FC
First Citizens Bank & Trust Co SEC 13F Filing (Q3 2026) — Holdings & Portfolio
First Citizens Bank & Trust CoCIK: 0001092203
Diversified strategyMomentum follower
Total reported value
$6.7B
Reporting period: 2026-09-30 · Number of holdings: 1136
FIRST CITIZENS BANK & TRUST CO disclosed 1136 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $6.7B and a quarterly turnover rate of 37.8%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 15.76
- Portfolio Stability
- 37.76
- Momentum
- 100
- Sector conviction
- 61.43
- Diversification
- 100
- Sizing Uniformity
- 48.11
First Citizens Bank & Trust Co's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 25 equally-sized positions, well below its 1136 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IWY
-49.7% -$487.1M
Add 25434V526
+96.3% $490.1M
Trim IWX
-41.8% -$187.2M
Trim IWS
-23.1% -$98.8M
Add NVDA
+28.2% $68.5M
Add MSFT
+23.5% $68.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1136 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Stock-Other | 14.54% | +7.24% | +96.28% | ||
| 2 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 7.56% | -7.33% | -49.67% | |
| 3 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 4.42% | -1.51% | -23.13% | |
| 4 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 4.27% | -2.83% | -41.84% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 3.65% | +0.80% | +11.60% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.43% | -0.02% | -0.30% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.28% | +0.01% | -1.54% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 3.22% | +1.01% | +28.16% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.46% | +1.00% | +23.54% | |
| 10 | FCNCA | First Citizens Bcshs -cl A | Stock-Financials | 2.30% | -0.04% | -0.06% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.96% | -0.03% | +4.15% | |
| 12 | DFIS | Dimensional International Sm | ETF-Other | 1.83% | +0.15% | +5.65% | |
| 13 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.80% | -0.92% | -29.17% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.53% | +0.22% | +12.10% | |
| 15 | GVI | Ishares Intermediate Governm | ETF-Other | 1.29% | -0.03% | +1.50% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.16% | +0.51% | +86.67% | |
| 17 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.16% | +0.13% | +17.36% | |
| 18 | AVGO | Broadcom Inc | Stock-Tech | 1.06% | +0.17% | +28.15% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.01% | +0.38% | +26.12% | |
| 20 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.92% | -0.09% | -0.26% | |
| 21 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.81% | +0.04% | +7.59% | |
| 22 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.78% | -0.09% | -0.06% | |
| 23 | MU | Micron Technology Inc | Stock-Tech | 0.68% | +0.11% | +29.96% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.67% | +0.11% | +18.71% | |
| 25 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.66% | +0.10% | +22.29% | |
| 26 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.62% | -0.18% | -18.04% | |
| 27 | AMD | Advanced Micro Devices | Stock-Tech | 0.61% | +0.42% | +207.48% | |
| 28 | ✓ | Stock-Other | 0.60% | +0.60% | NEW | ||
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.58% | +0.04% | +29.11% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.58% | +0.04% | +2.40% | |
| 31 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | +0.04% | +6.71% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.51% | +0.02% | +4.49% | |
| 33 | AMAT | Applied Materials Inc | Stock-Tech | 0.47% | -0.15% | +6.49% | |
| 34 | CSCO | Cisco Systems Inc | Stock-Tech | 0.43% | -0.08% | -6.07% | |
| 35 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.42% | -0.01% | — | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.40% | -0.03% | -0.88% | |
