 2 | LGF-BEUR | Lions Gate Entertainment-b | Stock-Other | 15.51% | +15.52% | NEW | |
| 3 | ✓ | Stock-Other | 10.36% | +10.36% | NEW | ||
| 4 | ✓ | Stock-Other | 7.49% | +3.91% | -30.88% | ||
| 5 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 5.66% | +5.66% | NEW | |
| 6 | ✓ | Enel Americas S A | Stock-Other | 3.95% | +3.95% | NEW | |
| 7 | SLGN | Silgan Holdings Inc | Stock-Consumer Disc | 2.62% | +2.62% | NEW | |
| 8 | REYN | Reynolds Consumer Products Inc. | Stock-Other | 2.35% | +2.35% | NEW | |
| 9 | DB | Deutsche Bank Aktiengesellschaft | Stock-Financials | 2.02% | — | -28.57% | |
| 10 | ✓ | Stock-Other | 1.71% | +1.71% | NEW | ||
| 11 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.00% | +1.00% | NEW | |
| 12 | NWS | News CORP - Class B | Stock-Comm Services | 0.95% | — | — | |
| 13 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.78% | — | -48.57% | |
| 14 | ✓ | Wci Cmntys Inc | Stock-Other | 0.72% | — | — | |
| 15 | ✓ | Mentor Graphics CORP | Stock-Other | 0.69% | — | — | |
| 16 | IVZ | Invesco Ltd. | Stock-Financials | 0.57% | — | — | |
| 17 | TWXCHF | Time Warner Inc | Stock-Other | 0.54% | — | — | |
| 18 | LGFEUR | Lions Gate Entertainment-a | Stock-Other | 0.53% | — | — | |
| 19 | ✓ | Stock-Other | 0.50% | — | — | ||
| 20 | ✓ | Saban Capital Acquisition Co | Stock-Other | 0.39% | — | — | |
| 21 | EUFN | Ishares Msci Europe Financia | ETF-Other | 0.37% | — | — | |
| 22 | ✓ | Cmb.Tech Nv Shs | Stock-Other | 0.37% | -0.59% | -86.84% | |
| 23 | SIENUSD | Sientra Inc | Stock-Other | 0.35% | — | -37.16% | |
| 24 | III | Information Services Group | Stock-Other | 0.34% | — | — | |
| 25 | CITUSD | Cit Group Inc | Stock-Other | 0.25% | — | — | |
| 26 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.25% | — | — | |
| 27 | UA | Under Armour Inc-class C | Stock-Consumer Disc | 0.24% | -0.36% | -80.90% | |
| 28 | AMXN | America Movil-spn Adr Cl L | Stock-Other | 0.23% | — | — | |
| 29 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 0.23% | — | -36.44% | |
| 30 | BELFA | Bel Fuse Inc-cl A | Stock-Other | 0.18% | — | +107.61% | |
| 31 | ✓ | Stillwater Mng Co Com | Stock-Other | 0.15% | — | — | |
| 32 | VRTS | Virtus Investment Partners | Stock-Other | 0.14% | — | — | |
| 33 | GEF | Greif Inc-cl A | Stock-Other | 0.14% | — | -86.97% | |
| 34 | ✓ | Elbit Imaging LTD | Stock-Other | 0.14% | — | — | |
| 35 | AIG | American International Group | Stock-Financials | 0.14% | — | +48.68% | |
| 36 | ZG | Zillow Group Inc - A | Stock-Comm Services | 0.13% | — | -77.65% | |
| 37 | BVN | Cia De Minas Buenaventur-adr | Stock-Other | 0.11% | — | — | |
| 38 | ✓ | Stock-Other | 0.11% | — | — | ||
| 39 | ✓ | Klondex Mines Ltd. | Stock-Other | 0.09% | — | — | |
| 40 | UBSI | United Bankshares Inc | Stock-Financials | 0.09% | — | — | |
| 41 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.09% | — | — | |
| 42 | TXMDEUR | Therapeuticsmd Inc | Stock-Other | 0.09% | — | -20.00% | |
| 43 | RNST | Renasant CORP | Stock-Other | 0.09% | — | — | |
| 44 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 0.09% | — | — | |
