IC
Institutional Capital LLC Historical SEC 13F Holdings & Archive (Q4 2016)
Institutional Capital LLCCIK: 0000050672
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$6.7B
Reporting period: 2016-12-31 · Number of holdings: 145
INSTITUTIONAL CAPITAL LLC disclosed 145 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $6.7B and a quarterly turnover rate of 50.0%.
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Personality snowflake
- Concentration
- 11.73
- Portfolio Stability
- 50.02
- Momentum
- 100
- Sector conviction
- 61.16
- Diversification
- 100
- Sizing Uniformity
- 92.1
Institutional Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 145 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.79), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 48% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WFC
-12.1% $157.5M
Trim CVS
-79.8% -$178.4M
Add TAP
+391.7% $147.5M
Add WHR
-2.3% $137.8M
Trim JNJ
-77.0% -$150.4M
Add OMC
+138.8% $116.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 55 holdings (of 145 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.36% | -0.13% | -11.90% | |
| 2 | ABT | Abbott Laboratories | Stock-Healthcare | 4.26% | -0.51% | -8.59% | |
| 3 | HON | Honeywell International Inc | Stock-Industrials | 4.08% | +0.20% | -1.77% | |
| 4 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 4.06% | +0.01% | -14.23% | |
| 5 | WFC | Wells Fargo & Co | Stock-Financials | 3.90% | +2.44% | -12.12% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.89% | — | +0.00% | |
| 7 | ICE | Intercontinental Exchange In | Stock-Financials | 3.67% | — | +380.63% | |
| 8 | ORCL | Oracle CORP | Stock-Tech | 3.60% | -0.93% | -24.50% | |
| 9 | UTXZ | United Tech CORP | Stock-Other | 3.45% | +1.04% | +23.52% | |
| 10 | INTC | Intel CORP | Stock-Tech | 3.41% | -0.28% | -10.56% | |
| 11 | AXP | American Express Co | Stock-Financials | 3.38% | +0.20% | -14.68% | |
| 12 | WHR | Whirlpool CORP | Stock-Consumer Disc | 3.27% | +2.12% | -2.29% | |
| 13 | C | Citigroup Inc | Stock-Financials | 3.13% | -0.48% | -35.95% | |
| 14 | ✓ | Laboratory Corp. of America | Stock-Other | 2.98% | +0.15% | +5.06% | |
| 15 | OMC | Omnicom Group | Stock-Comm Services | 2.96% | +1.81% | +138.77% | |
| 16 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 2.89% | +2.89% | NEW | |
| 17 | ✓ | Stock-Other | 2.86% | -0.97% | -23.69% | ||
| 18 | TAP | Molson Coors Beverage Co - B | Stock-Consumer Staples | 2.84% | +2.23% | +391.67% | |
| 19 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 2.80% | -0.81% | -30.64% | |
| 20 | XXI | Twenty One Capital, Inc. | Stock-Other | 2.67% | +0.04% | -18.44% | |
| 21 | PPG | Ppg Industries Inc | Stock-Materials | 2.62% | +1.63% | +168.55% | |
| 22 | DISH | Dish Network Corp-a | Stock-Other | 2.61% | -0.33% | -21.93% | |
| 23 | MTB | M & T Bank CORP | Stock-Financials | 2.55% | -0.53% | -42.97% | |
| 24 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 2.34% | +2.34% | NEW | |
| 25 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 2.33% | +1.79% | +278.59% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 2.22% | +2.22% | NEW | |
| 27 | MCK | Mckesson CORP | Stock-Healthcare | 2.13% | -1.78% | -39.99% | |
| 28 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 1.66% | +0.69% | +35.60% | |
| 29 | ST | Sensata Technologies Holding plc | Stock-Tech | 1.61% | +0.02% | -6.38% | |
| 30 | AMG | Affiliated Managers Group | Stock-Financials | 1.09% | +1.09% | NEW | |
| 31 | AMT | American Tower CORP | Stock-Real Estate | 0.97% | -0.89% | -48.14% | |