| 37 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.37% | -0.03% | +0.51% | |
| 38 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.35% | -0.13% | -19.53% | |
| 39 | ETN | Eaton Corporation plc | Stock-Industrials | 0.34% | -0.02% | -5.35% | |
| 40 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.34% | +0.02% | +2.23% | |
| 41 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.33% | +0.02% | +2.14% | |
| 42 | INTC | Intel CORP | Stock-Tech | 0.33% | +0.23% | +290.43% | |
| 43 | MO | Altria Group Inc | Stock-Consumer Staples | 0.32% | -0.10% | -16.79% | |
| 44 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.31% | +0.15% | +19.96% | |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.31% | +0.01% | +5.32% | |
| 46 | UNP | Union Pacific CORP | Stock-Industrials | 0.30% | -0.02% | -3.81% | |
| 47 | LRCX | Lam Research CORP | Stock-Tech | 0.30% | -0.39% | -41.71% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.30% | -0.01% | -2.18% | |
| 49 | MUB | Ishares National Muni Bond E | ETF-Other | 0.29% | -0.05% | -6.97% | |
| 50 | CVX | Chevron CORP | Stock-Energy | 0.29% | +0.06% | +4.21% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.6%
Performance Last 4 Quarters
+12.5%
- Stdev
- +10.2%
- Beta
- +0.82
- Alpha
- -0.8%
- Max Drawdown
- -5.2%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.79
- Stutzer
- +0.52
- Treynor
- +0.22
- Sterling
- +1.3
- Calmar
- +3.66
- Information Ratio
- -1.62
- Tracking Error
- +3.1%
- Stdev Down
- +4.7%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +28.1%
- Worst 12 Months
- +6.5%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.76
- Stdev Sectors
- +10.2%
- Skewness
- +0.07
- Kurtosis
- +0.5
- Upside Potential
- +5.19
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 1136 | $6.7B | 38 | ||
| 2026 Q2 | 925 | $6.7B | 45 | ||
| 2026 Q1 | 925 | $4.7B | 21 | ||
| 2025 Q4 | 920 | $4.8B | 12 | ||
| 2025 Q3 | 884 | $4.6B | 35 | ||
| 2025 Q2 | 863 | $5.5B | 0 | ||
| 2025 Q1 | 773 | $3.9B | 100 | ||
| 2024 Q4 | 727 | $5.4B | 0 | ||
| 2024 Q3 | 724 | $4.5B | 0 | ||
| 2024 Q2 | 706 | $5.3B | 0 | ||
| 2024 Q1 | 694 | $5.2B | 0 | ||
| 2023 Q4 | 582 | $5.5B | 0 | ||
| 2023 Q3 | 578 | $5.1B | 0 | ||
| 2023 Q2 | 575 | $5.4B | 0 | ||
| 2023 Q1 | 551 | $5.0B | 0 | ||
| 2022 Q4 | 528 | $3.3B | 0 | ||
| 2022 Q3 | 521 | $3.0B | 0 | ||
| 2022 Q2 | 634 | $2.8B | 0 | ||
| 2022 Q1 | 679 | $2.6B | 0 | ||
| 2021 Q4 | 706 | $2.6B | 0 | ||
| 2021 Q3 | 693 | $2.1B | 0 | ||
| 2021 Q2 | 683 | $2.1B | 100 | ||
| 2021 Q1 | 650 | $2.1B | 13 | ||
| 2020 Q4 | 571 | $2.0B | 39 | ||
| 2020 Q3 | 573 | $1.4B | 34 | ||
| 2020 Q2 | 604 | $1.2B | 51 | ||
| 2020 Q1 | 475 | $827.3M | 48 | ||
| 2019 Q4 | 539 | $1.0B | 40 | ||
| 2019 Q3 | 539 | $829.9M | 29 | ||
| 2019 Q2 | 597 | $916.8M | 16 | ||
| 2019 Q1 | 574 | $897.5M | 25 | ||
| 2018 Q4 | 570 | $822.4M | 35 | ||
| 2018 Q3 | 576 | $900.3M | 26 | ||
| 2018 Q2 | 603 | $814.4M | 32 | ||
| 2018 Q1 | 541 | $735.6M | 26 | ||
| 2017 Q4 | 525 | $743.9M | 24 | ||
| 2017 Q3 | 550 | $768.1M | 26 | ||
| 2017 Q2 | 571 | $778.0M | 29 | ||
| 2017 Q1 | 619 | $825.2M | 65 | ||
| 2016 Q4 | 544 | $912.6M | 35 | ||
| 2016 Q3 | 553 | $1.1B | 44 | ||
| 2016 Q2 | 560 | $1.1B | 38 | ||
| 2016 Q1 | 513 | $1.2B | 44 | ||
| 2015 Q4 | 471 | $1.4B | 29 | ||
| 2015 Q3 | 499 | $1.3B | 38 | ||
| 2015 Q2 | 525 | $1.4B | 29 | ||
| 2015 Q1 | 510 | $1.4B | 38 | ||
| 2014 Q4 | 332 | $1.3B | 32 | ||
| 2014 Q3 | 333 | $1.2B | 26 | ||
| 2014 Q2 | 363 | $1.2B | 25 | ||
| 2014 Q1 | 345 | $1.1B | 30 | ||
| 2013 Q4 | 348 | $1.1B | 92 | ||
| 2013 Q3 | 1094 | $2.6B | 20 | ||
| 2013 Q2 | 1163 | $2.4B | — |
Holding changes this quarter
First Citizens Bank & Trust Co's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Conagra Brands Inc (CAG); Sold out: Oneok Inc (OKE); New buy: .