| 45 | OREUR | Osisko Gold Royalties LTD | Stock-Other | 0.08% | — | — | |
| 46 | XLF | Ss Financial Select Sector | ETF-Other | 0.08% | — | -66.48% | |
| 47 | STLA | Stellantis N.V. | Stock-Consumer Disc | 0.07% | -1.09% | -98.47% | |
| 48 | EZU | Ishares Msci Eurozone ETF | ETF-Other | 0.07% | — | — | |
| 49 | KRNY | Kearny Financial Corp/md | Stock-Other | 0.07% | — | — | |
| 50 | AVAL | Grupo Aval Acciones y Valores S.A. | Stock-Other | 0.07% | — | -50.00% |
1–50 of 86
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q4 | 87 | $53.7M | 100 | ||
| 2016 Q3 | 259 | $151.2M | 100 | ||
| 2016 Q2 | 212 | $162.7M | 100 | 18723752268648382481R | |
| 2016 Q1 | 250 | $145.1M | 100 | 113342B298742U388732J | |
| 2015 Q4 | 80 | $11.6M | 100 | ||
| 2015 Q3 | 335 | $222.0M | 100 | ||
| 2015 Q2 | 431 | $199.5M | 100 | ||
| 2015 Q1 | 379 | $101.5M | 100 | ||
| 2014 Q4 | 347 | $56.2M | 100 | ||
| 2014 Q3 | 566 | $142.0M | 100 | ||
| 2014 Q2 | 190 | $97.0M | 100 | ||
| 2014 Q1 | 396 | $203.8M | 100 | ||
| 2013 Q4 | 306 | $164.4M | 100 | ||
| 2013 Q3 | 352 | $250.8M | 100 | ||
| 2013 Q2 | 455 | $266.8M | 0 |
Holding changes this quarter
First New York Securities LLC /ny's most significant position changes for 2016-12-31: Sold out: Procter & Gamble Co/the (PG); Sold out: TechnipFMC plc (FTI); Sold out: Cynapsus Therapeutics Inc (CTH); New buy: Lions Gate Entertainment-b (LGF-BEUR); Sold out: Linkedin CORP.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | St Jude Med Inc | +36% | +14098.06% | Add |
| 2 | ✓ | +3.9% | -30.88% | Trim | |
| 3 | UA | Under Armour Inc-class C | -0.4% | -80.90% | Trim |
| 4 | ✓ | Cmb.Tech Nv Shs | -0.6% | -86.84% | Trim |
| 5 | CENTA | Central Garden And Pet Co-a | -0.6% | -99.09% | Trim |
| 6 | STLA | Stellantis N.V. | -1.1% | -98.47% | Trim |
| 7 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 8 | FTI | TechnipFMC plc | — | EXIT | Sold out |
| 9 | CTH | Cynapsus Therapeutics Inc | — | EXIT | Sold out |
| 10 | LGF-BEUR | Lions Gate Entertainment-b | — | NEW | New buy |
| 11 | ✓ | Linkedin CORP | — | EXIT | Sold out |
| 12 | ✓ | — | EXIT | Sold out | |
| 13 | ✓ | — | NEW | New buy | |
| 14 | ✓ | Hutchinson Technology Inc | — | EXIT | Sold out |
| 15 | ALV | Autoliv Inc | — | EXIT | Sold out |
| 16 | RMD | Resmed Inc | — | EXIT | Sold out |
| 17 | COTY | Coty Inc-cl A | — | EXIT | Sold out |
| 18 | ✓ | Cvent Inc Com Added | — | EXIT | Sold out |
| 19 | INGM | Ingram Micro Holding Corporation | — | EXIT | Sold out |
| 20 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 21 | RXT | Rackspace Technology, Inc. | — | EXIT | Sold out |
| 22 | ✓ | — | EXIT | Sold out | |
| 23 | ✓ | Privatebancorp Inc Com | — | EXIT | Sold out |
| 24 | ✓ | Raptor Pharmaceutical CORP | — | EXIT | Sold out |
| 25 | ✓ | Enel Americas S A | — | NEW | New buy |
| 26 | LXKEUR | Lexmark International Inc-a | — | EXIT | Sold out |
| 27 | XLP | Ss Consumer Staples Sel Sect | — | EXIT | Sold out |
| 28 | ASML | ASML Holding N.V. | — | EXIT | Sold out |