| 32 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.96% | -0.77% | -38.35% | |
| 33 | MDT | Medtronic plc | Stock-Healthcare | 0.83% | -1.32% | -56.67% | |
| 34 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.72% | -0.37% | -36.39% | |
| 35 | DISCKUSD | Discovery Inc-c | Stock-Other | 0.71% | -0.21% | -29.09% | |
| 36 | TV | Grupo Televisa Sa-spon Adr | Stock-Other | 0.70% | -1.31% | -60.01% | |
| 37 | LSXMKUSD | Liberty Media Cor-siriusxm C | Stock-Other | 0.69% | — | -7.75% | |
| 38 | CVS | Cvs Health CORP | Stock-Healthcare | 0.58% | -2.41% | -79.84% | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.57% | -2.03% | -77.03% | |
| 40 | NWL | Newell Brands Inc | Stock-Consumer Staples | 0.55% | -0.88% | -58.07% | |
| 41 | BIDU | Baidu Inc - Spon Adr | Stock-Comm Services | 0.44% | -0.14% | -20.87% | |
| 42 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.38% | — | +11.78% | |
| 43 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.34% | +0.34% | NEW | |
| 44 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 0.33% | -0.13% | -33.25% | |
| 45 | MSFT | Microsoft CORP | Stock-Tech | 0.26% | — | +0.64% | |
| 46 | PFE | Pfizer Inc | Stock-Healthcare | 0.25% | — | -11.28% | |
| 47 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 0.23% | -0.40% | -37.38% | |
| 48 | LIVN | LivaNova PLC | Stock-Other | 0.23% | -0.12% | -19.34% | |
| 49 | CCI | Crown Castle Inc | Stock-Real Estate | 0.22% | — | +8.15% | |
| 50 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 0.19% | +0.19% | NEW |
1–50 of 55
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q4 | 145 | $6.7B | 50 | ||
| 2016 Q3 | 143 | $7.3B | 52 | ||
| 2016 Q2 | 136 | $8.2B | 55 | ||
| 2016 Q1 | 128 | $9.4B | 42 | ||
| 2015 Q4 | 127 | $11.5B | 36 | ||
| 2015 Q3 | 129 | $12.0B | 54 | ||
| 2015 Q2 | 130 | $14.3B | 39 | ||
| 2015 Q1 | 131 | $16.3B | 40 | ||
| 2014 Q4 | 141 | $16.6B | 36 | ||
| 2014 Q3 | 133 | $17.1B | 45 | ||
| 2014 Q2 | 131 | $21.1B | 28 | ||
| 2014 Q1 | 84 | $21.2B | 26 | ||
| 2013 Q4 | 87 | $20.7B | 28 | ||
| 2013 Q3 | 83 | $19.5B | 14 | ||
| 2013 Q2 | 84 | $19.4B | 0 |
Holding changes this quarter
Institutional Capital LLC's most significant position changes for 2016-12-31: New buy: Totalenergies Se -spon Adr (TTEN); Sold out: Ally Financial Inc (ALLY); New buy: Lowe's Cos Inc (LOW); New buy: Visa Inc-class A Shares (V); Sold out: Samsung Electr.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC | Wells Fargo & Co | +2.4% | -12.12% | Trim |
| 2 | TAP | Molson Coors Beverage Co - B | +2.2% | +391.67% | Add |
| 3 | WHR | Whirlpool CORP | +2.1% | -2.29% | Trim |
| 4 | OMC | Omnicom Group | +1.8% | +138.77% | Add |
| 5 | CHTR | Charter Communications Inc-a | +1.8% | +278.59% | Add |
| 6 | PPG | Ppg Industries Inc | +1.6% | +168.55% | Add |
| 7 | UTXZ | United Tech CORP | +1% | +23.52% | Add |
| 8 | CTSH | Cognizant Tech Solutions-a | +0.7% | +35.60% | Add |
| 9 | HON | Honeywell International Inc | +0.2% | -1.77% | Trim |
| 10 | AXP | American Express Co | +0.2% | -14.68% | Trim |
| 11 | ✓ | Laboratory Corp. of America | +0.2% | +5.06% | Add |
| 12 | XXI | Twenty One Capital, Inc. | 0% | -18.44% | Trim |
| 13 | ST | Sensata Technologies Holding plc | 0% | -6.38% | Trim |
| 14 | RDS-A | Shell Plc-spon Adr-a | 0% | -14.23% | Trim |
| 15 | LSXMKUSD | Liberty Media Cor-siriusxm C | — | -7.75% | Trim |
| 16 | LIVN | LivaNova PLC | -0.1% | -19.34% | Trim |
| 17 | AAPL | Apple Inc | -0.1% | -11.90% | Trim |
| 18 | IBN | Icici Bank Ltd-spon Adr | -0.1% | -33.25% | Trim |
| 19 | BIDU | Baidu Inc - Spon Adr | -0.1% | -20.87% | Trim |