Showing top 200 changes by size (of 785 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +7.2% | +96.28% | Add | |
| 2 | NVDA | Nvidia CORP | +1% | +28.16% | Add |
| 3 | MSFT | Microsoft CORP | +1% | +23.54% | Add |
| 4 | AAPL | Apple Inc | +0.8% | +11.60% | Add |
| 5 | ✓ | +0.6% | NEW | New buy | |
| 6 | GOOGL | Alphabet Inc-cl A | +0.5% | +86.67% | Add |
| 7 | AMD | Advanced Micro Devices | +0.4% | +207.48% | Add |
| 8 | META | Meta Platforms Inc-class A | +0.4% | +26.12% | Add |
| 9 | INTC | Intel CORP | +0.2% | +290.43% | Add |
| 10 | AMZN | Amazon.com Inc | +0.2% | +12.10% | Add |
| 11 | AVGO | Broadcom Inc | +0.2% | +28.15% | Add |
| 12 | DFIS | Dimensional International Sm | +0.2% | +5.65% | Add |
| 13 | PLTR | Palantir Technologies Inc-a | +0.2% | +19.96% | Add |
| 14 | GOOG | Alphabet Inc-cl C | +0.1% | +17.36% | Add |
| 15 | SNDK | Sandisk CORP | +0.1% | +1509.58% | Add |
| 16 | MU | Micron Technology Inc | +0.1% | +29.96% | Add |
| 17 | JPM | Jpmorgan Chase & Co | +0.1% | +18.71% | Add |
| 18 | LLY | Eli Lilly & Co | +0.1% | +22.29% | Add |
| 19 | JNJ | Johnson & Johnson | +0.1% | +71.84% | Add |
| 20 | MA | Mastercard Inc - A | +0.1% | +167.70% | Add |
| 21 | WDC | Western Digital CORP | +0.1% | +224.97% | Add |
| 22 | PANW | Palo Alto Networks Inc | +0.1% | +126.61% | Add |
| 23 | CVX | Chevron CORP | +0.1% | +4.21% | Add |
| 24 | CAT | Caterpillar Inc | +0.1% | +124.06% | Add |
| 25 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +3071.86% | Add |
| 26 | GE | General Electric | +0.1% | +120.08% | Add |
| 27 | AMGN | Amgen Inc | +0.1% | +68.04% | Add |
| 28 | ABBV | Abbvie Inc | +0.1% | +25.35% | Add |
| 29 | COST | Costco Wholesale CORP | +0.1% | +65.49% | Add |
| 30 | TSLA | Tesla Inc | 0% | +29.11% | Add |
| 31 | TXN | Texas Instruments Inc | 0% | +195.67% | Add |
| 32 | MPC | Marathon Petroleum CORP | 0% | +28.76% | Add |
| 33 | ANET | Arista Networks Inc | 0% | +568.98% | Add |
| 34 | GEV | GE Vernova Inc | 0% | +119.20% | Add |
| 35 | VOO | Vanguard S&p 500 ETF | 0% | +6.71% | Add |
| 36 | ✓ | 0% | NEW | New buy | |
| 37 | MRVL | Marvell Technology Inc | 0% | +127.91% | Add |
| 38 | IEMG | Ishares Core Msci Emerging | 0% | +7.59% | Add |
| 39 | CRM | Salesforce Inc | 0% | +333.63% | Add |
| 40 | TMO | Thermo Fisher Scientific Inc | 0% | +28.70% | Add |
| 41 | V | Visa Inc-class A Shares | 0% | +2.40% | Add |
| 42 | RTX | Rtx CORP | 0% | +95.04% | Add |
| 43 | VLO | Valero Energy CORP | 0% | +56.09% | Add |
| 44 | MRK | Merck & Co. Inc. | 0% | +16.14% | Add |
| 45 | KLAC | Kla CORP | 0% | +234.87% | Add |
| 46 | ACN | Accenture plc | 0% | +22.01% | Add |
| 47 | WFC | Wells Fargo & Co | 0% | +102.78% | Add |
| 48 | ✓ | 0% | +857.19% | Add | |
| 49 | GILD | Gilead Sciences Inc | 0% | +6.84% | Add |
| 50 | LMT | Lockheed Martin CORP | 0% | +132.67% | Add |
1–50 of 200
Filing History
FAQ
What is First Citizens Bank & Trust Co and what type of investor is it?
First Citizens Bank & Trust Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $6.7B, spread across 1136 disclosed positions.
What are First Citizens Bank & Trust Co's largest equity positions?
Based on the latest 13F filing, First Citizens Bank & Trust Co's top holdings by market value are:
1. — $978.2M (14.5%)
2. Ishares Russell Top 200 Grow (IWY) — $508.5M (7.6%)
3. Ishares Russell Mid-cap Valu (IWS) — $297.6M (4.4%)
4. Ishares Russell Top 200 Valu (IWX) — $287.5M (4.3%)
5. Apple Inc (AAPL) — $245.9M (3.6%)
What changes did First Citizens Bank & Trust Co make in its most recent portfolio filing?
In the latest reported quarter, First Citizens Bank & Trust Co made 200 notable position adjustments: 26 new positions were initiated, 104 existing holdings were added to, 65 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Conagra Brands Inc (CAG); Sold out: Oneok Inc (OKE); New buy:
What sectors does First Citizens Bank & Trust Co focus on?
First Citizens Bank & Trust Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 38.3%
• Financials: 16.2%
• Communication Services: 9.1%
• Health Care: 8.3%
• Consumer Discretionary: 8.0%
• Industrials: 8.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
First Citizens Bank & Trust Co returned an annualized 18.9% over the trailing 36 months — underperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 38.3% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$115.5M, now $220.3M), while trimming IWX over the same stretch (-$261.8M, still holding $287.5M).
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IC
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Developer Access
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