| 29 | ✓ | — | EXIT | Sold out | |
| 30 | PHG | Koninklijke Philips Nvr- Ny | — | EXIT | Sold out |
| 31 | SLGN | Silgan Holdings Inc | — | NEW | New buy |
| 32 | TELFY | Telefonica Sa-spon Adr | — | EXIT | Sold out |
| 33 | REYN | Reynolds Consumer Products Inc. | — | NEW | New buy |
| 34 | 2051428D | Omr Art Smgarp EU Eq Pen-2 | — | EXIT | Sold out |
| 35 | ✓ | Petrobras Argentina S A | — | EXIT | Sold out |
| 36 | ✓ | Endesa Amers SA | — | EXIT | Sold out |
| 37 | SPCE | Virgin Galactic Holdings, Inc. | — | EXIT | Sold out |
| 38 | IACIEUR | Iac/interactivecorp | — | EXIT | Sold out |
| 39 | ✓ | — | NEW | New buy | |
| 40 | RACE | Ferrari N.V. | — | EXIT | Sold out |
| 41 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 42 | LOGI | Logitech International S.A. | — | EXIT | Sold out |
| 43 | ✓ | Imperva Inc | — | EXIT | Sold out |
| 44 | DOW | Dow Inc. | — | EXIT | Sold out |
| 45 | IMOS | ChipMOS TECHNOLOGIES INC. | — | EXIT | Sold out |
| 46 | ✓ | Golden Enterprises | — | EXIT | Sold out |
| 47 | ADSK | Autodesk Inc | — | EXIT | Sold out |
| 48 | ✓ | Incontact Inc | — | EXIT | Sold out |
| 49 | NVO | Novo-nordisk A/s-spons Adr | — | NEW | New buy |
| 50 | ✓ | — | EXIT | Sold out |
Filing History
FAQ
What is First New York Securities LLC /ny and what type of investor is it?
First New York Securities LLC /ny is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $53.7M, spread across 87 disclosed positions.
What are First New York Securities LLC /ny's largest equity positions?
Based on the latest 13F filing, First New York Securities LLC /ny's top holdings by market value are:
1. St Jude Med Inc — $19.4M (36.1%)
2. Lions Gate Entertainment-b (LGF-BEUR) — $8.3M (15.5%)
3. — $5.6M (10.4%)
4. — $4.0M (7.5%)
5. NXP Semiconductors N.V. (NXPI) — $3.0M (5.7%)
What changes did First New York Securities LLC /ny make in its most recent portfolio filing?
In the latest reported quarter, First New York Securities LLC /ny made 50 notable position adjustments: 8 new positions were initiated, 1 existing holdings were added to, 5 positions were partially reduced, and 36 were completely exited. The largest of these moves: Sold out: Procter & Gamble Co/the (PG); Sold out: TechnipFMC plc (FTI); Sold out: Cynapsus Therapeutics Inc (CTH); New buy: Lions Gate Entertainment-b (LGF-BEUR); Sold out: Linkedin CORP
What sectors does First New York Securities LLC /ny focus on?
First New York Securities LLC /ny is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 100.0%
• Information Technology: 0.0%
Investment Profile
First New York Securities LLC /ny's portfolio is concentrated and fast-trading, with 100.0% of the portfolio concentrated in Health Care.
Its concentration score has risen from 37 to 71 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its ST JUDE MED INC position over the past two quarters (+$19.3M, now $19.4M), while trimming GEF over the same stretch (-$1.3M, still holding $74.4K).
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Developer Access
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