FM
First Mercantile Trust Co Historical SEC 13F Holdings & Archive (Q3 2021)
First Mercantile Trust CoCIK: 0001259664
Diversified strategyLong-term holder
Total reported value
$755.2M
Reporting period: 2021-09-30 · Number of holdings: 1192
FIRST MERCANTILE TRUST CO disclosed 1192 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $755.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 11.3
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 50.9
- Diversification
- 100
- Sizing Uniformity
- 52.38
First Mercantile Trust Co's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 35 equally-sized positions, well below its 1192 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1192 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 11.26% | — | -16.08% | |
| 2 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 6.07% | — | -14.09% | |
| 3 | VGIT | Vanguard Intermediate-term T | ETF-Other | 5.00% | — | -11.68% | |
| 4 | SCHA | Schwab US Small-cap ETF | ETF-Other | 4.66% | — | -12.72% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.95% | — | -14.05% | |
| 6 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.91% | — | -14.94% | |
| 7 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 2.67% | — | -3.90% | |
| 8 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.28% | — | -8.61% | |
| 9 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 2.27% | — | -13.08% | |
| 10 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 2.27% | — | -8.40% | |
| 11 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.22% | — | -13.14% | |
| 12 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 1.79% | — | -14.40% | |
| 13 | IGF | Ishares Global Infrastructur | ETF-Other | 1.53% | — | -14.41% | |
| 14 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.44% | — | -16.42% | |
| 15 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 1.33% | — | -11.96% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.02% | — | -5.08% | |
| 17 | FREL | Fidelity Msci Rl Est Indx | ETF-Other | 0.80% | — | +601.47% | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.72% | — | -2.76% | |
| 19 | GLD | Spdr Gold Shares | ETF-Commodities | 0.70% | — | -0.35% | |
| 20 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.66% | — | -12.92% | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.63% | — | +4.04% | |
| 22 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | — | +1.37% | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.47% | — | +0.61% | |
| 24 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.46% | — | -7.55% | |
| 25 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.46% | — | -27.62% | |
| 26 | CB | Chubb Limited | Stock-Financials | 0.46% | — | +5.08% | |
| 27 | MELI | Mercadolibre Inc | Stock-Consumer Disc | 0.45% | — | -7.92% | |
| 28 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.45% | — | -12.66% | |
| 29 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.44% | — | -9.99% | |
| 30 | MDT | Medtronic plc | Stock-Healthcare | 0.44% | — | -4.38% | |
| 31 | UBER | Uber Technologies Inc | Stock-Industrials | 0.42% | — | +1.19% | |
| 32 | AAPL | Apple Inc | Stock-Tech | 0.42% | — | -3.75% | |
| 33 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.41% | — | +1.12% | |
| 34 | AXP | American Express Co | Stock-Financials | 0.41% | — | -3.50% | |
| 35 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.40% | — | +4.83% | |
| 36 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.39% | — | +2.73% | |
| 37 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.38% | — | -10.44% | |
| 38 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.38% | — | +12.11% | |
| 39 | SNOW | Snowflake Inc | Stock-Tech | 0.37% | — | -1.51% | |
| 40 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.35% | — | -1.66% | |
| 41 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.35% | — | -2.83% | |
| 42 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.35% | — | -4.84% | |
| 43 | NVDA | Nvidia CORP | Stock-Tech | 0.35% | — | +225.90% | |
| 44 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.35% | — | -11.31% | |
| 45 | TTD | Trade Desk Inc/the -class A | Stock-Comm Services | 0.33% | — | -5.23% | |
| 46 | ACN | Accenture plc | Stock-Tech | 0.32% | — | -6.88% | |
| 47 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.31% | — | -23.36% | |
| 48 | NFLX | Netflix Inc | Stock-Comm Services | 0.31% | — | -11.11% | |
| 49 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.31% | — | -37.60% | |
| 50 | TWLO | Twilio Inc - A | Stock-Tech | 0.31% | — | -5.66% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 1192 | $755.2M | 0 | ||
| 2021 Q2 | 1222 | $846.9M | 100 | ||
| 2021 Q1 | 1213 | $873.4M | 12 | ||
| 2020 Q4 | 1224 | $882.2M | 48 | ||
| 2020 Q3 | 1231 | $829.6M | 27 | ||
| 2020 Q2 | 1214 | $796.7M | 31 | ||
| 2020 Q1 | 1224 | $683.3M | 55 | ||
| 2019 Q4 | 1255 | $859.1M | 25 | ||
| 2019 Q3 | 1322 | $939.1M | 24 | ||
| 2019 Q2 | 1233 | $949.1M | 91 | ||
| 2019 Q1 | 1162 | $426.2M | 27 | ||
| 2018 Q4 | 1310 | $413.1M | 34 | ||
| 2018 Q3 | 1330 | $508.4M | 22 | ||
| 2018 Q2 | 1359 | $500.6M | 23 | ||
| 2018 Q1 | 982 | $477.6M | 54 | ||
| 2017 Q4 | 1067 | $510.8M | 21 | ||
| 2017 Q3 | 1058 | $552.8M | 20 | ||
| 2017 Q2 | 1077 | $553.7M | 30 | ||
| 2017 Q1 | 1138 | $658.4M | 23 | ||
| 2016 Q4 | 1150 | $646.6M | 42 | ||
| 2016 Q3 | 1207 | $750.4M | 28 | ||
| 2016 Q2 | 1239 | $802.9M | 32 | ||
| 2016 Q1 | 1248 | $821.7M | 33 | ||
| 2015 Q4 | 1418 | $975.3M | 29 | ||
| 2015 Q3 | 1454 | $994.2M | 30 | ||
| 2015 Q2 | 1469 | $1.2B | 23 | ||
| 2015 Q1 | 1664 | $1.2B | 26 | ||
| 2014 Q4 | 1629 | $1.2B | 25 | ||
| 2014 Q3 | 1790 | $1.2B | 26 | ||
| 2014 Q2 | 1850 | $1.3B | 29 | ||
| 2014 Q1 | 2078 | $1.4B | 32 | ||
| 2013 Q4 | 1853 | $1.3B | 23 | ||
| 2013 Q3 | 1879 | $1.2B | 25 | ||
| 2013 Q2 | 1865 | $1.2B | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is First Mercantile Trust Co and what type of investor is it?
First Mercantile Trust Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $755.2M, spread across 1192 disclosed positions.
What are First Mercantile Trust Co's largest equity positions?
Based on the latest 13F filing, First Mercantile Trust Co's top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $85.0M (11.3%)
2. Schwab US Mid Cap ETF (SCHM) — $45.8M (6.1%)
3. Vanguard Intermediate-term T (VGIT) — $37.8M (5.0%)
4. Schwab US Small-cap ETF (SCHA) — $35.2M (4.7%)
5. Vanguard Ftse Developed ETF (VEA) — $29.8M (4.0%)
What changes did First Mercantile Trust Co make in its most recent portfolio filing?
No notable portfolio changes were recorded for First Mercantile Trust Co in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does First Mercantile Trust Co focus on?
First Mercantile Trust Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.2%
• Consumer Discretionary: 20.1%
• Financials: 14.5%
• Health Care: 11.3%
• Communication Services: 8.9%
• Industrials: 8.7%
Investment Profile
First Mercantile Trust Co's portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 27 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPT position over the past two quarters (+$1.0M, now $1.7M), while trimming SCHX over the same stretch (-$19.2M, still holding $85.0M).
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