| 20 | DISCKUSD | Discovery Inc-c | -0.2% | -29.09% | Trim |
| 21 | INTC | Intel CORP | -0.3% | -10.56% | Trim |
| 22 | DISH | Dish Network Corp-a | -0.3% | -21.93% | Trim |
| 23 | NXPI | NXP Semiconductors N.V. | -0.4% | -36.39% | Trim |
| 24 | TEVA | Teva Pharmaceutical-sp Adr | -0.4% | -37.38% | Trim |
| 25 | C | Citigroup Inc | -0.5% | -35.95% | Trim |
| 26 | ABT | Abbott Laboratories | -0.5% | -8.59% | Trim |
| 27 | MTB | M & T Bank CORP | -0.5% | -42.97% | Trim |
| 28 | LVS | Las Vegas Sands CORP | -0.7% | -100.00% | Trim |
| 29 | VOD | Vodafone Group Plc-sp Adr | -0.8% | -38.35% | Trim |
| 30 | CMCSA | Comcast Corp-class A | -0.8% | -30.64% | Trim |
| 31 | NWL | Newell Brands Inc | -0.9% | -58.07% | Trim |
| 32 | AMT | American Tower CORP | -0.9% | -48.14% | Trim |
| 33 | ORCL | Oracle CORP | -0.9% | -24.50% | Trim |
| 34 | ✓ | -1% | -23.69% | Trim | |
| 35 | TV | Grupo Televisa Sa-spon Adr | -1.3% | -60.01% | Trim |
| 36 | MDT | Medtronic plc | -1.3% | -56.67% | Trim |
| 37 | DAL | Delta Air Lines Inc | -1.4% | -100.00% | Trim |
| 38 | MCK | Mckesson CORP | -1.8% | -39.99% | Trim |
| 39 | JNJ | Johnson & Johnson | -2% | -77.03% | Trim |
| 40 | CVS | Cvs Health CORP | -2.4% | -79.84% | Trim |
| 41 | TTEN | Totalenergies Se -spon Adr | — | NEW | New buy |
| 42 | ALLY | Ally Financial Inc | — | EXIT | Sold out |
| 43 | LOW | Lowe's Cos Inc | — | NEW | New buy |
| 44 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 45 | ✓ | Samsung Electr | — | EXIT | Sold out |
| 46 | AMG | Affiliated Managers Group | — | NEW | New buy |
| 47 | GS | Goldman Sachs Group Inc | — | EXIT | Sold out |
| 48 | SCHW | Schwab (charles) CORP | — | NEW | New buy |
| 49 | RYAAY | Ryanair Holdings Plc-sp Adr | — | NEW | New buy |
| 50 | AEP | American Electric Power Company, Inc. | — | EXIT | Sold out |
Filing History
FAQ
What is Institutional Capital LLC and what type of investor is it?
Institutional Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $6.7B, spread across 145 disclosed positions.
What are Institutional Capital LLC's largest equity positions?
Based on the latest 13F filing, Institutional Capital LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $294.3M (4.4%)
2. Abbott Laboratories (ABT) — $287.5M (4.3%)
3. Honeywell International Inc (HON) — $275.0M (4.1%)
4. Shell Plc-spon Adr-a (RDS-A) — $273.9M (4.1%)
5. Wells Fargo & Co (WFC) — $263.2M (3.9%)
What changes did Institutional Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Institutional Capital LLC made 50 notable position adjustments: 6 new positions were initiated, 7 existing holdings were added to, 33 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Totalenergies Se -spon Adr (TTEN); Sold out: Ally Financial Inc (ALLY); New buy: Lowe's Cos Inc (LOW); New buy: Visa Inc-class A Shares (V); Sold out: Samsung Electr
What sectors does Institutional Capital LLC focus on?
Institutional Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 26.9%
• Information Technology: 24.1%
• Communication Services: 18.7%
• Health Care: 16.9%
• Industrials: 8.5%
• Consumer Discretionary: 4.8%
Investment Profile
Institutional Capital LLC's portfolio is broadly diversified and moderately active.
It has added to its PPG position over the past two quarters (+$126.5M, now $176.9M), while trimming MCK over the same stretch (-$234.4M, still holding $143.5M).
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Developer Access
Access Institutional Capital LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/institutional-capital-llcCLI
npx alphasmo institutions get institutional-capital-llc